27 November 2014

A crisis of trust

The ESI Roadmap Proposal for Enlargement

Belgrade presentation, November 2014

The ESI future of enlargement project is supported by ERSTE Stiftung in Vienna

 

Every year the European Commission publishes its Enlargement Strategy. The 2014 Enlargement Strategy, presented in  October, starts out on a very optimistic note with the following sentence:

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This assertion raises questions, though. How does the Commission measure the credibility of enlargement policy? For whom is enlargement policy more credible today than five years ago?

Here is a reality check. Eurobarometer surveys in 2008 and 2013 show growing opposition to enlargement in every single EU member state: old and new, rich and poor, those hit hard by the global economic crisis in 2008 and those relatively unscathed.

Enlargement has never been less popular in the EU than now. The 2013 Eurobarometer survey shows that an absolute majority of EU citizens oppose further enlargement (52 per cent). Opposition is stronger among euro area respondents (60 per cent). This table shows the significant lack of support for enlargement:

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What is even more striking is the overarching TREND in the past five years: a dramatic drop in support across the EU. .

The fall in support for enlargement is sharpest in traditionally pro-enlargement countries such as Italy (where opposition to enlargement increased by 22 percentage points) or Spain (21). Post-2004 EU members, who initially were less sceptical, are rapidly catching up with pre-2004 members. The changes in Cyprus, the Czech Republic and Slovakia are dramatic.

Here opposition to enlargement has increased most since 2008:

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What about the second claim in the opening sentence: that the European Commission has enhanced the TRANSFORMATIVE power of enlargement policy?

Here is a second reality check. Every year the European Commission assesses progress and the state of alignment with EU rules and norms (the acquis) in its annual Progress Reports. It examines for all accession countries whether the alignment in each policy area is “advanced”, “moderate” or at an “early stage.”

Here is what the Commission found in 2013:

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 And here is what the European Commission found for 2014:

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Comparing these two tables, based on the European Commissions’ own assessment of progress, on the TRANSFORMATIVE impact of the enlargement process, we see the following:

First: there is very little change anywhere.

Second: in the case of Macedonia the Commission finds regression (from 9 to 8 “advanced” chapters).

Third: in the case of Serbia – which also opened accession talks in January  – the Commission finds no change at all!

Either the EU process is not actually transformative or the current way in which the European Commission measures transformation in its progress reports is inadequate. Or both. Regardless, the most important documents written by the European Commission to show transformative impact of the enlargement process do not support the sunny view of the Strategy paper.

There is a second striking sentence in the 2014 Enlargement Strategy:

Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_02This is a standard claim, made by EU member states and by the European Commission. On 7 June 2014 the German chancellor, Angela Merkel, made a video podcast on Western Balkan enlargement in which she asserted: “There are very clear criteria for the steps needed to move closer to the EU. In the end it is up to each country whether they pass through this process rapidly or not.” The message: “the process is fair. It depends on merit. It depends on you.”

Is this claim convincing?

Look again at the 2014 assessment by the Commission. Macedonia, which became an EU candidate in 2005, is ahead of all other Balkan countries when it comes to its alignment with the acquis according to the European Commission. And yet it is behind Montenegro, Serbia and Albania when it comes to accession. Clearly this is NOT about merit.

Is Macedonia an exceptional case? Hardly. As bilateral vetoes have proliferated, the political nature of every single step in this process has become ever more obvious.

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In fact, the problem of merit and fairness goes very deep.  Today the accession process is like a stairways with more than 70 steps: to obtain candidate statue, to open accession talks, to open (34 or 35) chapters, to close chapters; then ratification and finally accession. (Note: one could count many more small steps, including the adoption of screening reports, etc …)

For each step up thes estairways there are 28 gatekeepers, EU member states, which have to agree to EACH step taken. And these 28 decide on the basis of political criteria, not merit. Whether Turkey opens Chapter 23, or when and whether Albania, Serbia or Montenegro are allowed to open a chapter, or Macedonia starts accession talks, are all political decisions.

This image captures accession today: a stairways that may well appear to be a stairway to nowhere, given the many veto points and the huge potential for obstruction.

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There is one more striking fact about this stairways that renders the current debate on accession puzzling.

Half of these stairs are linked to the “opening of chapters”.  In fact, much of the political debate on enlargement today is focused on chapters: how many get opened, and when.  But few people – including experts or journalists – ever ask themselves: what is the POINT of “opening a chapter”? What does it mean? What does it do?

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 Take the case of Turkey, the most advanced country in its talks, having started in 2005, as an illustration. In 2014 Turkey had 14 open and 18 closed chapters (we leave two chapters, where the Commission provides no assessment of alignment, out of this table here – chapters 23 and 34).

As the following table – based on the Commission’s own assessments in its progress report – shows, there is no causal or other link between the alignment (state of progress) in a sector and whether a chapter is open or closed. This means: whether a country has many or few open chapters is no indicator of where it is in terms of its preparedness for EU accession.

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What is no less surprising: opening chapters is not only not a yardstick of progress; it is also not an incentive to make more progress in the future. This is what the European Commission found in Turkey in 2013: there was MORE progress in closed than in open chapters in Turkey during the year.

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This raises a basic question: why is it so important to open chapters? Having many open chapters does not indicate progress towards meeeting EU standards. Having many open chapters also does not make future progress more likely.

A recent study of EU-Turkey relations made the following  strong recommendation:

“In the light of the above it is stated that opening the chapters Energy (15), Judiciary and Fundamental Rights (23), Justice, Freedoms and Security (24) and Foreign, Security and Defense Policies (31) would facilitate Turkey’s drawing a robust road map under the EU umbrella at a time when the country faces three successive elections.”

This is the conventional wisdom, repeated in conference after conference, article after article. However, it is not explained HOW opening a chapter is crucial for either the EU or for Turkey; why a Turkish citizen, or a sceptical EU member state parliamentarian, should consider this significant.

In summer 2013 there was a heated debate in Turkey and in the EU whether to open a new chapter after many year in which none were opened: Chapter 22 (regional policy). There were many statements by politicians about how important this would be. Egemen Bagis, Turkey’s chief negotiator, explained in April 2013:

“Since no new chapter has been opened, I have kindly asked our prime minister to slow down everything until a new chapter is opened. I thank him for having done that. Now the process for the opening of the regional policies chapter has begun.”

Foreign minister Ahmet Davutoglu stated:

“No postponement or review of the decision to open it is possible. As we said before during the reform follow-up group meeting, we want not only the chapter 22 to open but also the chapters 23 and 24.”

The German government, on the other hand, insisted on delaying the opening until after summer 2013. In the end chapter 22 was formally opened in the autumn.  Leaders – and international media – spoke about this as if something significant had happened (Die Welt:  “Accession talks gain new momentum”)

In fact, following a meeting – the so-called Intergovernmental Conference – when it was declared that Chapter 22 was now “open”, nothing else happened. There was no additional meeting. There was no additional funding. There was no additional impetus for reform. The “opening” was political theater, for one day. It had no link to merit, criteria, or progress. Ultimately it made no difference.

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We can now  easily understand how all these dynamics create a deeply frustrating and dysfunctional process.

In the face of growing public opposition, many EU leaders have given up defending enlargement policy. Seen from Brussels, Berlin, Paris or The Hague, the current group of candidates are problematic. They are poorer, have weaker institutions and are more politically polarised than any previous group of applicants. This has created a vicious cycle. As enlargement loses popularity in EU member states, EU leaders try to reassure their voters that the process is stricter than ever. Yet as the hurdles to be jumped appear more and more arbitrary, candidate countries find it harder to take difficult decisions in pursuit of a goal that is increasingly distant and uncertain. The stairways approach makes vetoes extremely easy. And the public debate is focused on whether chapters are open or closed, not on whether reforms are taking place.

This is not enlargement “fatigue”, suggesting a temporary state of exhaustion. It is a chronic ailment, which is getting worse.

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And at the heart of this frustration are the annual Progress Reports. As ESI found, discussing these in many European capitals during the past year, few people, even EU foreign ministry officials, read these carefully. The reports are not doing a convincing job measuring progress. They do not allow for comparisons between countries in any operationally meaningful detail. They do not educate the public about what needs to happen. Above all they do not make real transformation – if it happens – visible also to sceptics. It is as if everyone – reformers in candidate countries, publics, policy makers in the EU – is proceeding through thick fog.

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Such a proces increases frustrations. We have called this the Godot effect. It is today most pronounced in Macedonia and Turkey. However, unless the process change we may anticipate that something similar could soon happen in Montenegro, Serbia and Albania, as cynicism increases. In Bosnia and Kosovo, there is today frustration, cynicism and apathy before any EU accession process has even begun. Bosnia has not yet applied for accession. Kosovo is not even able to apply.

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 So what is to be done? In order to answer this question let us imagine a very different approach to defining and assessing progress; one that is strict, fair and transparent. A process as follows:

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To imagine such a process is not to daydream. For this is how the Commission has acted for years in the context of visa liberalisation.

In this crucial area ALL countries in the Balkans were given precise visa roadmaps with dozens of benchmarks. These roadmaps set out clearly what the Commission expected. They listed all individual criteria. There were no short cuts. And these roadmps, based on the acquis, were essentially the same for all countries, and thus progress easily compared.

The Commission then organised a serious monitoring and assessment effort. This involved experts from the Commission and from member states.  Based on their findings detailed progress assessments were issued.

The whole process was developed by the Directorate General for Home Affairs together with the Directorate General for Enlargement. And it worked. It inspired many reforms. It made it possible to see where real reforms happened … and when they did not. Above all it convinced even sceptical EU interior ministers that when the Commission did find progress they could trust it.

 

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In fact, in October 2014, while DG enlargement published its regular progress reports, another part of the Commission also published a detailed document on progress made in the field of visa liberalisation by Turkey. It offers a clear, readable, strict and fair description of where Turkey stands. Each benchmark is assessed, using the following categories:

 

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The result of such a strict, fair, and meritocratic process in the case of the Western Balkans was to inspire civil servants. It was also clear to them what needed to be done. All countries were assessed based on the same criteria. It was possible to make transformations visible; even in special grade reports, that ESI issued at the time, based on the Commission experts’ assessments:

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We can compare the thoroughness of this process with the current assessment of progress in key chapters in the Progress Reports.  Let us take just one subject, Chapter 18 (Statistics).

