26 October 2015


Another refugee summit in Brussels, and another dishearteningly confused set of conclusions. Which most likely leave everything more or less as it is.


“Refugees need to be treated in a humane manner along the length of the Western Balkans route to avoid a humanitarian tragedy in Europe.”

That was the promise made by Juncker before the conference. If this would be realised, it would obviously be a very good thing: “Increasing the capacity to provide temporary shelter, food, health, water and sanitation to all in need.” A worthy aspiration.


How realistic are these commitments, though? It is the end of October. Some conclusions suggest that additional resources may not be available soon:

“Working with International Financial Institutions such as the European Investment Bank, the European Bank for Reconstruction and Development and the Development Bank of the Council of Europe which are ready to support financially efforts of the countries willing to make use of these resources”

Slovenia noted that 60,000 people arrived there in recent days. What does the summit do to help Slovenia, concretely, in the coming weeks? Or Croatia? Or Greece?

Is there a working group to determine where capacities for temporary shelter are most needed? In Slovenia? in Croatia? In Serbia? in Macedonia?


It would help to know where temporary shelters are needed, or exist now; or how many new ones have to be found. Perhaps this is known, but it is not stated in the conclusions:

“Greece to increase reception capacity to 30,000 places by the end of the year, and to support UNHCR to provide rent subsidies and host family programmes for at least 20,000 more – a pre-condition to make the emergency relocation scheme work; Financial support for Greece and UNHCR is expected”

Note; this does not say how many such places Greece has now. So it is not clear what “increasing” capacity to 30,000 means in terms of additional capacity. Which makes budgeting and raising funding for it tricky. Or assessing the meaning of this commitment.

Note also: this would be sufficient for the number of refugees who will arrive between today, Monday, and next Friday. By the end of the year, these refugees would unlikely still be in Greece.

Plus: these are still rest stations. Nobody will stay in any of these shelters one day longer than necessary. “Host families” for rest stations?


From here on the conclusions become ever less realistic:

“Working with the European Commission and Frontex to step up practical cooperation on readmission with third countries and intensifying cooperation in particular with Afghanistan, Bangladesh and Pakistan; Commission to work to implement existing readmission agreements fully and start work on new readmission agreements with relevant countries;”

Anybody who has examined the difficulties of readmitting even rejected Balkan asylum seekers from Germany to Western Balkans countries – which do not oppose taking back their citizens – knows that expecting to do this, on a large scale, with Pakistan or Afghanistan is not a plan, but closer to day dreaming.


This is the least serious part of the conclusions.

“- Finalising and implementing the EU-Turkey Action Plan;
– Making full use of the potential of the EU-Turkey readmission agreement and the visa liberalisation roadmap;”

Turkey was not even invited to this summit. The EU-Turkey Action Plan is empty of content. “Making full use of the visa liberalisation roadmap” means what concretely? We have to wait for another summit.

“- Upscaling the Poseidon Sea Joint Operation in Greece;
– Reinforcing Frontex support at the border between Bulgaria and Turkey;”
What is this supposed to achieve? How will it make any difference?
“- Strengthening border cooperation between Greece and the former Yugoslav Republic of Macedonia, with increased UNHCR engagement;
– Greece and the former Yugoslav Republic of Macedonia and Albania will strengthen the management of the external land border, with Frontex to support registration in Greece;”

Is the aim to slow down people leaving Greece … and has Greece agreed to this? Where would those who are made to stay longer stay in Greece?

Or is the idea to register everyone in Greece … and people then move on? What difference would this make?

“- Working together with Frontex to monitor border crossings and support registration and fingerprinting at the Croatian-Serbian border crossing points;
– Deploying in Slovenia 400 police officers and essential equipment within a week, through bilateral support;
– Strengthening the Frontex Western Balkans Risk Analysis Network with intensified reporting from all participants;”

So there will be more Frontex and more reporting, everywhere! But Frontex is essentially just other European border guards, not magicians or super-heroes. And this seems to assume that the problem in Slovenia or Croatia is a lack of people.

“14. Reconfirming the principle of refusing entry to third country nationals who do not confirm a wish to apply for international protection (in line with international and EU refugee law and subject to prior non-refoulement and proportionality checks);”

How many of those who reach the EU’s borders do NOT wish to apply for international protection? ANYBODY?

Finally, there is this:

“Under the current circumstances, we will discourage the movement of refugees or migrants to the border of another country of the region. A policy of waving through refugees without informing a neighbouring country is not acceptable. This should apply to all countries along the route.”

This either means a dramatic change which will likely cause the humanitarian tragedy Juncker wanted to avoid or it means that waving through refugees should happen “while informing a neighbouring country” a little better. Most likely – and fortunately – it is the second.


If this is what the countries most concerned by this crisis come up with as their operational conclusions we know that there is no plan. It was another summit without a serious discussion. Another missed opportunity.

Filed under: Balkans,Border revolution,Europe,Greece,Migration,Refugees — Gerald @ 2:07 pm
17 October 2015

gerald Phoenix



»Erdoğan needs Germany«

October 15, 2015

The political scientist Gerald Knaus on working together with Turkey, border controls and Germany’s role in receiving refugees.

DIE ZEIT: Mr Knaus, while Germany finds itself confronted with one million refugees, you are calling for taking in another 500,000.

Gerald Knaus: This is not as absurd as it looks at first sight. After helpless politicians proposed many faulty solutions in the past few weeks, chancellor Merkel needs to present something credible and tangible.

ZEIT: The plan that Angela Merkel will bring to Ankara comes close to a proposal you made already weeks ago – and now it became EU foreign policy. What exactly did you propose?

Knaus: Greece declares Turkey a safe third country. Turkey commits to readmitting all refugees that reach Greek islands through the Aegean, from a point in time to be specified. In return, Germany commits to granting asylum to 500,000 Syrian refugees from Turkey in the next twelve months. In addition, the EU visa requirement for Turkish nationals will be waived next year.

ZEIT: Why should this reduce the number of refugees who want to come to Europe?

Knaus: This offer is only for refugees who are already registered in Turkey. Thus no new incentives for refugees to travel to Turkey would be created by this plan. Then refugee families – half of the Syrians in Turkey are children – would no longer need to make the dangerous trip across the sea and the Balkans. This would quickly reduce the number of boats heading towards the Greek coast. The result would be what Angela Merkel and Horst Seehofer both demand:  control of the external borders and an orderly process – and German emergency relief for refugees in a real crisis situation.

ZEIT: But Turkey is currently reeling from a terrorist attack of which nobody knows who was behind it. Kurds and members of the opposition are brutally persecuted. How is one supposed to declare such a country a safe third country?

Knaus: You have to differentiate between a safe third country and a safe country of origin. For refugees Turkey is a safe third country – even if it is not necessarily a country of safe origin for its own citizens. Currently, these two things are often confused. Under the new Turkish asylum law, refugees can apply for asylum, are not persecuted in Turkey, and are also not deported to Syria. And that’s decisive for this proposal. Whether the EU should declare Turkey a safe country of origin as the EU Commission suggested, raises doubts indeed.

ZEIT: But is it wise to demonstrate to an autocrat like Erdoğan in the run up to the elections how much one is dependent on him?