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Look at the current assessment of progress in the field of statistics in Turkey, which has been in this process the longest. In 2014 the European Commission published just four short paragraphs, about half a page, on this chapter in the Turkey progress report.  A reader does not understand from this how far Turkey has come, what remains to be done to reach EU standards, or in what specific areas most efforts are still needed. Nor can one see how Turkey compares to other candidates.

This is surprising for many reasons:

1. The recent experience with Greece. Following the discovery of just how unreliable key statistics provided by the National Statistical Service of Greece (NSSG) had been before 2010, a new statistical agency, ELSTAT, was created. This was a priority for reform for the EU!

One might expect the EU to be just as keen to see all Balkan countries reach EU standards for all their key statistics, as soon as possible, and well before actually joining the EU, in order to be able to develop a credible track record.

2. The importance given to “economic governance” in the accession process. Without reliable economic statistics, from GDP per capita to employment, from the FDI stock to exports, discussions of economic governance in progress reports are of little use; and any evidence-based policy making on the part of governments is very hard.

3. One objective of the annual progress reports is to assess whether a country is a “functioning market economy” or FU-MAR-E. How can this be done without comparable and solid numbers and statistics?

The sooner all accession countries reach EU standards in the field of statistics the better. Now imagine a scenario where the European Commission draws up a roadmap for Chapter 18, gives it to every country, and thus spells out what all the key benchmarks for a future EU member are … and then assesses the state of affairs against these benchmarks every year with the help of experts, in order to produce a document on statistics that is similar to the recent October report the Commission produced for the Council and the European Parliament on visa liberalisation.

 

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The current EU accession process has not halted the erosion of trust in the policy since 2008. It has not led to measurable transformative impact in key policy areas. The visa roadmap process, on the other hand, has inspired and encouraged change. It has also – crucially – made this change visible and credible to sceptical outsiders.

 

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Given these experiences ESI proposes to the European Commission to put the idea of chapter roadmaps to the test as soon as possible.

We propose that DG enlargement develops four pilot roadmaps, and then assess progress in these four fields similar to the way the Commission has done with visa roadmaps; for all accession countries,  already in the 2015 Progress Reports: Statistics (fundamental for economic governance), Procurement (central to progress in the rule of law and the fight against corruption), food safety (key to attract FDI in a vital sector) and Financial Control.

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Giving such chapter roadmaps to all seven countries, and assessing them by reference to these benchmarks in 2015, would mark a small but very important improvement in the current process of writing progress reports.

One additional effect would be similar to the regional competition we have seen in the field of visa liberalisation. Or to the debates on public policy triggered by the Paris-based OECD with its regular publication of results of its PISA tests in the field of education.

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ESI has recently presented these ideas in many capitals. Here are five of the most frequently asked questions concerning this  CHAPTER ROADMAP PROPOSAL

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The first question often posed concerns incentives. In the case of visa roadmaps, we hear, there was a clear “reward” at the end of the road: visa liberalisation. This was popular with the broader public. Would elites and civil servants in accession countries be equally motivated to carry out reforms in fields such as Statistics or Procurement, without a similar tangible reward?

We believe that this question puts the issue of incentives upside down.

When elected governments say that they want their countries to join the EU as a matter of national interest – and embark on a many-years-long process that requires work, focus, human resources, and that remains uncertain until the very end – they state that they have an intrinsic motivation to carry out reforms. The notion that the EU should “bribe” governments to incentivise them to carry out reforms on this path is wrong. Governments that need to be bribed in such a blunt manner should never apply, and simply risk being exposed as uninterested in the EU accession process. Then it depends on publics and voters who they will react.

The EU acccession process is more similar to a young football player being offered a place at La Masia, the famous football school of FC Barcelona; or to a budding entrepreneur admitted to Harvard Business School.

People do not get paid to submit themselves to rigorous training at these institutions of excellence. Instead they have to work hard. If they do not have intrinsic motivation this will become apparent very quickly, but in a fair manner.

However, no one would think that a young footballer might just as well practice all by himself in the street, rather than benefit from the training system of La Masia; or that a great business school has nothing to offer to those who come prepared to work hard. What such centers offer is excellent coaching by experts, precise feedback, a system of instruction that will make those who take part better at what they say they want to do in the future.

Of course there are also more specific rewards: prestige and certificates to validate progress. In the case of chapter roadmaps more FDI – if investors believe that institutions and rules are becoming more predictable.  One can even imagine more donor aid for those who perform best. But the real reward is for leaders – and civil servants, who do most of the extra work and are not paid more for it – to feel that what they do is taking their countries forward; that is makes sense for their country and for them professionally. For this incentives must be intrinsic.

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Can such chapter roadmaps be done for every chapter? No. We believe that they cannot be done for some chapters where there is no clear acquis (Chapter 23 or Chapter 30).

But this does not mean it cannot or should not be done for most chapters.

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Does such a roadmap-approach encourage superficial reforms? Not if the roadmap – like visa roadmaps – is done well, and measures not just laws but institutions and performance. Then it becomes a very good tool also to assess progress over time and track records.

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Is this a dramatic change in enlargement policy?

No. Member state do not lose their veto. They still have to agree – unanimously – to give candidate status, to open accession talks, to open chapters, to close chapters. However in the meantime the Commission helps these students get better … and provides member states with more information and feedback to assess how accession countries do.

Such an approach allows the European Commission to do better what it is already doing and already has a mandate for:  assess annual progress according to the Copenhagen criteria in all countries in a strict and fair manner, provide feedback, and encourage reform.

Such a change puts the substance of actual reform back at the heart of the accession process. This is  win-win situation for everyone.

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Not everything will be in such roadmaps. Some reforms only make sense just before accession. The aquis changes, so it also makes sense to adapt roadmaps every two years. It is always possible for member states to insist on additional reforms as preconditions for them allowing a chapter to be closed (or even opened, though this can both happen at the same time later; Croatia actually opened and closed a number of chapters all in the final year of its talks).

These chapter roadmaps would likely capture 95 percent of reforms needed in key areas.  This would be a flexible tool (fishery benchmarks might be of different importance in landlocked Macedonia than in Turkey), but in the end the idea is that the acquis is the same for all future members, as they are all heading for the same horizon.

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The past five years have seen a steady erosion of trust in enlargement across the EU and in many accession countries.

Turkey has been negotiating since 2005 and has not yet opened even half its chapters.

Macedonia is a candidate since 2005 and has not yet been given a date even to open talks.

Albania became a candidate this year, but has been warned already that it could be years away from opening accession talks.

Bosnia and Herzegovina concluded its negotiations on the Stabilisation and Association Agreement in 2008 without seeing the agreement enter into force.

To an increasing number of people in accession countries the current process appears to be a stairway to nowhere. And yet, reforms in all these countries are in the interests of their citizens. They are also in the interests of the EU. As the new Commission reassesses how it can best promote reforms, we believe it should seriously look at what has worked in recent years.

We believe that improving the work that goes into the progress reports does not constitute a change in enlargement policy, and that therefore the European Commission can act on its own to improve what it is already doing. However, such a change does alter the way the Commission works. It is a real challenge, and it makes sense to implement it gradually, testing it along the way. It remains to be seen whether the new European Commission is able to carry out such reforms.

For the sake of all Europeans, we can only hope it is.

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Earlier presentation:

See also:

Filed under: Albania,Balkans,Bosnia,Enlargement,Europe,Macedonia,Turkey,Visa — Gerald @ 7:19 pm
1 June 2014

Today Monday, 2nd of June, at 4 pm in Berlin ESI, together with the German Federal Commissioner for Human Rights, organises  a public debate on the future of political prisoners in Europe. Our goal is to raise the awareness about this issue and about the current failure of international organisations. It is also to discuss concrete proposals on what to do next.

It certainly seems the right moment to focus on this issue. A few days ago I got a message from Leyla Yunus, one of Azerbaijan’s most respected human rights defenders:

“No support from CoE!

All of us hostages. procurator do not return our passports, which they took illegally!

Leyla”

 

Leyla Yunus Foto: Christian HassLeyla Yunus

 

We are hearing a lot from people already in prison in Azerbaijan about the economic hardships faced by their families as a result of their captivity. They also often rely on lawyers they cannot afford to pay and who therefore work pro bono, with a significant risk of later being harassed for this very work.

For all these reasons ESI and the Norwegian Helsinki Committee have put together a set of concrete proposals for discussion in Berlin. We will share it at the conference, discuss it more on Tuesday with leading practitioners, and then put it online after receiving more ideas. Here are some of these concrete ideas – an excerpt from our paper – for your feedback:


Introduction

In 2014 there are, once again, a growing number of people in Europe who are jailed for no other reason than for disagreeing with their government.

In Azerbaijan, we witness at this very moment a wave of repression against independent journalists, youth protesters, election observers, opposition leaders and Muslim believers, with many receiving long jail terms. In Russia, people who participated in peaceful protests in Moscow’s Bolotnaya Square after Vladimir Putin’s re-election in 2012 have received tough sentences. Many other activists and government critics have also been brought before the courts. Ukraine, until recently, held political prisoners. There are many political prisoners in Belarus.

Europe has the densest network of human rights NGOs in the world. All European states, with the exception of Belarus, are also members of the Council of Europe. They have thus signed and ratified the European Convention on Human Rights. They have committed themselves to respecting fundamental rights and freedoms. Belarus has accepted the human rights obligations of OSCE membership. But the problem persists, and is in fact getting much worse.

Proposal I: a European website on political prisoners

We propose to create a website on political prisoners in Europe, supported by a coalition of human rights NGOs. This could help focus and mobilise public attention.

The website would highlight all cases of people arrested for their views or on other politically motivated grounds in European countries.

In particular, it would include and consider as political prisoners for this project the following individuals, and make clear these sources:

–          all prisoners of conscience recognized by Amnesty International,

–          all presumed political prisoners identified by PACE rapporteurs,

–          all other relevant cases identified by reputable human rights organisations, including Human Rights Watch, Reporters without Borders, the Committee to Protect Journalists, Article 19, as well as leading national human rights organisations, which have a methodology and resources and a definition to establish their lists.

Such a website would feature prisoners’ photos, biographies and information on developments in their cases. The aim would help raise awareness of political prisoners among the European public.

There might also be a separate section on alleged political prisoners. NGOs and human rights activists can submit information to the website administrator on who in their view should be included in this category and whose case would deserve to be looked at more closely. These would add pressure on the Council of Europe to find ways examine these prisoners’ cases and establish whether there are systemic patterns of politically motivated persecutions.

 

Proposal II: Effective support mechanisms for families

and lawyers of political prisoners

How can one most effectively mobilize support for families of political prisoners and their lawyers? What existing aid channels are there, and which organizations have already been involved? Where do gaps exists? Are there opportunities for better cooperation in raising the awareness of the need for support among different NGOs?

There appears to be a need for new support mechanisms, for ordinary people to contribute to them and for better ways to advertise them.

 

Proposal III: Establish a standing Expert Commission on Political Prisoners

The Council of Europe needs a new professional and credible mechanism to address the issue of political prisoners. The mechanism must be potentially applicable to any member state where a systemic pattern of repression is suspected. Its work must be compatible with the work of other institutions (the Court and rapporteurs) and complement their work. A new Expert Commission on Political Prisoners could meet both requirements.

The initiative for creating such a panel can come from the Secretary General or the Committee of Ministers. The panel then would be set up by the Committee of Ministers, which is authorized to set up “advisory and technical committees or commissions.”This would require a two-thirds majority of votes cast with a minimum of 24 votes in favour. No member state would have a veto. This panel would become active if one of the following Council of Europe institutions finds a systemic pattern of politically motivated repression!

The proposed panel on political prisoners could be composed of 3 to 7 experts. These should be former judges, presidents of national courts or senior human rights lawyers. . They would act in their individual capacity. The panel would receive necessary resources and a budget for travel, translation, legal aid, and other expenses.

Several institutions would have the right to independently appeal to this Expert Commission to begin work and examine the situation and cases in any country where they are suspecting systemic repression.

-          PACE rapporteurs of any committee; the president of PACE; or the PACE bureau.

A new PACE rapporteur on political prisoners could also ask the Commission to examine – with more resources than a rapporteur will ever have – whether there is a pattern of systemic repression, which would make his or her political work easier.

-          The Council of Europe’s Commissioner for Human Rights.

-          The Secretary General.

-          A number (to be determined) of member states of the Committee of Ministers

The commission’s work would consist of investigating individual cases in a quasi-judicial capacity, but not leading to legally binding judgements, to see if there is a systematic pattern of abuse. Suggestions for cases to examine would be submitted both by the Council of Europe’s own institutions and by local and international NGOs or human rights defenders.

The panel would select a limited number of pilot cases and examine them first. Then, it would complete draft opinions on whether these individuals are political prisoners according to the PACE 2012 definition and ask the authorities of the country for feedback. After this, it would finalize its opinions and set a reasonable deadline for the authorities to react by granting a release or retrial and carrying out reforms to stop systemic abuse of this kind.

After the deadline, either the Secretary General or a PACE rapporteur for political prisoners or the Commissioner for Human Rights should assess whether the authorities have acted on the findings of the experts.

If this is not the case, the Assembly and the Committee of Ministers should consider sanctions, including a boycott of official Council of Europe meetings in this country and loss of voting rights. Also, no such country would be able to assume the chairmanship of the Council of Europe as long as the situation is not resolved.

A similar panel of legal experts was already successfully used by the Council of Europe in 2001-2004 for Azerbaijan. The combined efforts of the experts and PACE rapporteurs led to the determination that there were 62 presumed political prisoners in Azerbaijan and to the release of hundreds of alleged political prisoners in the country.

Currently in the case of Azerbaijan, PACE did already adopt a resolution on 23 January 2013 stating that there were not only individual cases but in fact a systemic pattern of arrests. The Council’s Commissioner for Human Rights has also identified “selective criminal prosecution” of dissenters in Azerbaijan. Either of these findings would in the future automatically trigger the Commission to look into the situation more closely.

Proposal IV: The future of the Russian delegation in PACE

In April 2014, following Russia’s annexation of Crimea and military involvement in the Ukraine crisis, PACE voted to suspend the voting rights of the Russian delegation until the end of the year. It should be considered to link the restoration of voting rights to progress on other human rights issues, not limited to Ukraine, and in particular to addressing all concerns about political prisoners.

Proposal V: Azerbaijani chairmanship of the Committee of Ministers

On 14 May, Azerbaijan assumed the six-month chairmanship of the Committee of Ministers. There is consensus among human rights NGOs that the situation with political prisoners has markedly deteriorated in Azerbaijan. This has also been publicly confirmed by various institutions of the Council of Europe. On 29 April, the Council’s Human Rights Commissioner Nils Muiznieks issued a statement on Azerbaijan, in which he condemned “unjustified or selective criminal prosecution of journalists and others who express critical opinions.”

On 22 May, Secretary General Thorbjorn Jagland published an op-ed in European Voice, in which he conceded that Azerbaijan was “known in Western capitals for stifling journalists and locking up opposition activists” and maintained that the Council of Europe was not blind to violations. The same day, ECtHR issued a judgment saying that the Azerbaijani authorities had arrested opposition leader Ilgar Mammadov to “silence and punish” him for criticising the government.

On 23 May, PACE President Anne Brasseur spoke in Baku, mentioning a “more than worrying state of affairs” in Azerbaijan, criticising the deterioration of freedom of expression, assembly and association, and calling on the government to release Ilgar Mammadov.

There is a consensus on the seriousness of the problem. There should now also be an appropriate reaction. One clear measure to be considered now would be to hold no Council of Europe meetings and events in Azerbaijan until Ilgar Mammadov, on whom the ECtHR has already ruled, is released.

Secondly Azerbaijan should officially agree to the appointment of a new PACE rapporteur on political prisoners and commit itself to cooperation.

Thirdly, the Secretary General and the Committee of Ministers should establish an Expert Commission as outlined above.

Proposal VI: an EU visa panel for human rights violators

The European Union has the power to sanction human rights violators. One type of sanctions (“restrictive measures”) are travel bans. Traveling to the EU is not an inherent right. It is a privilege that governments are free to deny. Sanctions can be proposed by member states and the High Representative for Foreign Policy, who can also act together with the European Commission.

The body responsible for imposing sanctions is the Council of Ministers. It does so by adopting – unanimously – a document called a “decision”. For travel bans, no additional legislation is necessary, and member states are obliged to directly implement the Council’s decision. Travel is a privilege, not a right. The EU needs to develop a forward-looking policy of denying entry and visa to human rights violators from Russia, Azerbaijan and other states.

To do this, member states could sponsor an independent commission of senior former judges, who would make annual recommendations to the Council of Ministers on who should be barred from entry.

This proposal avoids two pitfalls: it is not summary justice and it provides a mechanism for appeal. The independent commission would review its recommended blacklist annually, providing room for appeal. The whole process would also ensure transparency. This would increase pressure on EU governments to act, spur debates, and create a credible process that human rights defenders can use.

Conclusion: a campaign “2015 For a Europe without political prisoners”

Many of the most respected human rights organisations have their roots in campaigns on behalf of political prisoners: Amnesty International (the 1961 letter by Peter Berenson on “The forgotten prisoners”), Human Rights Watch (the Helsinki committees to support dissident in Eastern Europe and the Soviet Union).

After the end of the Cold War it seemed for a short moment as if this particular problem no longer haunts Europe. Now it has returned. This is a test of the ability and compassion of European civil society, and of the organisational capacity of human rights defenders. A reactive approach is clearly no longer enough.

Combined efforts pay off. Concrete initiatives and proposals can be brought together under the banner of a Europe-wide campaign “2015 For a Europe without political prisoners.” Such an effort would be a joint effort of different independent human rights NGOs. The strategy could encompass all these various elements:

–          highlighting stories of individual victims better;

-          mobilising support for victims, their families and lawyers;

-          mobilising think tanks and NGOs to monitor and analyse PACE and its members;

-          taking back and using existing mechanisms in the Council of Europe;

-          setting up a new mechanism in the Council of Europe to look into systemic imprisonments on political grounds in member states,

-          institutionalising a process for visa bans for human rights offenders by the EU.


In accordance with Article 17 of the Statute of the Council of Europe: “The Committee of Ministers may set up advisory and technical committees or commissions for such specific purposes as it may deem desirable.”

PACE Resolution 1917 (2013) “The honouring of obligations and commitments by Azerbaijan”, 23 January 2013, para. 14.

 

Azerbaijan - Chairman of “REAL” movement Ilgar Mammadov and Deputy chairman of Musavat Party Tofig Yagublu

Ilgar Mammadov and Tofiq Yagublu, two political prisoners in Azerbaijan

A few days ago a  relative of another political prisoner in Azerbaijan, Tofig Yagublu, forwarded me this appeal:

“I have been sentenced to prison term on absurd charges since I fight for democratization of Azerbaijan, for its transformation into the part of the progressive world. So that you have an idea about absence of any justification for charges against me, I would like to state that, those charges have as much relevance to you as it has to me.

Due to aggressive actions of Russia against Ukraine the humanity is on the brink of its another tragedy. It is a problem of lack of democracy. Russia’s complacent, illogical and unfair actions are due to lack of democratic society and democratic government formed in accordance with popular will. Would Russia be able to act complacently and carelessly like this, had it had democratic societies in the countries surrounding it?

Therefore, one of the most effective ways of helping Russia is seriously supporting democratization process in surrounding former soviet countries. The Azerbaijani authorities are illegitimate and corrupt. The amount of money stolen by these authorities from the people is way more than the state budget. There have not been any free and fair elections in Azerbaijan since Aliyevs came to power in Azerbaijan. The OSCE ODIHR opinion on the presidential elections held in the autumn of 2013 was the most critical and strict among the opinions stated until present. But even this critical evaluation is lenient compared to the objective reality.

The statements of the authorities with regards to absence of democracy and human rights problems in Azerbaijan is similar to what the USSR leadership used to say on the same topic, and to what the North Korean leadership is saying now. The incumbent government is using energy resources and its important geographical location to refrain from carrying out its international obligations on democracy and human rights. Unfortunately, they have been successful in this until present.

Take into consideration that, political parties and civil society organizations fighting for democracy in Azerbaijan unambiguously see the happy future of Azerbaijan in integration to the West, to EU and NATO. Under such circumstances, the interests of the Azerbaijani people and the progressive world will be ensured more effectively and in a more guaranteed way, unlike in case of existence of the regime, which is staying in power through the Kremlin’s support.

Therefore, it is obvious that, significant pressure on the incumbent regime to start democratic reforms in Azerbaijan is an objective necessity. Under such circumstances, carrying out of the June session of OSCE PA in Baku is withdrawing in front of the Azerbaijani authorities, which have closed the Baku office of this organization and have declared war against the Warsaw bureau due to its negative opinion on the elections. It is difficult to understand this step.