Knaus: Even Erdoğan needs Germany. Turkey finds itself in the biggest security crisis since the end of the Cold War. Russia is waging war north of Turkey, in Ukraine. The Russian air force is bombing Turkish allies in Syria in an alliance with Assad and Iran, both adversaries of Turkey. And Turkey itself is at war with the »Islamic State« and the PKK. The economy is no longer growing as it was in the last decade, and taking care of two million Syrian refugees is not easy. The refugee issue plays hardly any role in the electoral campaign.

ZEIT: Part of your proposal is visa free travel for Turkish nationals to the EU – what effects would this have in practice?

Knaus: I do not believe in a mass exodus of Turks. In the past few years the trend went the other way; especially from Germany more Turks immigrated to Turkey than did immigrate to Germany. For the young generation in Turkey, Europe only has a real meaning if they can actually travel there. The only danger that I see is if the situation in Southeast Turkey would descend into a full blown war like in the 90s.

ZEIT: But in the current political climate it is completely unthinkable that the chancellor would speak about a number of 500,000 she actively wants to bring to Germany.

Knaus: I know that in the first moment this sounds counterproductive. But you can make it clear to people that without an agreement more refugees are to be expected. Even now there is talk of one million. And in talk shows superficial solutions like fighting root causes, solving the situation in Syria and Libya, or sharing the burden in the EU are being floated.

ZEIT: What about the magic formula “transit zones”?

Knaus: What the German federal minister of the interior proposes would indeed reduce the number of applicants from Balkan countries who are being rejected anyway – but this is not about them. Above all, it is about civil war refugees. Often people will say that the EU needs to better secure its borders, introduce stricter border controls and better equip refugee camps in the region. But none of these proposals will solve our most acute problem: How to reduce the number of refugees reaching the external borders of the EU. No Frontex mission, no European quota, no perfectly equipped refugee camp will stop the desperate from trying to flee to Europe. But if there’s an impression in the public debate that there’s no limit at all for the number of refugees, then soon the readiness to help will turn into fear. That’s why I believe that we need to move fast. Angela Merkel and her political allies in Europe need to show that they – and not the extreme right – have a real solution to offer.

ZEIT: Why should European solidarity suddenly work now if there was already a lack of it in past months?

Knaus: If hundreds of thousands of Syrian children grow up without schooling and without perspective, if we lose an entire generation, this will not be without consequence for European security. There’s a helplessness among the political elite in the entire EU, from Greece to Sweden, nobody has an idea what to do. And extreme right parties profit from this, while having no real solutions to offer either. In this situation Germany is the only country that has the political credibility and economic clout to take the initiative. If Germany can’t deal with the problem, nobody else will manage to do so. But if Germany takes the lead, countries like Austria, Italy, France and Sweden will follow.

ZEIT: Viktor Orban accuses Angela Merkel of moral imperialism. This argument also goes down well with many Germans.

Knaus: Orban is right if he calls the hitherto existing international refugee policy hypocritical. On paper there’s a generous right to asylum. But at the same time everything has been done to prevent refugees from claiming this asylum. In recent years, UNHCR resettled only 100,000 refugees worldwide per year to wealthy countries. That’s of course a ridiculously low figure. But Orban’s response to this is to by de facto get rid of the right to asylum altogether. He regards refugees as criminals, as enemies, and refers to Hungarian experiences with the Ottomans, as if they were an invading army. He also says that the refugee crisis is a good opportunity to overcome the “liberal age of human rights.” Le Pen in France, Strache in Austria and others join in into that chorus. In the general helplessness such slogans are becoming more and more appealing.

ZEIT: The right and the left claim that 60 million people are fleeing and that we are only talking about a fraction.

Knaus: That figure is totally misleading. The biggest part of all refugees worldwide stay within their home countries. Syria is the biggest disaster. One fourth of all refugees outside of their home country are Syrians. Most of them now live in Turkey, in Jordan, and in Lebanon. Only a few years ago the number of migrants who tried to enter the EU illegally was 72,000. So this is not about a massive migration of the planet’s poor to the rich North that has been going on for a long time and will never end. This is a specific emergency situation.

ZEIT: Why should erecting borders not work?

Knaus: Angela Merkel said that she has lived behind a fence long enough and she knows that fences won’t help. At first sight that’s a strange argument: The Iron Curtain and the Berlin Wall worked very well and repelled refugees for decades. But for that you need a death strip and a firing order. And even that could not deter many desperate people to try nevertheless. Merkel made it clear that she will not build this kind of fence. You could militarise your borders and regard refugees as enemies. But then you would need to give up European asylum law as we know it.

Gerald Knaus is chairman of the European Stability Initiative, a think tank advocating unconventional solutions to European crises.




Filed under: Europe,Germany,Greece,Hungary,Migration,Refugees,Turkey — Gerald @ 12:54 am
17 September 2015

Solange die Türkei nicht kooperiert, wird der Migrationsstrom nach Europa nicht beherrschbar sein / Von Michael Martens

ATHEN, 16. September. Auf dem Meer kann man keine Mauer bauen. Mit diesem simplen Satz ließe sich ein an diesem Donnerstag erscheinendes Positionspapier der „Europäischen Stabilitätsinitiative“ (ESI) zusammenfassen, einer Denkfabrik mit Hauptsitz in Berlin, deren Studien und Analysen seit 1999 die Debatte zu politischen Schlüsselthemen in Europa bereichern. In dem Aufsatz „Warum in der Ägäis Menschen ertrinken. Ein Vorschlag zu Grenzkontrolle und Asyl“ unterbreitet ESI-Chef Gerald Knaus einen Vorschlag, der helfen soll, die Masseneinwanderung nach Europa beherrschbar zu machen. Der Vorstoß lässt viele Fragen offen und wird nicht ohne Einwände bleiben, spricht aber einige wichtige Punkte an. Der wichtigste: Ohne die Mitarbeit der Türkei, die Europa nicht umsonst bekommen wird, können die Europäer noch so viele Mauern bauen, Polizisten oder gar Soldaten an ihre Grenzen schicken, Kontrollen einführen – es wird wenig ändern. Zwar können physische Demarkationen durchaus Teil einer Lösung sein und dürften es künftig in wachsendem Maße auch werden – doch sie ändern nichts an der topographischen Realität, die Griechenlands ostägäische Inseln bei der muslimischen Masseneinwanderung nach Europa spielen. „Die griechische Regierung kann nicht Schiffe versenken oder sie von den Küsten abdrängen. Das wäre illegal und gefährlich. Sie kann also nur warten, bis die Migranten ankommen; und sie muss sie retten, wenn sie auf See in Gefahr sind”, schreibt Knaus.

Damit ist die Ausgangslage beschrieben. Ein Zaun in der pannonischen Tiefebene oder ein Großaufgebot des in Bayern ändern zunächst einmal gar nichts daran, dass wie zuletzt im August mehr als 20.000 Migranten auf Lesbos, Kos und den anderen Inseln in Sichtweise der türkischen Küste anlanden. Um das zu verdeutlichen, lässt Knaus seinen Text am anderen Ende des Kontinents beginnen, in Finnland, dem EU-Mitglied mit der längsten Landaußengrenze des Schengen-Zone: 1340 Kilometer zu Russland. Finnlands Grenzschutz gilt als vorbildlich in Europa. Gesichtserkennungssoftware, modernste Methoden zum Erkennen gefälschter Pässe, umfassender Datenabgleich zwischen den Behörden, Bewegungsmelder, lückenlose Überwachung des Schiffsverkehrs in der Ostsee. So wurden 2013 denn auch nur 18 illegale Grenzübertritte in Finnland registriert. Nur war der Grund dafür nicht finnische Hochtechnologie sondern – Russland. Dort stehen noch aus Sowjetzeiten zwei je vier Meter hohe Grenzzäune, der Geheimdienst überwacht das Gebiet. Zäune machen also, im Unterschied zu dem, was meist behauptet wird, durchaus einen Unterschied – zumindest an Land und zumindest, solange Russland das will. Doch selbst wenn man den gesamten finnischen Grenzschutz nach Griechenland versetzt, wird der mit all seiner Technik nicht viel ändern können. Er wird die Migranten nur früher kommen sehen. „Letztlich hängt die Grenzkontrolle vor allem von den Nachbarn der EU ab und davon, ob diese willens und fähig dazu sind, potentielle illegale Migranten daran zu hindern, die Grenzen der EU überhaupt erst zu erreichen“, schlussfolgert Knaus.

Da kommt die Türkei ins Spiel. Das Land hat schon seit 2002 ein Rückführungsabkommen mit Griechenland, also einen Vertrag, der die türkischen Behörden verpflichtet, illegale Einwanderer, die aus der Türkei kommend griechischen Boden betreten haben, zurückzunehmen. Freilich weigert sich die Türkei, den Vertrag einzuhalten. Mehr als 9600 Anträge auf Rücknahme eines illegalen Einwanderers stellten griechischen Behörden 2014. Die Türkei nahm 6 (in Worten: sechs) zurück.

Doch ist das so unverständlich? Die Türkei, hat fast zwei Millionen Flüchtlinge aus Syrien aufgenommen, manche beherbergt sie seit Jahren. Die Vorstellung, dass die Türkei, die mehr syrische Flüchtlinge aufgenommen hat als ganz Europa zusammen, nun auch noch Zehntausende aus der EU zurücknimmt, nennt Knaus „vollkommen unrealistisch.“ Es sei denn die EU mache der Türkei ein außergewöhnliches Angebot. Knaus schlägt vor: „Die EU“ erklärt sich bereit, in den kommenden 12 Monaten eine Million Flüchtlinge aus Syrien (und nur von dort) aufzunehmen, die ihre Asylanträge noch in der Türkei abgeben können. Sie könnten dann legal mit dem Flugzeug nach Europa kommen statt ihr Leben auf Schlauchbooten zu riskieren. Die Türkei würde sich im Gegenzug verpflichten, das ab 2017 voll in Kraft tretende Rücknahmeabkommen mit der EU sofort anzuwenden. „Das bedeutet, sie würde jeden, der aus der Türkei kommend Lesbos oder Kos erreicht, am folgenden Tag zurücknehmen.“ Diese Doppellösung, so Knaus, würde das Geschäftsmodell der Menschenschmuggler in kurzer Zeit zerstören. Doch wie werden die Menschen in der EU verteilt? Und würde die Türkei ihren Part eines solchen Abkommens erfüllen? Wer traut noch dem Wort des Autokraten von Ankara, Tayyip Erdogan – selbst wenn der sein Wort gäbe? Solche und andere Einwände liegen auf der Hand. Klar ist aber auch, so Knaus: „Der Schlüssel, um die unkontrollierte Ankunft Hunderttausender Migranten und Asylbewerber in der EU zu stoppen, wird von der Türkei gehalten. Nur eine Strategie, die auf dieser Tatsache aufbaut, kann den Notstand beenden.“

Filed under: Europe,Human rights,Migration,Refugees — Gerald @ 11:13 am

merkel orban


17 September 2015

The situation on the European Union’s external borders in the Eastern Mediterranean is out of control. In the first eight months of 2015, an estimated 433,000 migrants and refugees have reached the EU by sea, most of them – 310,000 – via Greece. The island of Lesbos alone, lying a scant 15 kilometres off the Turkish coast and with population of 86,000, received 114,000 people between January and August. And the numbers keep rising. The vast majority of people arriving in Greece during this period were Syrians (175,000). They are all likely to be given refugee status in the EU if they reach it; in 2014, the recognition rate of Syrian asylum applications was above 95 percent. But to claim asylum in the EU, they need to undertake a perilous journey by land and sea.

In the face of this massive movement of people – the largest in Europe since the end of the Second World War – there have been two diametrically opposed responses.

Germany has responded with open arms to the tide of Syrian refugees pouring into its train stations. At the beginning of the year, Germany anticipated some 300,000 asylum claims. By May, this prediction had been revised to 450,000. The German ministries of interior and social affairs are now making preparations for 800,000 this year. The German vice chancellor and Social Democrat Party leader has stated that Germany can cope with a half a million refugees a year for the coming years. Angela Merkel, the German chancellor, has become the face of this generous asylum policy. She has been widely hailed for her moral leadership; but she has also been accused by other EU leaders of making the situation worse, by luring ever more refugees into the EU.

A radically opposed agenda has been pushed by Viktor Orban, the Hungarian prime minister. In early 2015, Orban vowed that Hungary would not let any Muslim refugees enter, making this promise in the wake of the Charlie Hebdo massacre in Paris. He repeated this pledge in May, when the EU discussed quotas for sharing the refugee burden among member states. He warned in a speech in July that Europe was facing “an existential crisis.” He blames the refugees themselves, whom he labels economic migrants, and EU migration policy for the current crisis. And he does not mince his words: quotas for refugees are “madness”; “people in Europe are full of fear because we see that the European leaders, among them the prime ministers, are not able to control the situation”; European leaders live in a dream world, failing to recognise that the very “survival of European values and nations” is at stake. Orban declared the issue a matter of national security, ordered a fence to be built, deployed the military, used teargas and passed legislation to criminalize irregular migration. He has also taken this message to the country at the core of the refugee debate, Germany, convinced that before long German public opinion will force Merkel and her allies around to his way of thinking.

In reality, neither the German nor the Hungarian approaches offer a solution to the ever-increasing numbers of Syrian refugees crossing into Greece and on through the Balkans. Neither a liberal asylum policy nor a wire fence will prevent people from drowning in the Aegean. Although they are diametrically opposed in their views of the Syrian refugee crisis, neither approach is sustainable. This is because it is not the EU but Turkey that determines what happens at Europe’s southeastern borders. Without the active support of the Turkish authorities, the EU has only two options – to welcome the refugees or try – futilely – to stop them.

ESI proposes an agreement between the EU and Turkey to restore control of the EU’s external border while simultaneously addressing the vast humanitarian crisis. Rather than waiting for 500,000 people to make their way to Germany, Berlin should commit to taking 500,000 Syrian refugees directly from Turkey in the coming twelve months. While this would be an extraordinary measure, it is a recognition that the Syrian crisis is genuinely unique, creating a humanitarian crisis on a scale not seen in Europe since the Second World War.

It is essential that these 500,000 asylum seekers are accepted from Turkey, before they take to boats to cross the Aegean. As a quid pro quo, it is also essential that Turkey agrees to take back all the refugees that reach Greece, from the moment the deal is signed. It is the combination of these measures that will cut the ground from under the feet of the people smugglers. If Syrian refugees have a safe and realistic option for claiming asylum in the EU in Turkey, and if they face certain return back to Turkey if they cross illegally, the incentive to risk their lives on the Aegean will disappear.