The First European Olympic Games will be held in Baku in the summer of 2015. Shortly after this competition the parliamentary elections will be held in the country. It is very illogical and unfair that, such an event will be held in a country which lacks basic freedoms, prisons of which are full of political prisoners, where free press is mercilessly strangled, on the brink of another election fraud. Those Games shall be boycotted. Until the start of real democratic reforms under the monitoring and guarantee of the international organizations in Azerbaijan, all possible sanctions shall be applied against the Azerbaijani authorities.

Tofig Yagublu, political prisoner 17.03.2014 “

 

15 May 2014

by Gerald Knaus and Alexandra Stiglmayer

ESI Whitelist Project

 

Sometimes one true story is the best way to explain a complicated problem: here is the  story of Schengen visa, MMB , MB and the need for change.

If you have your own stories and want them to be know, please contact us: istanbul@esiweb.org

 

Last December, the EU and Turkey finally launched a visa liberalisation process. If everything goes as planned, Turkish citizens will be able to freely travel to EU and Schengen countries in three years.

The road towards this launch has been bumpy. Now is the time for confidence-building to make sure that the process accomplishes its stated goal, as  ESI suggested in its paper “Trust and travel. Easing the visa burden for Turks in five steps last February.

Why this is so important is illustrated by the following true story.

 

 

MMB is a respected professor of International Relations and European Integration (she is a Jean Monnet Chair) at Sabanci University in Istanbul. We recently met at a conference in Berlin. Her husband is a professor of Economics and the former dean of the faculty at which MMB teaches.

Recently MMB was invited to speak at a NATO seminar in Italy on 15-17 May. She needed a new visa. So, on 29 April, she went to the intermediary agent, IDATA, which Italy had hired to handle visa applications.

(Nowadays most Schengen country consulates no longer receive visa applications themselves, but use intermediary agents who collect the applications, bring them with the passports to the consulates, later pick up the passports with the visas and hand them back to the applicants. The costs for this service, which saves consulates of lot of work, are charged to the applicants – MMB had to pay 30 Euro for it, in addition to the 60 Euro for the visa itself.)

For her visa application, MMB had filled out the application form and put together the necessary documentation: the invitation letter signed by a NATO general, her flight ticket and hotel booking, excerpts from her bank accounts showing that she has a regular income and sufficient funds for the trip, evidence of her social security payments in Turkey, a current certificate from the civil registry, all the current contracts for her work with the European Commission, evidence that she is an affiliated professor at the University of Stockholm as well as copies of her previous passports that are full of Schengen visas. In her current passport too, she has an expired two-year multiple-entry Schengen visa, a 10-year multiple-entry visa for the UK and a 10-year multiple-entry visa for the US.

To any reasonable person, all this leaves no doubt that MMB is a person that travels a lot for professional reasons, has never abused any of her visas, and has a good job and family in Turkey. There is no risk that she would not come back and prefer to become an illegal migrant in Italy. In fact, MMB was hoping this time to get a 5-year multiple-entry Schengen visa.

Then the IDATA clerk explained to her that the NATO invitation letter is not valid unless the person issuing the invitation – a NATO general – has his signature validated and certified by a notary. MMB was reluctant to ask the NATO general for this. So she had to sign a statement declaring that she “knowingly” submitted “an incomplete application”.

For nine days, she did not receive any information about the status of her application despite regular phone calls to IDATA and the Italian consulate. Then the consulate was very helpful and informed her that she had been given a multiple-entry visa for three years. In the end she received her passport with the visa only four days before her flight.

An isolated case? MMB’s husband MB did not fare any better. He was invited to a seminar at Freie Universität Berlin on 28 April.

Germany uses the same intermediary agent like Italy, IDATA. So MB went to the IDATA office well in advance of the seminar, on 20 March, equipped with the same long pile of documents that MMB had to submit. However, the IDATA clerk was not satisfied. He asked him for civil registry extracts for his entire family, including his parents and his child. MB got these and delivered them to IDATA.

The saga continued. This time, the clerk was not satisfied with the evidence of income and social security payments that MB had submitted. The evidence was an attestation from the university. The clerk wanted to have an attestation from the Turkish social security provider, covering the previous 20 years.

If MB had not promised a colleague in Berlin that he would come, he would have given up, but due to this promise he decided to spend another day on the application, getting the certificate and bringing it to IDATA.

In the end, he received only a 3-month Schengen visa, so he faces the same trouble again in three months. Like MMB, he travels a lot and has previous Schengen visas and a 10-year UK and a 10-year US visa in his passport. But this apparently did not make any impression on IDATA.

If two respected and busy professors who travel extensively and have a good income are treated in this way, how are ordinary citizens treated? What about the promise of EU member states “to promote the regular mobility of bona fide travellers between Turkey and the EU and its Member States” given in December 2012? It cannot get more “bona fide” than in MMB’s and MB’s case, and their experience, in MMB’s words, has been “horrendous”.

When it comes to less well-established Turkish citizens, the situation is worse. In the end, wrote MMB, “it is not me that is the issue here, I always get a visa, but my colleagues, my students they all suffer.” She posted a tweet about her experience.

“My students and younger colleagues immediately responded saying this is a major problem for them. There are many academicians who cannot go to meetings abroad because their visas are either rejected or not prepared in time. This is a key concern for young scholars. Also, consider this: most of these young researchers are earning relatively little money, and each application costs around 300 Turkish lira – about 100 Euro – which is a lot considering their monthly income.”

 

 

EU member states ought to have systems in place that make failures such in MMB’s and MB’s cases impossible, and they need to work on making the visa burden for all Turkish citizens as light as possible. In our paper “Trust and travel. Easing the visa burden for Turks in five steps (24 February 2014, we recommended that EU member states commit to five goals to support the visa liberalisation process:

  1. 1. REJECTION RATES – GOAL LESS THAN 2 PERCENT

Reject as few Turkish visa applications as possible, striving to achieve a rejection rate of 2 percent or less. Some EU member states (Greece, Italy, Hungary) already achieve this.

  1. 2. LONG TERM VISA – MORE THAN 90 PERCENT

Issue at least 90 percent of the visas as long-term multiple-entry visas valid 3 to 5 years. Member states currently vary on this issue greatly.

  1. 3. REDUCE COSTS AND EFFORT

Allow proxies to submit visa applications on behalf of Turkish applicants; waive the visa fee of 60 Euros in as many cases as possible and consider removing it altogether; waive individual document requirements wherever possible.

  1. 4. SOLVE THE ERASMUS PROBLEM

Commit to issuing long-term visas for all Turkish students and researchers in time for the beginning of their studies and projects.

  1. 5. TRANSPARENCY

Make all improvements visible and advertise them; start to provide information on all aspects of visa policy so that progress can be easily monitored.

It is time that improvements become visible, and not that the visa application procedure becomes more difficult.

In the end MMB still felt grateful to the Italian Consulate in the end. When contacted they were prompt, efficient and helpful. Without their help the application would certainly have taken even longer.

Filed under: Europe,Turkey,Visa — Gerald @ 9:30 pm
25 February 2014

Check out the upcoming  issue of Turkish Policy Quarterly, edited by my colleague Nigar Goksel, here: Turkish Policy Quarterly

I gave an interview for this issue – before the dramatic turn of events in Ukraine last week – on “European values and continental geopolitics”: on why Samuel Huntington was wrong in 1993 and is still wrong today. Why European values have little to do with European history until 1945. Why the future of enlargement still depends most of all on the leaders of the countries that want to join.  Why Moldova matters. Why the EU should not worry about “losing” Azerbaijan or Belarus to Russia. And what gay rights have to do with Turkish visa liberalisation.

Excerpts:

Was Huntington right?

Huntington wrote, against the background of wars in the former Yugoslavia, about conflicts and the battle lines of the future. He explained these wars by reference to civilizational fault-lines. In fact, ideas like his are misleading, ahistorical, and dangerous. It is no surprise that in the Balkans they were most popular with autocrats and nationalists of all ethnic groups and religions to justify crimes –ethnic cleansing, suppressing minorities, suppressing basic rights of their own citizens– in the name of defending their “civilization.”

The curious thing: Huntington was popular with allegedly “Catholic” autocrats, like Franjo Tudjman in Croatia, and allegedly “Orthodox” autocrats, like Slobodan Milosevic in Serbia. In reality, not only were both Tudjman and Milosevic former communists, but both also used the same rhetoric to justify crimes, claiming to defend “Europe”: Milosevic against “Turks” and Albanian Muslims and Tudjman against Serbs and Bosnian Muslims. It is an old rhetorical device.

In his declaration of war against the United States, Adolf Hitler declared in December 1941 that the war led by National Socialist Germany was a war in defense of “Europe.” At the same time, Hitler’s Germany reintroduced unimaginable torture, mass killings, and the slavery of millions of people on a continental scale. Not long ago, before the Second World War, the notion that “Europe” stood for a civilization based on the rule of law, the Enlightenment, and democracy would have seemed strange. From Italy to Spain, from Germany to Russia, from Portugal to Poland to Yugoslavia, dictators were in control.

 

What are “European values”?

When we talk today about “European values,” what we really mean is the aspiration, following the catastrophe of failed autocracy and war in the first half of the 20th century, that this continent should finally become a continent of liberal democracies.

It was a vision to escape from the past, and move towards a very different future. Take the European Convention on Human Rights from 1949: it is, or should be, as much at home in Warsaw, Bucharest, Madrid, or Ankara as in Berlin or Vienna. And the continental fault-line today is between societies which aspire to defend and respect these values and those who do not. Theories of civilization have nothing to do with this.

 

Is the EU’s influence on the continent waning?

We see two opposing trends. On the one hand, the last 25 years have seen the most astonishing peaceful geopolitical revolution in the history of this continent. The enlargement of the EU from 12 to 15 and then 28 countries. Taking in the former communist states of Central Europe and the Eastern Balkans has been an astonishing development. Take Poland, take the Baltic States: these have never been more secure, more democratic in their history. You can also compare the Balkans today with the Balkans in the 1990s. Military budgets are down, conflict between states has ended.

On the other hand, we see pushback. This dramatic, and fast, change has come at a price. There are many people in the older EU member states who feel that this change has been too quick. Today enlargement is an unpopular policy in Paris or The Hague. As a result, the EU today is no longer promising as clearly as it did after 1999 that it is ready to embrace future democracies on its doorsteps. In the Balkans, in Turkey, this has slowed down the enlargement process to a snail’s pace. It is undermining the EU’s influence.

Who gets to join the EU?

In the early 1990s, Germany was opposed to the Baltic states joining. There was long opposition to Bulgaria and Romania, and later Croatia. But in the Baltic states and later in Bulgaria, national elites decided to make joining the EU a top priority, and pushed for it against all odds. And in countries where leaders did not support EU accession, like Slovakia in the late 1990s, it was civil society and the opposition who campaigned and defeated the government on a platform of EU accession. The driving force, by far the most important single factor, was always the determination of countries who wanted to join. Where this will existed, they managed. Where this was absent, they have not. I believe that this is still the case today.

 

Values and geopolitics

We have autocratic regimes, in Minsk, in Moscow, which are not much different from previous dictatorial regimes, such as in Portugal or Spain. They fear their own people, and so they arrest dissidents, suppress civil society, and hold farcical elections. At the same time, such regimes are aware of their weak legitimacy. This is why they pretend to be democratic, pretend to hold free and fair elections, buy influence in the Council of Europe. And they cooperate among each other. The laws on NGOs or laws to suppress demonstrations in Russia, Azerbaijan, or Belarus are copies of one another.

Today the big question is: what will happen in Ukraine? There are some in Kiev who want Ukraine to be run along similar lines as Russia: a strong president, no checks and balances, a closed economy. And there are others in the country who oppose this, including some business people who realize the value of being next to the European Union, the biggest integrated market in the world. There is a clear choice: either the “managed democracy” model of Putin, which exports only raw material and the money of its elites, or real parliamentary democracy that every Ukrainian can see when visiting Poland.

It is in the EU’s interest to support democracy in Ukraine. Then, in free elections, Ukrainians can make their own choices. What the EU should oppose, however, is Russian interference and blackmail in its neighborhoods. Since Russia’s elite has much of what it values in the EU –its money, its houses, its families– the EU has enormous leverage (if it should chose to use it) to stop open interference. But the real choice between the Polish and the Russian model has to be made by the people in Ukraine in free and fair elections.

 

Will Moldova and Georgia “break out”?

In February 2013, Polish Foreign Minister Radoslaw Sikorski praised Moldova on his visit to Chisinau as “the greatest hope of the Eastern Partnership.” Recently, German Chancellor Angela Merkel said that “the Republic of Moldova has perhaps demonstrated the greatest political will of all Eastern partners to adopt and implement reforms.” Very soon, Moldovans will be able to travel visa-free to the EU. And so this landlocked country with a population of only 3.5 million has become the surprising frontrunner in the Eastern neighborhood.

The policy question for the EU is whether it finally offers Moldova a true perspective of future integration later in 2014, which goes beyond the current association on the table. I very much hope it will. As for Georgia, I think everything the EU offered to Moldova needs to also be on the table for Georgia. The importance of a stable parliamentary democracy in Georgia for the South Caucasus cannot be overestimated.

 

The risk of losing ”Belarus, Armenia, Azerbaijan” to Russia?

Neither Poland nor Lithuania nor Germany is a threat to Belarus. What we see happening instead is that the Russian regime supports another autocracy in Minsk. It is in the EU’s interest for Belarus to be a democracy above all else. There is nothing wrong if the people of Belarus chose, freely and in fair elections, to remain neutral and non-aligned, like Switzerland. However, the EU should, in its own interest in lasting stability, support the democratization of all of its eastern neighbors. It should make travel for young people from Belarus to the EU as easy as possible. It should target the elites in these autocracies with visa bans. It should support independent media, just as this has been done by Radio Free Europe during the Cold War. Trying to appease the regime in Belarus will not wean it away from its alliance with Moscow; democratization would.

Russia also exploits the conflict in the South Caucasus between Armenia and Azerbaijan to its own benefit. This is a tragedy for both societies. It suggests that Russia has every interest in this frozen conflict to remain frozen, whatever the consequences for the people on the ground. But this should not stop other European democracies from defending the values to which both Armenia and Azerbaijan committed themselves when they joined the Council of Europe in 2001. Let us not be naïve: to insist on human rights will not have an immediate effect. But let us also remember how insistence on basic human rights standards during the Cold War in Europe was used by dissidents in communist regimes to confront their regimes, and how this dissident thinking contributed to the changes in 1989. But why would pressure that Baku release its dissidents or allow free elections, if it wants to remain a member of the Council of Europe, drive the country into the arms of Russia? This is what we see today: autocrats exchanging experiences of how to suppress their own people. That has never brought stability anywhere.

 

LGBT rights and geopolitics

 

To many people’s surprise, the biggest challenge Moldova faced on its path towards visa liberalization concerned gay rights. One of the requirements of the Visa Liberalization Action Plan was to pass antidiscrimination legislation protecting minorities, including sexual minorities. However, some public figures across the political spectrum responded to the EU requirement with statements describing gay and lesbians as abnormal. The Communist Party, for example, joined forces with the Orthodox Church, and in February 2012, Balti –Moldova’s second largest city– enacted a local ban on “aggressive propaganda of non-traditional sexual orientations.”

All this had earlier happened in Russia as well. In contrast, however, the Moldovan Parliament adopted an anti-discrimination law in May 2012.

The law forbids all kinds of discrimination and explicitly refers to sexual orientation in relation to discrimination in the workplace. Further, in February 2013, the ban on “propaganda” was also struck down by a local appeals court as unconstitutional. This played a key role in convincing EU member states about the seriousness of the government in Moldova. It also holds important lessons for other countries that aspire to full visa -free travel, such as Georgia and Turkey.

 

Non-discrimination and Turkey

Now the visa roadmap has finally been handed over, last December. If the experience of other countries are taken as a benchmark, this might lead to full liberalization within two to three years.

At the same time, one of the most important challenges for Turkey will be to address the conditions concerning fundamental rights. The visa roadmap for Turkey states that “the right to liberty and security, the right to a fair trial and freedom of expression, of assembly and association in practice” needs to be ensured for visa liberalization to be granted.

While non-discrimination is not explicitly mentioned here, it has been central to every visa liberalization process in every other country, from the Balkans to Moldova and Georgia and Ukraine. It is also raised prominently in the EU’s latest progress report, with half a page alone focused on discrimination of sexual minorities. The current legislation in Turkey is clearly not in line with the acquis either.

Here is the potential for a win-win situation. If Turkey meets the technical conditions of the roadmap –concerning document security and border management– and continues to help the EU to reduce illegal migration across its borders into the EU –as it has done successfully in the past year– then meeting the human rights conditions becomes the ace to win over even reluctant parliaments in the EU.

If Turkey passes a non-discrimination law, and passes the other human rights reforms outlined above, it will have a very strong case when it comes to getting the necessary votes in the European Council, which –and this is crucial– decides on this by qualified majority, so no single EU member state has a veto.

In this way, everyone gains. For this to happen, efforts and advocacy by human rights and civil society organizations become crucial, in Turkey and elsewhere in Europe. Learning from Moldova’s experience here is actually a good starting point for Turkish NGOs as well.

 

Further reading:

Cutting the Visa Knot- How Turks can Travel freely to Europe, Esi Report, 21 May 2013, http://www.esiweb.org/pdf/esi_document_id_139.pdf

Documents and ESI analysis related to the visa liberalization processes of these countries and others can be found at: http://www.esiweb.org/index.php?lang=en&id=483

Filed under: Europe,Turkey — Gerald @ 8:54 pm
31 January 2014

Does EU enlargement policy change countries? Can it inspire the people who have to push through deep and complex reforms? Does it help ensure respect for fundamental rights?

What really are the minimum political standards that candidates will have to meet? What is, in the European Commission’s view, a “functioning market economy”?

What is the future of the Directorate General for Enlargement, the department of the European Commission in charge of this policy? And what is the future direction of the DG for Enlargement’s actions, given the unpopularity of the current policy in certain key member states?

 

Measuring alignment?

2013 EU assessments of countries according to the 32 chapters assessed. When it comes to the state of alignment, Turkey is ahead, despite many chapters being blocked. Macedonia is second, despite not being allowed to negotiate. Serbia is ahead of Montenegro. In October 2013 Albania was the very last. For the origins of the assessments in the 2013 reports see at the bottom of this text. The effects of producing such tables in a credible way is the subject of this text.

For the score this conversion used is:  Advanced = 3 points, Moderate = 1 point, Early = 0 points (Source: EU progress reports – see below!). Since Bosnia and Kosovo have different types of progress reports they are not included here.

 

This week in Brussels I gave a presentation on the future of EU enlargement policy. The occasion was a strategy brainstorming session of the senior team of DG for Enlargement in Brussels, made up of some 60 people. The meeting followed similar presentations to policy makers in Berlin, Stockholm, Zagreb, Skopje, Brussels, Istanbul, Paris, and Rome. While I spoke in Brussels, my colleague Kristof presented similar ideas to Croatian Foreign Minister, Vesna Pusic, in Zagreb.

I was asked to be provocative. So I started with a personal encounter from a few weeks ago.

During a late night conversation in Zagreb, a journalist from a very respected European paper in a large EU member state told me that in his view “DG Enlargement should be shut down.” The argument, (which I had heard before in large EU member states I know well) was as follows:

None of the countries in the Balkans (or Turkey) are today even close to meeting what should be the EU’s demanding standards. They have weak institutions, corrupt administrations, create few or no jobs, and have incredibly polarised political environments. Nor are they moving in the right direction at a credible speed in overcoming these problems to make real change likely in the next decade or two. The EU has already admitted too many weak countries. Against this background having a DG for Enlargement creates constant pressure to repeat an earlier mistake. “Can you really imagine Albania in the EU any time soon?” And if you cannot, what then, is the point of a DG for Enlargement?

A few years ago such a view would have been very radical. In some European member state parliaments it is now on the way to becoming the new mainstream.

Of course, there will continue to be a DG dealing with enlargement for the foreseeable future. There is a policy, there are commitments, and there is inertia. The “European perspective” still produces real results. It is an “anchor.” It is leverage, at a low cost to the EU.

However the challenge posed by skeptics calls for a credible answer to the question of whether or not the basic premise of accession policy – that it changes countries for the better, and for good – is valid. And does the European Commission offer credible assessments of progress, or is it condemned by bureaucratic self-interest to be a cheerleader for badly prepared countries? (Or, to avoid this criticism, does it end up being seen as unfair in accession states?)