These two measures would restore the European Union’s control over its borders. It would provide much-needed relief and support to Syrian refugees. And by closing off a main illegal migration route into the EU, it would reduce the flood of people now trying to reach Turkey from as far away as Central Asia. This would help to manage the huge burden currently faced by Turkey.

This proposal would take Germany’s readiness to welcome hundreds of thousands of refugees and redirect it into an orderly process where refugees no longer have to take their lives into their hands in order to claim asylum. At the same time, it would stop the uncontrolled flood of people across Europe, something Orban’s fence can never do.

If this agreement could be put in place quickly, before the seas get even rougher and the cold season closes in on the Balkans, it could save untold lives.

What might work: a two-pronged strategy

We therefore propose the following two-pronged strategy for addressing the refugee crisis.

First, Germany should commit to taking 500,000 Syrians over the next 12 months, with asylum applications made in an orderly way made from Turkey. The German government is already anticipating and preparing for this number of arrivals. But instead of waiting for them to make the sea and land journey, with all its hazards, they should accept claims from Turkey and bring successful claimants to Germany by air. Of course, Germany cannot, and should not, bear the whole refugee burden. Germany’s offer must be matched by other European nations – ideally through a burden-sharing arrangement agreed at EU level. It may make sense for the EU itself to manage the asylum application process. But such agreements take time to achieve.

Second, from the date that the new asylum claims process is announced, any refugees reaching Lesbos, Samos, Kos or other Greek islands should be returned back to Turkey based on a new Turkey-EU agreement. Initially, there would be huge numbers of readmissions – tens of thousands – presenting a major logistical challenge. But once it is clear that (i) the route through Greece is closed, and (ii) there is a real and immediate prospect of gaining asylum from Turkey, the incentives for the vast majority of people to pay smugglers and risk their lives at sea would disappear. Within a few months, the numbers passing through Greece would fall dramatically.

There are many reasons why this two-pronged strategy is the most credible solution to the crisis. It would place a cap on the number of Syrian refugees accepted into Germany. While amounting to an extremely generous response, it would not be the open-ended commitment that Merkel’s critics fear. It would enable the German government to assure the public that the crisis is under control, helping to prevent public support from being eroded.

It would provide Merkel with a ready answer to Orban’s criticism. The asylum process, while generous and humane, would no longer be generating incentives for desperate people to risk their lives at sea. Hungary and other transit countries would be relieved of the security challenge – and the political pressure – created by the mass movement of refugees, taking the heat out of the debate. It would destroy the business model of the whole criminal underworld of human traffickers.

Finally, it would relieve Turkey of a major part of its refugee burden. Furthermore, with the route into Greece closed, Turkey would cease to be a magnet for migrants from as far away as Central Asia. This would relieve the pressure building up on Turkey’s eastern borders. With Europe finally making a genuine effort to share the burden with Turkey, it can legitimately ask for more cooperation on managing the remaining migration flows.

In the interim, the solution is in the hands of Germany and Turkey. And a quick solution is sorely needed, before the seas grow even rougher and the cold season closes in on hundreds of thousands of desperate refugees seeking a route across the Balkans.


Presentation of these ideas on Austrian public television: http://tvthek.orf.at/program/ZIB-2/1211/ZIB-2/10595483/Gespraech-mit-Tuerkei-Experten-Gerald-Knaus/10595689

Filed under: Border revolution,Europe,Germany,Hungary — Gerald @ 2:56 am
4 July 2015


Getting to Yes – on the brink in Greece

“People only accept change in necessity and see necessity only in crisis.”
(Jean Monnet)

Dear friends,

This weekend Greeks vote in a referendum whose outcome could have dramatic consequences for their country. Polls show that the result is on a knife-edge. Every vote counts. The stakes for Greece could not be higher.


Please find the full ESI newsletter on the Greek Referendum here: 




Please Stay with us – facebook campaign

More here


More reading:

ESI Paper: The good news from Greece – Can Thessaloniki point the way? – January 2015

Reuters on the Greek Referendum, quoting ESI

Rumeli Observer: After Syriza fails … the Greek speech Europe needs to hear (June 2015)

Rumeli Observer: Cosmopolitan visionary – Boutaris and Thessaloniki (12 October 2014)

Ricardo Hausmann, “Austerity is not Greece’s Problem”, Project Syndicate, 3 March 2015:

“The truth is that the recession in Greece has little to do with an excessive debt burden. Until 2014, the country did not pay, in net terms, a single euro in interest: it borrowed enough from official sources at subsidized rates to pay 100% of its interest bill and then some. This situation supposedly changed a bit in 2014, the first year that the country made a small contribution to its interest bill, having run a primary surplus of barely 0.8% of GDP (or 0.5% of its debt of 170% of GDP).

To watch “One Step Ahead” (on the 2010 Thessaloniki elections) go here.


Filed under: Balkans,Europe,Greece — Gerald @ 6:36 pm
20 June 2015

Pro-Europe Greece

When the Syriza government fails this must not mean that the only alternative are the neo-Nazis of Golden Dawn.

There are pro-European and pro-reform Greeks who will make their voice heard. And there would be a huge reservoir of good-will across Europe for a Greek government that is serious about reforms, does not blame outside forces for its problems and really designs credible reform strategies to replace inchoate reforms proposed by foreigners.

Imagine the next Greek prime minister speaking like this, in Athens as well as in Berlin, in Thessaloniki as well as in Brussels, and also in Riga, Vilnius, Warsaw and Bratislava:

“As you all know Greece is going through an excruciating financial crisis. Under these conditions we need common sense …

… in Greece we are still hesitant to liberate the administration from the rule of the politicians. We are all embedded in a culture which resists the separation between politics and administration.

In the Greek state as a whole, this is the most important reform which is desperately needed. Unfortunately, in reality it has not advanced much.

The current system of a strikingly unreliable administration tends to reproduce itself. And this is clearly the responsibility of both the Greek government as well as of the EU since it hasn’t touched upon this during the last 34 years.

I dare to say that reforms and changes are not enough in the case of the Greek state. We need to revamp the state and its mentality almost from scratch! A new political culture needs to emerge in order to host a genuine separation of powers within the state.

The current institutional framework under which we operate is excessively centralist and any effort of decentralisation has proved to be inefficient. We are still unable to cooperate effectively with the private sector and increase our productivity. An inextricable web of laws determines the framework within which we are forced to operate.

The state needs to stop being hostile to its citizens. We need a government that will stop fooling citizens and proceeds immediately to some common sense action.

Greece is going through a crucial phase. After the biggest recession ever experienced by a developed country in the post-war period, people are in despair.

Political forces must form a united front on certain fundamental issues – like the state’s modernisation – and negotiate from a better position the country’s future.

The view that we can resort to excessive public spending in order to revive the prosperity of the past is not only surreal; it also ignores the current balance of power in our continent.

In order to distribute wealth you need to create favourable conditions in order to produce it. Unfortunately, there are too many Greek politicians suggesting that sustainable growth can come without radical reforms but in some magic way.

What Greece desperately needs, is radical transformation of its state which can in turn bring change to its political culture. This will be our task.”

PS: Note: this speech was actually delivered by a Greek politician in 2014. A politician who was elected on this platform in 2010 and reelected in 2014 in Greece’s second biggest city.