We accept that there is a crisis of credibility of the process. We are also convinced that there is an opportunity to substantially improve the impact of what is being done today by the EU in accession countries without changing the basic policy. The focus must return to the concrete and visible results in accession countries –  “concrete” and “visible” for skeptics as well.

Enlargement policy needs to mobilise people or it fails. Without the mobilisation of policy makers, civil servants, civil society, and interest groups in accession countries, the kind of changes that have to happen will not happen.

It is here that we encounter a problem with the way many measure accession progress today: the language of “counting chapters opened.” Any complex process generates technical language, bureaucratic procedures, and jargon for those most involved. In the case of enlargement, however, the technical language has crowded out a focus on what makes this policy worthwhile and inspiring.

Recently I asked some of my Turkish friends what they thought the EU should do next in Turkey. Their answer: “Open Chapter 23. Then the EU can seriously discuss fundamental rights with Turkey.” This is how very serious and committed people talk, full of good intentions. And yet, it is puzzling. For when one asks “what do you believe happens after a ‘chapter is opened’ that makes any real progress more likely? Is there evidence that ‘chapter-opening’ produces change?” people pause. Rightly so, as I showed in my Brussels presentation. There is in fact no evidence that “chapter opening” produces change – Turkey shows this best in recent years – that progress in “un-opened” chapters is faster or slower than in “opened” ones. A country can make all the reforms and then “open and close” all chapters at the very end (Croatia did this in many key policy fields). It can open many chapters and make no progress for years.

See this table. Note that it is based on the Commission’s own assessments in the 2013 progress reports (For more on these assessments see the ESI scorecard further below):

The argument is not against the need to have “chapters,” which define separate policy areas, from consumer protection to public procurement or waste management. These are useful conventions to deal with the vast range of European standards and policies.

However, what really matters is that the EU spells out clearly, publicly, fairly, and strictly – and in a way that is understood by the broadest possible public in Albania, Turkey, Serbia or Macedonia – WHAT the basic and fundamental rights and standards should be in a country that wants to join. And it should do this regardless of whether a “chapter” is opened (or a member state decides to veto this, as has happened and may well continue to).

This is what accession is about from the very beginning. To allow for a “veto” against focusing on key issues makes no sense at all. What does make sense is a focus on closing “chapters,” which in any case only happens at the very end, and in turn depends on the nature of the reforms being done!

So by all means, open Chapter 23 with Turkey (and every country), if this is possible. And yes, it was good to “open a chapter on regional policy” (Chapter 22), last summer. It was a “signal” that there was still a process in motion. But in the end, it was also a strange response to the drama of the Gezi protests and their subsequent repression. Yes, there is a process, as the EU stated, but one that does not address WHY opening Chapter 22 is an answer to the question most observers were asking about the state of democracy. How did opening a chapter on regional policy change anything meaningful in Turkey in 2013?  What has it changed since this was done?

The bureaucratic steps designed many years ago to make enlargement manageable are here to stay: the categories of potential candidates, opening one of 35 chapters, opening benchmarks, closing chapters. The bureaucratic process is not the problem. Nor is the fact that at every step, 28 member states have a veto. This is simply a fact of life.

However, what can and must happen is that the European Commission – and supporters of enlargement – see this ladder and the more than 70 steps for what it truly is: an instrument to many more worthwhile ends. And it is only those ends that matter to skeptical EU member states and to people in accession states: more vibrant public debates on political issues, particularly on television. Less discrimination of minorities, whether LGBT or religious minorities. More transparent spending whenever public agencies procure goods and services. A credible strategy to ensure safe food. Environmental inspectorates that ensure that dangerous waste is dealt with appropriately. Less polarised politics. A credible judiciary. Rules for businesses that allow fair competition. And many more…

Take another example. There is an esoteric debate, reminiscent of what scholars discussed in the cathedral schools of medieval Europe, on what is a “functioning market economy” for the European Commission. And in every progress report there is one section on “economic criteria.”

The EU insists that all accession candidates have a functioning market economy before they join: this makes intuitive sense. But the European Commission does not explain how it recognises one. Turkey has a “functioning market economy,” according to the EU. Serbia does not. One could have many long debates on whether a country that is not creditworthy has a functioning market economy (Greece? Cyprus?). Is this status linked to growth or its absence? (Was Finland a functioning market economy in 1988, stopped being one in 1993, and became one again in 1995?)

In fact, I recently learned that some people are trying to take the Commission to court (!) to disclose what its (secret) yardstick for measuring the functionality of an economy is. But it seems a misleading and irrelevant debate. If the Commission WOULD say that Albania will have a “functioning market economy” in 5 years, would members of the Bundestag or the Dutch public believe it? What does withholding this label do for Albania and the EU?

Would it not be better to assess countries by a few clear, measurable, and meaningful outcomes – the results of good economic policy? And to rewrite the currently unreadable and incomprehensible economic sections of progress reports so as to trigger regular and widespread public debates on economic fundamentals?

This could be done by defining and explaining a few key indicators for non-economist readers. Take the employment rate – how many people of working age have worked at least some in the past week, as measured by a credible standardised labor force survey? (Counting people employed in subsistence agriculture – how many of them are among the “employed?” This is also hugely interesting.)  Then one looks a bit closer: if employment is low, is this because few young people work? Or few women?

An accession candidate should focus on these questions, and a progress report by the commission should highlight them, which it does not currently do. In the 2013 Macedonia progress report the authors gave TWO employment rates: 40.7 percent on page 16 and 48.2 percent on page 61, in the same report! (It obviously did not seem central to the authors).

A country that has a low employment rate and yet aims to convince the EU that its economy can, after accession, “withstand competitive pressures” should be asked to show – over the period of the accession process – that it can address this issue seriously, and with at least some success. This is a debate worth having and renewing every year.

The same could be said for other outcomes of economic policy: what about exports per capita, the stock and flow of FDI, the qualifications of the future work force (as measured by the OECD’s PISA tests, which amazingly, not all candidate countries are currently required to participate in), or the ability to spend EU grant money on development?

For most of these outcomes of economic policy there are robust indicators that allow comparisons over time and between countries.  For some the European Commission can easily construct them. Indicators work best if they are completely plausible, and intuitively make sense to a broad public. And there need not be 20. The World Bank’s Doing Business reports started with five in 2004. Better five that every reader can understand, than twenty that are esoteric and hard to grasp.

The same is true for policy areas covered in the chapters. In my Brussels presentation I suggested doing for each chapter – and for each country – what the EU has done in the recent visa liberalisation process: produce one document that clearly sums up what the core requirements are under each policy area (or chapter) that every accession candidate should meet. They could look like visa liberalisation roadmaps (see here examples)

“Core” requirements means that these roadmaps for chapters need not include everything, but rather most of the important criteria – requirements that countries only need to meet shortly before actual accession can be excluded. These requirements should focus on OUTCOMES:  not just to pass a law, but also to “pass a law, have a credible institution and implement it.” And these requirements should be assessed annually in the progress reports for all countries, so they can be compared. There is no reason not to do this in all 7 countries, including Albania and Montenegro, Serbia and Kosovo. This would trigger very healthy debates and competition everywhere. In this way the annual progress report of the European Commission, its sections on “economic criteria” and on the policy areas in the 33 chapters, would become readable, interesting, and useful. It would address all four strategic objectives:

  • Fairness: Regular fair public assessments of where accession countries really stand in terms of meeting EU criteria.
  • Strictness: Strict public assessment of where accession countries are failing or even falling behind. The more concrete and specific the assessments are of what is missing, the better.
  • Clarity: Any EU assessment needs to be understood, not just by a handful of experts, but by the broader interested public in accession countries and in the EU. (Sections that are incomprehensible to an interested non-expert should be cut and rewritten).
  • Comparability: Any assessment should encourage two types of comparisons: between the situation in accession countries and EU standards, and among accession countries. Comparisons help both the fairness and the strictness of assessments.  They encourage friendly competition and mutual learning from best practice.

ESI believes that the regular progress reports – published annually by the European Commission on every applicant country already now – are the obvious and best instrument to achieve all of these objectives. Improving them is rightly at the center of any debate on how to increase the impact and credibility of current enlargement policy.

We are convinced that, building on what the Commission is already doing, progress reports could easily have the same impact on reform debates and reforms in accession countries as the regular OECD Pisa reports have had. Since 2000 these have reshaped the global debate on education.

This would help the Commission to keep (or regain) the trust in its assessments, which it needs to be effective.

In the end, the success of the commission in the field of enlargement cannot be measured by formal criteria: how many countries have started accession talks or how many chapters have been opened is not what matters most. What matters is closing chapters. And this can only happen after reforms are implemented. This means what matters now is what best helps the reform process.

 

BRUSSELS PRESENTATION

Below are a few slides from my Brussels presentation. In the next weeks we are planning to organise many more presentations across Europe. We integrate the feedback into the next presentations and policy papers. If you have thoughts on this, please do let us know: you can write directly to g.knaus@esiweb.org.

One reason PISA tests capture the public imagination: they make it possible to compare results between countries and over time. But the ranking is not a gimmick for the media: the results also allow detailed analysis, such as what kind of schools are doing better than others? Are there differences between reading and science results? Between girls and boys? How significant are the discrepancies between the best and the worst performing schools?

A notable strength of PISA is that it focused on results, not perceptions. DG enlargement needs the same. A credible yardstick – a gripping, readable annual report – would achieve all of these goals. The progress reports should be this:


This requires that all parts of the reports be read, understood, and taken seriously by at least the following members of a focus group: the civil servants who work on it, political leaders in government and opposition, business people who care about EU accession for what it means for them, critical journalists, civil society activists, and interested followers of the news, who might be tempted to look for a translation of the report.

See below a possible focus group in Macedonia: this IS the readership of these reports in any country.

At the same time EU member states need to see what is being done.

There are three parts to progress reports, where different ways of assessment are needed:

Political criteria: A focus on outcomes and areas where countries fall short. This is NOT likely to be usefully measured in quantitative terms, but best by reference to minimum standards, (which need not be low, but should be plausible). More on this in the next ESI reports.

Economic criteria: A focus on plausible OUTCOMES of good policy, a mere handful of key and obvious indicators.

Alignment with EU policies and regulations in sectors: The production – for the 33 chapters – of roadmaps would help because it would allow turning implementation into scorecards. This WAS done for visa liberalisation:

The key is how to identify core objectives in each policy field. The expertise for most or all of the policy fields currently exists in the Commission, as does the text.