” … we have an obligation to act in order to preserve Greece’s stability and prosperity. This can only be attained within the Eurozone and the EU. In the unfortunate event that things will go astray, we should all unite and protect the people’s well-being from irresponsible political manoeuvring. Greece cannot afford to waste more time and consume itself in endless and irrational political conflict. I will do whatever I can in my power to avert this. If we manage to pass the dire straits of the immediate future, I am hopeful that our country will enter a phase of creative reform and sustainable growth. Greece has demonstrated in the past and Greeks have demonstrated abroad that if they work under decent conditions, they can definitely thrive.”


See also: ESI essay: Greece: The good news from Greece – Can Thessaloniki point the way?

Filed under: Europe,Greece,Uncategorized — Gerald @ 6:26 pm
29 April 2015


“NERP” sounds like “NERD”: may this contrast – or this photo – help you remember this particular acronym. NERP stands for National Economic Reform Programme. Last year the European Commission asked all Western Balkan governments to produce one NERP a year. (Proposed on page 8 here). The 2015 Kosovo NERP report is in fact different from the nerdish, impenetrable language of many economic analyses published on the Balkans in recent years. It deserves to be read widely.

The 2015 Kosovo NERP is 129 pages.  Probably few people intend to read it in full. This would be a pity, as it provides a good foundation for a serious debate. In fact, the report hides its radical implications with its  first sentence:

“Kosovo has been one of the very few countries in Europe and the region of South Eastern Europe that had positive growth rates in every single year in the period since the 2008 outbreak of the global financial crisis.”

This is not wrong, but it is misleading, as the analysis itself quickly makes clear. While everyone  knows that Kosovo is poor, exports little, attracts little foreign investment and creates few jobs the NERP tell a far more disturbing story.

Kosovo’s problem in six figures

The 2015 Kosovo NERP contains many numbers, but some that are particularly telling. Between them, these six numbers tell you (almost) everything you need to know about Kosovo’s economy.


            305 million Euros – the total value of goods Kosovo exported in 2013

An annual export number of 305 million Euro is abysmally low. For comparison: Estonia exported goods worth 12.3 billion Euros in 2013. Estonia has a much smaller population than Kosovo.[1] It is also worrying that in 2013 two thirds of these exports were “base metal and mineral products.” This means there are barely 100 million Euro of other exports (food, vegetables, plastics) that produce added value. Kosovo extracts minerals from the earth and sells them – but it produces very little.


            2.3 billion Euros – the total value of goods Kosovo imported in 2013

This is very high compared to Kosovo’s exports. So how is the gap financed? How do Kosovo importers obtain these 2.3 billion Euros to import goods? One must assume that they obtain much of this from Kosovars who earn this money abroad.


The level of imports is directly linked to the third number:

1.3 billion Euros – total revenues (income) of the Kosovo government in 2013. No less than 871 million of this comes from border taxes on imports

This means that the state – 70 percent of its total revenues – depend on imports taxed at the border (customs, excises, and VAT on imported goods).

To maintain the current level of public spending, imports need to remain at least as high as they are now. If less money is transferred to Kosovo by Kosovars abroad, for whatever reason, government revenues will contract quickly. Even if government revenues and spending are in balance (with a low government deficit), and even if the debt of Kosovo’s government is relatively low as a share of GDP, the structure of public finances is very fragile.


The fact that Kosovo produces few goods, which people outside of Kosovo (low exports) or inside Kosovo want to buy translates into tragically low numbers of jobs. Here is the fourth number:

220,000 people – registered as employed in 2013

There is sometimes confusion in public debates about “employment.” They frequently get mixed up with debates on the distinction between the official and unofficial (grey) economy. In fact it is simple: there are two ways to measure how many people work, which always give different results as the meaning of “employed” is different in each case.

The first way is to look at registered jobs. These are jobs which are known to public authorities and which are taxed. The second way is to do a representative survey of the labour force, based on samples. In the Kosovo Labour Force Survey (LFS), or any other such survey elsewhere, this is how “employment” is defined:

“People aged 15-64 years who during the reference week performed some work for wage or salary, or profit or family gain, in cash or in kind or were temporarily absent from their jobs.” (LFS 2013, page 7)

This includes anyone in the family of that age who works “for family gain” on their small plot of land, milks the cow, looks after vegetables during the reference week, even if nothing is then sold for cash. In a country with a lot of subsistence farming this number is always much higher than registered employment. In Kosovo in 2013 this number was 338,000 people.

These two figures of employment allow us to estimate the size of the Kosovo private sector. There are 77,000 jobs in the public sector (paid by the state). This leaves 143,000 jobs in the registered private sector. Then there are another 118,000 people “employed” (LFS) without being registered.

Even added together, this number is shockingly low. Kosovo’s resident population of 1.8 million people divides into some 297,000 households (the average household has 6 members, still the largest households in Europe today). Even including all employment (per LFS definition), and all subsistence family farming on tiny plots, this yields barely one “employed” per household.

No wonder only slightly more than one in ten women of working age in Kosovo are “employed” (even by the LFS definition). No wonder Kosovo households have few savings: every employed person has to support five other people (dependents).


All of this raises the key development question: will Kosovo businesses – existing or new ones – develop more competitive products for new markets in the coming years?

Gaining market share in export markets requires competing successfully against businesses from other countries, from the EU, the Balkans, Turkey. This requires investment, such as new machinery. New or expanding businesses in Kosovo can be either foreign (through FDI) or domestic.

Here is the fifth number:

241 million Euros – Foreign Direct Investment (FDI) in 2014

This is very low by any standards: it means that very few foreign companies show any interest in using Kosovo as a base for their production and transfer their machinery and know-how here.[2] And, as the NERP notes, FDI has been decreasing in recent years:

“Since 2007, net FDI inflows have been volatile and with an overall negative trend … the sectorial composition of FDI has shifted towards real estate and construction between 2009 and 2013.”

What the NERP does not give us is the value of all cumulative FDI (the FDI stock) in Kosovo. For comparison: in Estonia in 2014 this FDI stock is around 15.9 billion Euro. Kosovo’s total GDP is only 5.3 billion Euro.


The sixth number tells us what opportunities existing Kosovo entrepreneurs have if they want to develop:

10 percent – the annual interest rate on loans in November 2014 (in November 2013 it was 12 percent)

This is very high. Again, look at Estonia (European Central Bank data): loans to non-financial corporations – depending on specific conditions – carry around 3 percent annual interest at the end of 2014.

What do these six numbers tell us about the Kosovo economy?

  • Export of goods is very low; given current trends of declining FDI and high costs of borrowing for businesses in Kosovo this is unlikely to change anytime soon. The NERP projects a best case scenario in which the export of goods increases from 305 million Euro to 441 million Euro by 2017.
  • There is little structural change in the Kosovo economy compared to one decade ago. The GDP growth that has happened has been the result of households spending money (consumption) based on transfers from abroad and increases in public sector salaries (funded largely through border taxes on imports of goods, which are bought largely with money transferred from abroad).
  • The employment rate will remain very low in the foreseeable future. If new jobs are created in the next years in the private sector one might expect some subsistence farmers to turn away from non-cash production to other – regular – employment. In order to really increase employment rates and create new jobs Kosovo would need levels of investment and export growth that are simply not on the horizon for many years to come.
  • This makes public policy in many areas hard to formulate. Take the issue of skills needed for the labour market. What jobs does today’s generation of young Kosovars need to be prepared to take? What skills will they need? Unless there is a realistic job of more jobs in the foreseeable future this question is impossible to answer.

All of this is well set out in the NERP. At the same time it also underlines the main gap in the NERP analysis: the absence of any analysis of the economic impact of current and future migration flows.

While the word remittances appears many times, “migration” does not appear anywhere in the text. At the same time everything described in the NERP – the huge trade deficit, a public sector funded to 70 percent by border taxes, recent GDP growth – is the direct consequence of the migration that took place many years ago. There is no discussion of what policies – education, social and foreign policy – might make regular migration from Kosovo to the EU possible. This created the lifeline of remittances that keeps Kosovo households – and the public sector – afloat today. This is the lifeline that the EU has tried to cut since 1999, making it increasingly difficult for Kosovars to migrate to work.

This is a dangerous omission. But it is not surprising. In the current Kosovo government programme “migration” is discussed only under the heading “diaspora”, as a foreign, not an economic development issue.

“Promotion of Kosovo Diaspora and realization of objectives arising from Strategy on Diaspora and Migration 2013-2018, which is related to the preservation of national and cultural identity of Diaspora, to creation of conditions for the participation of Diaspora in the political and social life and their representation in decision-making institutions of the country, integrating them in countries where they live, as well as involvement of Diaspora in socioeconomic development of the country.

Kosovo Government Programme 2015-2018

This half sentence is not followed by any concrete policy measure.

The pressure on Kosovars to look (legally or illegally) for work and income elsewhere will grow ever stronger in coming years. How strong this pressure is already has recently become obvious to policy makers in the EU and in Kosovo.

ESI argues that the European Union, instead of simply opposing this pressure, should try to channel it in mutually beneficial ways. Illegal and irregular migration needs to be stopped, but opportunities for regular, or circular work migration need to be opened. This will also require a major effort on the part of Kosovo authorities in many policy fields, starting in education policy.

The first paragraph of the NERP euphemistically refers to “the country’s rather specific development model.” What is today specific about this model is that it is not about development in Kosovo at all. As the NERP notes, Kosovo experienced growth:

“… based on strong remittances and FDI inflows from diaspora that boost domestic demand through household consumption and investments channelled primarily into the non-tradable sector, such as real estate and services.”

This is growth dependent on wage earners in Germany, Switzerland or Austria with links to family members resident in Kosovo. The NERP refers to some risks:

“The existing growth model of the country based on large financial inflows is associated with significant risks. On the short run, the main risk factor would be a sudden fall of these inflows – caused by unfavourable economic developments in countries with the largest Kosovo diaspora – and its negative consequences for growth, public finances, and external and financial sector stability.”

But then it falls silent. It does not discuss the role of EU policies that try to prevent further migration.

Young Europeans – but not part of Europe today
Young Europeans – but not part of Europe today

The NERP is an interesting document. More will be said on this blog later on its recommendations to increase exports. But the main value of the NERP lies in showing what many prefer to forget: while migration alone is no development policy, without migration Kosovo has no medium term economic future. Simply put:

The Kosovo “growth model”

Workers abroad, with family in Kosovo  SEND Money that fuels local consumption. This funds imports. Taxation of these imports is the core of public revenues

EU member state policy

STOP Kosovars moving abroad to work illegally
CLOSE most possibilities to move to work abroad legally

Greatest risk to Kosovo “growth model”

Current EU member state policy succeeding.

In order to develop a credible migration policy, the vital importance of migration needs to be acknowledged first, including in the NERP. It is never too late.

Looking for workers with specific skills: www.make-it-in-germany.com
Looking for workers with specific skills: www.make-it-in-germany.com

Further reading:


[1]  Estonia: 1.3 million. Kosovo 1.8 million.

[2] The definition of FDI according to the World Bank: “Foreign direct investment are the net inflows of investment to acquire a lasting management interest (10 percent or more of voting stock) in an enterprise operating in an economy other than that of the investor.”

Filed under: Balkans,Europe,Kosovo,Writing well — Gerald @ 8:47 pm
27 November 2014

A crisis of trust

The ESI Roadmap Proposal for Enlargement

Belgrade presentation, November 2014

The ESI future of enlargement project is supported by ERSTE Stiftung in Vienna


Every year the European Commission publishes its Enlargement Strategy. The 2014 Enlargement Strategy, presented in  October, starts out on a very optimistic note with the following sentence:

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This assertion raises questions, though. How does the Commission measure the credibility of enlargement policy? For whom is enlargement policy more credible today than five years ago?

Here is a reality check. Eurobarometer surveys in 2008 and 2013 show growing opposition to enlargement in every single EU member state: old and new, rich and poor, those hit hard by the global economic crisis in 2008 and those relatively unscathed.

Enlargement has never been less popular in the EU than now. The 2013 Eurobarometer survey shows that an absolute majority of EU citizens oppose further enlargement (52 per cent). Opposition is stronger among euro area respondents (60 per cent). This table shows the significant lack of support for enlargement:

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What is even more striking is the overarching TREND in the past five years: a dramatic drop in support across the EU. .

The fall in support for enlargement is sharpest in traditionally pro-enlargement countries such as Italy (where opposition to enlargement increased by 22 percentage points) or Spain (21). Post-2004 EU members, who initially were less sceptical, are rapidly catching up with pre-2004 members. The changes in Cyprus, the Czech Republic and Slovakia are dramatic.

Here opposition to enlargement has increased most since 2008:

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What about the second claim in the opening sentence: that the European Commission has enhanced the TRANSFORMATIVE power of enlargement policy?

Here is a second reality check. Every year the European Commission assesses progress and the state of alignment with EU rules and norms (the acquis) in its annual Progress Reports. It examines for all accession countries whether the alignment in each policy area is “advanced”, “moderate” or at an “early stage.”

Here is what the Commission found in 2013:

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 And here is what the European Commission found for 2014:

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Comparing these two tables, based on the European Commissions’ own assessment of progress, on the TRANSFORMATIVE impact of the enlargement process, we see the following:

First: there is very little change anywhere.

Second: in the case of Macedonia the Commission finds regression (from 9 to 8 “advanced” chapters).

Third: in the case of Serbia – which also opened accession talks in January  – the Commission finds no change at all!

Either the EU process is not actually transformative or the current way in which the European Commission measures transformation in its progress reports is inadequate. Or both. Regardless, the most important documents written by the European Commission to show transformative impact of the enlargement process do not support the sunny view of the Strategy paper.

There is a second striking sentence in the 2014 Enlargement Strategy:

Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_02This is a standard claim, made by EU member states and by the European Commission. On 7 June 2014 the German chancellor, Angela Merkel, made a video podcast on Western Balkan enlargement in which she asserted: “There are very clear criteria for the steps needed to move closer to the EU. In the end it is up to each country whether they pass through this process rapidly or not.” The message: “the process is fair. It depends on merit. It depends on you.”

Is this claim convincing?

Look again at the 2014 assessment by the Commission. Macedonia, which became an EU candidate in 2005, is ahead of all other Balkan countries when it comes to its alignment with the acquis according to the European Commission. And yet it is behind Montenegro, Serbia and Albania when it comes to accession. Clearly this is NOT about merit.