This would then also allow comparisons. And this in turn would inspire debates, allow leaders to focus, and allow the media to analyse … it would put the results of the process – not the formal opening of closing of chapters – at the center of attention.

Rethinking the methods of assessment would also allow countries to make real efforts to try to beat low expectations… and to know that this would be recognised. It would allow certain ministers in a government to stand out. This is what happened to Bosnia during the visa liberalisation process in the summer of 2010. (See below the scorecard before and after this real effort).

At the same time, this would allow critical member states to understand in detail HOW the European Commission arrives at its assessments.

All this leads to a few concrete suggestions for EU accession future progress reports:

  • Precise formulations (even more so than today, though in 2013 this was already done)
  • In assessing “alignment” (or “preparation”) consider moving towards terms that more clearly indicate the required end-state: “Fully met,” “Largely met,” and “Not yet met.”
  • Build each chapter assessment on publicly available individual chapter roadmaps, which also list the indicators used to assess implementation.
  • Add scorecards for each chapter
  • Report on all seven countries in the same way so they can be compared.
  • Consider adjusting chapter roadmaps every three years in light of the changing EU acquis.

Scorecard legend for the table below:

Green: alignment is/preparations are advanced / well advanced / rather advanced / relatively advanced; high / sufficient level of alignment)

Yellow: alignment is/ preparations are advancing / moderately advanced / on track

Red: alignment is/ preparations are starting / at an early stage / not very advanced / not yet sufficient. / A country has started to address its priorities in this area.

Alignment with the acquis – per chapter – 2013 Progress Reports

 

Chapter

Turkey

Mace-donia

Serbia

Monte-negro

Albania

1: Free movement of goods

3

3

1

3

1

2: FoM for workers

0

0

1

0

0

3: Right of establishment, freedom to provide services

0

1

1

0

1

4: Free movement of capital

0

1

1

1

1

5: Public procurement

1

3

1

1

1

6: Company law

3

1

3

1

1

7: Intellectual property law

3

1

3

3

0

8: Competition policy

1

3

1

1

0

9: Financial services

3

1

1

1

1

10: Information society & media

1

1

1

1

1

11: Agriculture & rural development

0

1

0

0

0

12: Food safety

0

1

1

0

0

13: Fisheries

0

1

1

0

0

14: Transport policy

1

1

1

3

0

15: Energy

3

1

1

1

0

16: Taxation

1

1

1

1

1

17: Economic & monetary policy

3

3

1

1

0

18: Statistics

3

3

3

1

1

19: Social policy & employment

1

0

0

0

0

20: Enterprise & industrial policy

3

1

1

0

1

21: Trans-European networks

3

3

1

1

0

22: Regional policy, structural instr.

1

0

1

0

1

23: Judiciary & fundamental  rights

24: Justice, freedom & security

0

3

1

1

1

25: Science & research

3

1

1

1

0

26: Education & culture

1

1

1

3

1

27: Environment & climate change

0

1

0

0

0

28: Consumer & health protection

1

1

1

1

0

29: Customs union

3

3

1

1

1

30: External relations

3

1

1

1

1

31:Foreign, security, defence policy

1

3

1

1

1

32: Financial control

1

0

1

1

1

33: Financial & budgetary prov.

0

0

0

0

0

 

 

Detailed assessment by the European Commission (2013)

Chapter

Turkey

Macedonia

Serbia

Montenegro

Albania

1: Free movement of goods

The state of alignment in this chapter is advanced.

Preparations in the area of free movement of goods are advanced.

Preparations in the area of free movement of goods are moderately advanced.

Preparations in the area of free movement of goods are relatively advanced.

Preparations are moderately advanced.

2: Freedom of movement for workers

Preparations in this area are at an early stage.

Preparations in this area are still at an early stage.

Preparations in this area are moderately advanced.

Alignment with the acquis is still at an early stage.

Preparations in the area of freedom of movement for workers are at an early stage.

3: Right of establishment and freedom to provide services

Alignment is at an early stage.

In the area of postal services, the level of alignment is advanced. There is not yet full alignment with the acquis, particularly as regards mutual recognition of professional qualifications, free movement of services and establishment.

Preparations are moderately advanced.

Substantial efforts are still needed to align the legislation and implement the acquis on mutual recognition of professional qualifications.

Preparations are moderately advanced.

4: Free movement of capital

Preparations in this area are at an early stage.

Preparations are on track and gradual harmonisation of the regulatory framework for payment systems is under way.

Alignment in this area is moderately advanced.

Preparations are moderately advanced.

Preparations are moderately advanced.

5: Public procurement

Preparations in this area are moderately advanced.

Preparations in the area of public procurement are advanced.

Alignment in the area of public procurement is moderately advanced.

Preparations in the area of public procurement are moderately advanced.

Preparations in the field of public procurement are moderately advanced.

6: Company law

Turkey is well advanced in this area.

Preparations in the area of company law as a whole are moderately advanced.

Alignment in the area of corporate law is well advanced.

Preparations remain moderately advanced.

Preparations are moderately advanced.

7: Intellectual property law

Alignment with the acquis is advanced.

Preparations in the field of IPR are moderately advanced.

Alignment in the area of IPL is advanced.

Preparations are advanced.

Preparations are not very advanced.

8: Competition policy

Turkey is moderately advanced in this area.

Preparations in this area are advanced.

Alignment in this area is moderately advanced.

Preparations are moderately advanced.

Preparations for the revision of state aid legislation are at an early stage.

9: Financial services

Preparations in the area of financial

services are advanced.

Alignment with key parts of the acquis on financial market infrastructure has not yet been achieved. In the area of financial services, alignment with the acquis is moderately advanced.

Alignment in the area of financial services is moderately advanced.

The level of alignment is moderately advanced.

Preparations are moderately advanced.

10: Information society and media

Preparations are moderately advanced.

Preparations in this area are on track.

Alignment with the

acquis in this area remains moderately advanced.

Preparations are on track.

Preparations are moderately advanced.

11: Agriculture and rural development

Preparations in the area of agriculture and rural development are at an early stage.

Preparations remain moderately advanced.

Alignment with the acquis remains at an early stage.

Alignment with the acquis is at an early stage.

Preparations in this area are not very advanced.

12: Food safety, veterinary and phytosanitary policy

Preparations in this area are at an early stage.

Preparations in the area of food safety and veterinary policy are well on track. Preparations in the phytosanitary area are at an early stage.

Preparations in the area of food safety, veterinary and phytosanitary policy are moderately advanced.

Preparations remain at an early stage.

Preparations remain at an early stage.

13: Fisheries

Alignment in this area is at an early stage.

A large proportion of the fisheries acquis is not relevant as the country is landlocked.

Preparations in the area of fisheries are moderately advanced.

Preparations in this area are at an early stage.

Preparations are not very advanced.

14: Transport policy

In the area of transport, Turkey is moderately advanced.

Preparations in this area are moderately advanced.

Serbia is moderately advanced in its alignment with the acquis in this area.

Preparations in this area are advanced.

Preparations in the area of transport are not very advanced.

15: Energy

Turkey is at a rather advanced level of alignment in the field of energy.

Preparations in this area are moderately advanced.

Preparations in the area of energy are moderately advanced.

Preparations in the area of energy are moderately advanced.

Preparations are not very advanced.

16: Taxation

Preparations in this chapter are moderately advanced.

Preparations in the area of taxation are moderately advanced.

Preparations in the area of taxation are moderately advanced.

Montenegro’s alignment with the acquis is moderately advanced.

Preparations are moderately advanced.

17: Economic and monetary policy

Turkey’s level of preparedness is advanced.

Preparations in this area are advanced.

Serbia is moderately advanced.

Alignment in the area of economic and monetary policy is moderately advanced.

Preparations are not yet sufficient.

18: Statistics

Alignment with the acquis is at an advanced level.

Preparations in the field of statistics are advanced.

Serbia is advanced in the area of statistics.

Preparations in the area of statistics are moderately advanced.

Preparations are moderately advanced.

19: Social policy and employment

Legal alignment is moderately advanced.

Preparations in this area are at an early stage.

Serbia has started to address its priorities in this area.

Montenegro has started to address its priorities in this area.

Preparations in the area of social policy and employment are not very advanced.

20: Enterprise and industrial policy

Turkey has a sufficient level of alignment in this chapter.

Preparations in this area are moderately advanced.

Preparations in this area are on track.

A strategic effort to promote skills at all levels in sectors where Montenegro has significant trade with the EU will be important to improve competitiveness and ensure preparedness for competitive pressures and market forces within the Union.

Preparations are moderately advanced.

21: Trans-European networks

Alignment in this chapter is advanced.

Preparations in this area are advanced.

Preparations in the area of trans-European networks are moderately advanced.

Preparations in this area are moderately advanced.

Preparations in the area of trans-European networks are not very advanced.

22: Regional policy and coordination of structural instruments

Preparations in this area are

moderately advanced.

Preparations in

this area are not very advanced.

Preparations in this area are moderately advanced.

Preparations in this area are at an early stage.

Preparations in this area are moderately advanced.

23: Judiciary and fundamental rights

24: Justice, freedom and security

Alignment in the area of justice and home affairs is at an early stage.

Preparations in this area are advanced.

Serbia is moderately advanced in the area of justice, freedom and security.

Alignment with the acquis in the field of legal migration, asylum and visas is still at an early stage.

Preparations in this field are advancing.

25: Science and research

Turkey is well prepared in this area.

Preparations in this area are on track.

Preparations in the area of science and research are on track.

Preparations in this area are well on track.

Preparations are not sufficiently advanced.

26: Education and culture

(No assessment of the state of alignment.)

Preparations in the areas of education and culture are moderately advanced.

Preparations for aligning with EU standards are moderately advanced.

Preparations are advanced.

Preparations are moderately advanced.

27: Environment and climate change

Preparations in these fields are at an early stage.

Preparations in the field of the environment are moderately advanced while preparations in the field of climate change remain at an early stage.

Priorities in the fields of environment and climate change have started to be addressed.

Preparations in these areas are still at an early stage.

Preparations in the fields of the environment and climate change are at an early stage.

28: Consumer and health protection

Preparations in this area are on track.

Preparations in this area are moderately advanced.

Preparations in this area remain moderately advanced.

Preparations in these areas are moderately advanced.

Preparations are starting.

29: Customs union

The level of alignment in this area remains high.

Preparations in this area are advanced.

Preparations in the area of the customs union are well on track.