Is Macedonia an exceptional case? Hardly. As bilateral vetoes have proliferated, the political nature of every single step in this process has become ever more obvious.

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In fact, the problem of merit and fairness goes very deep.  Today the accession process is like a stairways with more than 70 steps: to obtain candidate statue, to open accession talks, to open (34 or 35) chapters, to close chapters; then ratification and finally accession. (Note: one could count many more small steps, including the adoption of screening reports, etc …)

For each step up thes estairways there are 28 gatekeepers, EU member states, which have to agree to EACH step taken. And these 28 decide on the basis of political criteria, not merit. Whether Turkey opens Chapter 23, or when and whether Albania, Serbia or Montenegro are allowed to open a chapter, or Macedonia starts accession talks, are all political decisions.

This image captures accession today: a stairways that may well appear to be a stairway to nowhere, given the many veto points and the huge potential for obstruction.

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There is one more striking fact about this stairways that renders the current debate on accession puzzling.

Half of these stairs are linked to the “opening of chapters”.  In fact, much of the political debate on enlargement today is focused on chapters: how many get opened, and when.  But few people – including experts or journalists – ever ask themselves: what is the POINT of “opening a chapter”? What does it mean? What does it do?

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 Take the case of Turkey, the most advanced country in its talks, having started in 2005, as an illustration. In 2014 Turkey had 14 open and 18 closed chapters (we leave two chapters, where the Commission provides no assessment of alignment, out of this table here – chapters 23 and 34).

As the following table – based on the Commission’s own assessments in its progress report – shows, there is no causal or other link between the alignment (state of progress) in a sector and whether a chapter is open or closed. This means: whether a country has many or few open chapters is no indicator of where it is in terms of its preparedness for EU accession.

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What is no less surprising: opening chapters is not only not a yardstick of progress; it is also not an incentive to make more progress in the future. This is what the European Commission found in Turkey in 2013: there was MORE progress in closed than in open chapters in Turkey during the year.

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This raises a basic question: why is it so important to open chapters? Having many open chapters does not indicate progress towards meeeting EU standards. Having many open chapters also does not make future progress more likely.

A recent study of EU-Turkey relations made the following  strong recommendation:

“In the light of the above it is stated that opening the chapters Energy (15), Judiciary and Fundamental Rights (23), Justice, Freedoms and Security (24) and Foreign, Security and Defense Policies (31) would facilitate Turkey’s drawing a robust road map under the EU umbrella at a time when the country faces three successive elections.”

This is the conventional wisdom, repeated in conference after conference, article after article. However, it is not explained HOW opening a chapter is crucial for either the EU or for Turkey; why a Turkish citizen, or a sceptical EU member state parliamentarian, should consider this significant.

In summer 2013 there was a heated debate in Turkey and in the EU whether to open a new chapter after many year in which none were opened: Chapter 22 (regional policy). There were many statements by politicians about how important this would be. Egemen Bagis, Turkey’s chief negotiator, explained in April 2013:

“Since no new chapter has been opened, I have kindly asked our prime minister to slow down everything until a new chapter is opened. I thank him for having done that. Now the process for the opening of the regional policies chapter has begun.”

Foreign minister Ahmet Davutoglu stated:

“No postponement or review of the decision to open it is possible. As we said before during the reform follow-up group meeting, we want not only the chapter 22 to open but also the chapters 23 and 24.”

The German government, on the other hand, insisted on delaying the opening until after summer 2013. In the end chapter 22 was formally opened in the autumn.  Leaders – and international media – spoke about this as if something significant had happened (Die Welt:  “Accession talks gain new momentum”)

In fact, following a meeting – the so-called Intergovernmental Conference – when it was declared that Chapter 22 was now “open”, nothing else happened. There was no additional meeting. There was no additional funding. There was no additional impetus for reform. The “opening” was political theater, for one day. It had no link to merit, criteria, or progress. Ultimately it made no difference.

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We can now  easily understand how all these dynamics create a deeply frustrating and dysfunctional process.

In the face of growing public opposition, many EU leaders have given up defending enlargement policy. Seen from Brussels, Berlin, Paris or The Hague, the current group of candidates are problematic. They are poorer, have weaker institutions and are more politically polarised than any previous group of applicants. This has created a vicious cycle. As enlargement loses popularity in EU member states, EU leaders try to reassure their voters that the process is stricter than ever. Yet as the hurdles to be jumped appear more and more arbitrary, candidate countries find it harder to take difficult decisions in pursuit of a goal that is increasingly distant and uncertain. The stairways approach makes vetoes extremely easy. And the public debate is focused on whether chapters are open or closed, not on whether reforms are taking place.

This is not enlargement “fatigue”, suggesting a temporary state of exhaustion. It is a chronic ailment, which is getting worse.

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And at the heart of this frustration are the annual Progress Reports. As ESI found, discussing these in many European capitals during the past year, few people, even EU foreign ministry officials, read these carefully. The reports are not doing a convincing job measuring progress. They do not allow for comparisons between countries in any operationally meaningful detail. They do not educate the public about what needs to happen. Above all they do not make real transformation – if it happens – visible also to sceptics. It is as if everyone – reformers in candidate countries, publics, policy makers in the EU – is proceeding through thick fog.

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Such a proces increases frustrations. We have called this the Godot effect. It is today most pronounced in Macedonia and Turkey. However, unless the process change we may anticipate that something similar could soon happen in Montenegro, Serbia and Albania, as cynicism increases. In Bosnia and Kosovo, there is today frustration, cynicism and apathy before any EU accession process has even begun. Bosnia has not yet applied for accession. Kosovo is not even able to apply.

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 So what is to be done? In order to answer this question let us imagine a very different approach to defining and assessing progress; one that is strict, fair and transparent. A process as follows:

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To imagine such a process is not to daydream. For this is how the Commission has acted for years in the context of visa liberalisation.

In this crucial area ALL countries in the Balkans were given precise visa roadmaps with dozens of benchmarks. These roadmaps set out clearly what the Commission expected. They listed all individual criteria. There were no short cuts. And these roadmps, based on the acquis, were essentially the same for all countries, and thus progress easily compared.

The Commission then organised a serious monitoring and assessment effort. This involved experts from the Commission and from member states.  Based on their findings detailed progress assessments were issued.

The whole process was developed by the Directorate General for Home Affairs together with the Directorate General for Enlargement. And it worked. It inspired many reforms. It made it possible to see where real reforms happened … and when they did not. Above all it convinced even sceptical EU interior ministers that when the Commission did find progress they could trust it.


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In fact, in October 2014, while DG enlargement published its regular progress reports, another part of the Commission also published a detailed document on progress made in the field of visa liberalisation by Turkey. It offers a clear, readable, strict and fair description of where Turkey stands. Each benchmark is assessed, using the following categories:


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The result of such a strict, fair, and meritocratic process in the case of the Western Balkans was to inspire civil servants. It was also clear to them what needed to be done. All countries were assessed based on the same criteria. It was possible to make transformations visible; even in special grade reports, that ESI issued at the time, based on the Commission experts’ assessments:

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We can compare the thoroughness of this process with the current assessment of progress in key chapters in the Progress Reports.  Let us take just one subject, Chapter 18 (Statistics).

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Look at the current assessment of progress in the field of statistics in Turkey, which has been in this process the longest. In 2014 the European Commission published just four short paragraphs, about half a page, on this chapter in the Turkey progress report.  A reader does not understand from this how far Turkey has come, what remains to be done to reach EU standards, or in what specific areas most efforts are still needed. Nor can one see how Turkey compares to other candidates.

This is surprising for many reasons:

1. The recent experience with Greece. Following the discovery of just how unreliable key statistics provided by the National Statistical Service of Greece (NSSG) had been before 2010, a new statistical agency, ELSTAT, was created. This was a priority for reform for the EU!

One might expect the EU to be just as keen to see all Balkan countries reach EU standards for all their key statistics, as soon as possible, and well before actually joining the EU, in order to be able to develop a credible track record.

2. The importance given to “economic governance” in the accession process. Without reliable economic statistics, from GDP per capita to employment, from the FDI stock to exports, discussions of economic governance in progress reports are of little use; and any evidence-based policy making on the part of governments is very hard.

3. One objective of the annual progress reports is to assess whether a country is a “functioning market economy” or FU-MAR-E. How can this be done without comparable and solid numbers and statistics?

The sooner all accession countries reach EU standards in the field of statistics the better. Now imagine a scenario where the European Commission draws up a roadmap for Chapter 18, gives it to every country, and thus spells out what all the key benchmarks for a future EU member are … and then assesses the state of affairs against these benchmarks every year with the help of experts, in order to produce a document on statistics that is similar to the recent October report the Commission produced for the Council and the European Parliament on visa liberalisation.


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The current EU accession process has not halted the erosion of trust in the policy since 2008. It has not led to measurable transformative impact in key policy areas. The visa roadmap process, on the other hand, has inspired and encouraged change. It has also – crucially – made this change visible and credible to sceptical outsiders.


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Given these experiences ESI proposes to the European Commission to put the idea of chapter roadmaps to the test as soon as possible.

We propose that DG enlargement develops four pilot roadmaps, and then assess progress in these four fields similar to the way the Commission has done with visa roadmaps; for all accession countries,  already in the 2015 Progress Reports: Statistics (fundamental for economic governance), Procurement (central to progress in the rule of law and the fight against corruption), food safety (key to attract FDI in a vital sector) and Financial Control.

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Giving such chapter roadmaps to all seven countries, and assessing them by reference to these benchmarks in 2015, would mark a small but very important improvement in the current process of writing progress reports.

One additional effect would be similar to the regional competition we have seen in the field of visa liberalisation. Or to the debates on public policy triggered by the Paris-based OECD with its regular publication of results of its PISA tests in the field of education.

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ESI has recently presented these ideas in many capitals. Here are five of the most frequently asked questions concerning this  CHAPTER ROADMAP PROPOSAL

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The first question often posed concerns incentives. In the case of visa roadmaps, we hear, there was a clear “reward” at the end of the road: visa liberalisation. This was popular with the broader public. Would elites and civil servants in accession countries be equally motivated to carry out reforms in fields such as Statistics or Procurement, without a similar tangible reward?

We believe that this question puts the issue of incentives upside down.

When elected governments say that they want their countries to join the EU as a matter of national interest – and embark on a many-years-long process that requires work, focus, human resources, and that remains uncertain until the very end – they state that they have an intrinsic motivation to carry out reforms. The notion that the EU should “bribe” governments to incentivise them to carry out reforms on this path is wrong. Governments that need to be bribed in such a blunt manner should never apply, and simply risk being exposed as uninterested in the EU accession process. Then it depends on publics and voters who they will react.

The EU acccession process is more similar to a young football player being offered a place at La Masia, the famous football school of FC Barcelona; or to a budding entrepreneur admitted to Harvard Business School.

People do not get paid to submit themselves to rigorous training at these institutions of excellence. Instead they have to work hard. If they do not have intrinsic motivation this will become apparent very quickly, but in a fair manner.

However, no one would think that a young footballer might just as well practice all by himself in the street, rather than benefit from the training system of La Masia; or that a great business school has nothing to offer to those who come prepared to work hard. What such centers offer is excellent coaching by experts, precise feedback, a system of instruction that will make those who take part better at what they say they want to do in the future.

Of course there are also more specific rewards: prestige and certificates to validate progress. In the case of chapter roadmaps more FDI – if investors believe that institutions and rules are becoming more predictable.  One can even imagine more donor aid for those who perform best. But the real reward is for leaders – and civil servants, who do most of the extra work and are not paid more for it – to feel that what they do is taking their countries forward; that is makes sense for their country and for them professionally. For this incentives must be intrinsic.

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Can such chapter roadmaps be done for every chapter? No. We believe that they cannot be done for some chapters where there is no clear acquis (Chapter 23 or Chapter 30).

But this does not mean it cannot or should not be done for most chapters.

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Does such a roadmap-approach encourage superficial reforms? Not if the roadmap – like visa roadmaps – is done well, and measures not just laws but institutions and performance. Then it becomes a very good tool also to assess progress over time and track records.

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Is this a dramatic change in enlargement policy?

No. Member state do not lose their veto. They still have to agree – unanimously – to give candidate status, to open accession talks, to open chapters, to close chapters. However in the meantime the Commission helps these students get better … and provides member states with more information and feedback to assess how accession countries do.

Such an approach allows the European Commission to do better what it is already doing and already has a mandate for:  assess annual progress according to the Copenhagen criteria in all countries in a strict and fair manner, provide feedback, and encourage reform.

Such a change puts the substance of actual reform back at the heart of the accession process. This is  win-win situation for everyone.

Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01


Not everything will be in such roadmaps. Some reforms only make sense just before accession. The aquis changes, so it also makes sense to adapt roadmaps every two years. It is always possible for member states to insist on additional reforms as preconditions for them allowing a chapter to be closed (or even opened, though this can both happen at the same time later; Croatia actually opened and closed a number of chapters all in the final year of its talks).

These chapter roadmaps would likely capture 95 percent of reforms needed in key areas.  This would be a flexible tool (fishery benchmarks might be of different importance in landlocked Macedonia than in Turkey), but in the end the idea is that the acquis is the same for all future members, as they are all heading for the same horizon.

Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01

The past five years have seen a steady erosion of trust in enlargement across the EU and in many accession countries.

Turkey has been negotiating since 2005 and has not yet opened even half its chapters.

Macedonia is a candidate since 2005 and has not yet been given a date even to open talks.

Albania became a candidate this year, but has been warned already that it could be years away from opening accession talks.

Bosnia and Herzegovina concluded its negotiations on the Stabilisation and Association Agreement in 2008 without seeing the agreement enter into force.

To an increasing number of people in accession countries the current process appears to be a stairway to nowhere. And yet, reforms in all these countries are in the interests of their citizens. They are also in the interests of the EU. As the new Commission reassesses how it can best promote reforms, we believe it should seriously look at what has worked in recent years.

We believe that improving the work that goes into the progress reports does not constitute a change in enlargement policy, and that therefore the European Commission can act on its own to improve what it is already doing. However, such a change does alter the way the Commission works. It is a real challenge, and it makes sense to implement it gradually, testing it along the way. It remains to be seen whether the new European Commission is able to carry out such reforms.

For the sake of all Europeans, we can only hope it is.

Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01



Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01



Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01



Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01



Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_01

Earlier presentation:

See also:

Filed under: Albania,Balkans,Bosnia,Enlargement,Europe,Macedonia,Turkey,Visa — Gerald @ 7:19 pm
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