Preparations in the field of customs union are moderately advanced.

Preparations are moderately advanced.

30: External relations

There is a high level of alignment in this area.

Preparations in this area are moderately advanced.

Preparations in the area of external relations are moderately advanced.

Preparations in the area of external relations are on track.

Preparations are moderately advanced.

31: Foreign, security and defence policy

Preparations in this area are moderately advanced.

Preparations in this area are well advanced.

Preparations in the area of foreign, security and defence policy are well on track.

Preparations in the area of foreign, security and defence policy are on track.

Preparations in this field remain on track.

32: Financial control

Preparations in this area are moderately advanced.

Preparations in this area are at an early stage.

Preparations in this area are moderately advanced.

Preparations in this area are moderately advanced.

Preparations are moderately advanced.

33: Financial and budgetary provisions

Preparations in this area are at an early stage.

Preparations are at an early stage.

Preparations in this field are at an early stage.

Preparations in this area are at an early stage.

Preparations in the area of financial and budgetary provisions are at an early stage.

18 October 2013

 

 

 

You have been involved in a major project titled “The White List Project” on visa liberalization for the Western Balkans and been credited for contributing to its success. Would you tell us about it?

I have lived and worked many years in Bulgaria and in Bosnia and Herzegovina and I remember well the frustrations that the visa requirement brought, particularly for young people. For two decades governments and civil society in those countries complained about visa to the EU.

However, when we started our White List Project in 2006 we realized that you never obtain anything on such a sensitive issue by complaining. To lift visa you need enough votes in the EU Council to change the visa regulation! To get the votes you need to address the fears that EU ministers have about what happens after visa are lifted. If they feel that nothing bad will happen, if they feel they can trust a country, they will take the political risk.

And so we started to do research on how to reduce the risk. We even formed an advisory group of former interior ministers of big EU countries – Italy, Germany, the United Kingdom. When they said that there was only limited risk their colleagues would listen. And we started reaching out to public opinion, and hundreds of articles were written about the White List Project. And in the end this approach worked.

Will it also work with Turkey?

The latest I learned last week is that there is now a proposal on the desk of Foreign Minister Davutoglu that could work: a proposal how to respond to a recent offer by the EU to open a visa dialogue on liberalisation. It has the backing of key Turkish officials and experts, but would also be acceptable to the Commission. So a breakthrough is still possible this year. My hope is that there will be a visa liberalisation process starting in 2013.

The European Court of Justice (ECJ) ruled in the Demirkan vs. Germany case that Turkish citizens may not travel to EU countries without a visa to receive services. With this verdict, do you think the ECJ closes the doors for visa-free travel for Turks in the European Union member states?

No, I do not think so. One door has been closed by the ECJ: it is now clear that it will not be possible to obtain visa free travel for Turks through the courts. But another way, the one taken in recent years by all other countries of South East Europe, remains open, and that is to get rid of visa through a process of negotiations between Turkey and the EU, a “visa dialogue.” The sooner this process starts now, the better.

The Balkan countries received in 2008 roadmaps which involved a lot of conditions for visa liberalization. How successful they have become in fulfilling the expectations?

The image of many of these Balkan countries in 2008 in some EU member states was very bad. They were seen as a source of all problems: illegal migration, organized crime, instability. Each of these countries is small but remember: there were then an estimated 700,000 illegal immigrants in the EU just from small Albania. No other region generated as many refugees to the EU in recent decades.

So the key challenge for the Balkans was to build trust, and the way to do so was through reforms, yes, but above all through contacts with EU counterparts, in the police, in customs, in interior ministries, on the working level. And so the Balkan governments made fulfilling the requirements of the visa roadmap a top priority. And then they surprised skeptics. When German or French interior ministry officials came to Albania or Macedonia as part of the visa dialogue to check what was happening, and left impressed by what they had seen, this was worth more than ten speeches on visa by a Balkan foreign minister.

What is the importance of the roadmap given to Turkey by the Council of the European Union at the end of last year toward a visa-free regime?

There is absolutely no reason that exactly the same happens in Turkey as happened in the Balkans if a visa liberalization dialogue would finally begin, which it has not yet! Sometimes I am told in Ankara that Turkey is different from the Balkans: it is bigger, there are more prejudices in the EU, etc …But in reality Turkey is different in a way that is good for Turkey: the per capita GDP in Turkey is higher than in allBalkan countries which had the visa lifted, including Bulgaria and Rumania. And the EU allows already now more than 1 million holders of Turkish green passports visa free travel and there are no problems.

The real difference between the Balkans and Turkey is how governments approach the visa dialogue. The Balkan countries took the roadmap, set out to fulfill the conditions, and made very effective advocacy to convince skeptics in Berlin and Paris and Brussels. Until now Turkey feels that the EU cannot be trusted and hesitates to even sit down. The other difference, of course, lies in the results of these two approaches: today all Albanians, Macedonians, Serbs travel without a visa.

What developments have occurred since the Council of the European Union gave the roadmap to Turkey?

More time has been lost. In the case of the Balkans the visa liberalization dialogue lasted 2, at most 3 years before visa were lifted. Turkey was presented a roadmap in summer 2012, but there is still no dialogue. The main reason is that Turkey does not want to sign a readmission agreement with the EU, something all Balkan and all East European countries have done. A readmission agreement commits Turkey to take back from the EU illegal immigrants who cross into the EU through Turkey.

There is a fear in Ankara that this might involve tens of thousands of people. But this is just wrong. We did a detailed study of all readmission agreements in the world that the EU has made and the total of all readmission cases every year for all of them together are a few hundred. Even if there would be 4,000 readmission requests to Turkey in a year – which I do not believe – this would not be a problem. Turkey arrested tens of thousands of illegal migrants inside Turkey every year and hosts hundreds of thousands of Syrians. In addition for the first three years the readmission agreement with the EU does not require Turkey to take back more illegal immigrants than it wants to, there is a three year transition phase! So our recommendation is: Turkey ratifies this agreement, starts the visa dialogue, sees how many requests come, sets its own limit on how many it will accept. It should also set the EU a deadline: if by the end of 2015 we do not have visa free travel, we will cancel the readmission agreement.

Turkey was also expected to fulfill some conditions for visa liberalization including biometric passport, integrated border management and signature of the readmission agreement. Where does Turkey stand in regards to what it’s been expected to do?

There is a lot that Turkey has done, and there is a lot that remains to be done. Take integrated border management. It is in Turkey‘s own interest to control its borders well. There is a lot of experience on this in the EU. I just returned from Finland, which has a very long land border and a sea border with Russia, and a very experienced Border Service. Turkish border officials know the Finnish system, they studied it, but so far they were not able to carry out the same reforms. Why? Because it involves changing the roles of the police, customs and especially the armed forces which still do a lot of the land border control in Turkey. And no institution likes to give up any influence. So the result is that Turkey has good plans but still has a very inefficient system. This can change, easily. If Albania or Serbia can reform border management, Turkey can do it for sure! But it requires a political push from above. It must be a priority.

In an article titled “The Future of European Turkey” on June 17, written on the Gezi protests, you expressed concern about Turkey’s future and its EU integration. Would you share those concerns with us?

It is normal for a democracy to see protests over big construction projects: this happens in Germany, in Austria, even in Sweden. Sometimes, when police intervenes to stop protests there are clashes also in European countries. I have lived in Berlin, where this happens every 1 May. What shocked European observers about the handling of the Gezi protests was the unnecessarily aggressive response by the police. Even on 1 May you do not see the whole center of Berlin under a huge cloud of tear gas for weeks. What also surprised many observers was an official rhetoric that described all these protesters as “terrorists.”

When such events happen in the middle of the tourist season in the center of one of the most visited cities in Europe it is obvious that media interest will be huge and the Gezi protests were headline news for weeks. And if read what was written in European papers you see a consensus, from the right to the left, from Turkey’s oldest friends to the biggest skeptics, that this was very badly handled by the authorities.

What do you observe about Turkish government’s and Turkish citizens’ attitudes about their beliefs in regards to a common European future?

I see a paradox.

On the one hand there is a tradition in Turkey of distrust of outsiders, rooted in history, in the education system and in political rhetoric. Remember, already in the late 1970s there was a great opportunity for Turkey to join the European Community, together with Greece. Then it was the left and the right, Ecevit and Erbakan, who were opposed to submitting even an application. This skepticism can be found across the political spectrum, then, and now.

But on the other hand you have a new Turkey: the new middle class that wants their children to learn foreign languages, that wants to travel, the new entrepreneurs who want to expand and compete and upgrade their technology, the tourism sector that is now world class and sees many more opportunities, and millions of students who want to do what European students do, get on a cheap flight and visit other European countries for a few days. In all these groups people are also frustrated with the EU, but they see that in many ways Turkey is already part of an integrating Europe. Europe is where most foreign direct investment, most tourists, and most ideas come from, and Europe is where most Turks who live abroad live today. It is Europe, not Syria or Egypt, that is the stable partner. So there will be a common European future, because there already is a common European present. The real question is whether the new generation of Turks can experience the rest of Europe easily, which is why the visa obligation is such a problem. If there are more contacts between people there will be more trust. This happened between Poland and Germany in the past two decades, and it can happen between Turkey and the EU as well

 

To find our more: recent ESI publications on the Turkish Visa issue:

  • Turkish tourists and European justice. The Demirkan ruling and how Turkey can obtain visa-free travel (26 September 2013)
  •  

  • ESI call to action: After the Demirkan ruling: launch visa liberalisation dialogue now (24 September 2013). Also available in Turkish: Demirkan kararının ardından: vize muafiyeti süreci şimdi başlamalı
  •  

  • ESI briefing paper: On the eve of judgement day – the ECJ and the Demirkan case (22 September 2013)
  •  

  • ESI report: Cutting the Visa Knot – How Turks can travel freely to Europe (21 May 2013).Also available in Turkish: Vize Kördüğümünü Çözmek – Türkler Avrupa’ya Nasıl Serbestçe Seyahat Edebilir?
  •  

  • Newsletter: Cutting the Visa Knot – How Turks can travel freely to Europe (21 May 2013)
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    Filed under: Border revolution,Turkey,Uncategorized,Visa — Gerald @ 7:35 pm
    12 September 2013

    What if?

    In his wonderful book on Turkish history – The Young Turk Legacy And Nation Building - Dutch historian Eric J Zuercher has an intriguing chapter on “Turning Points and Missed Opportunitities in the Modern History of Turkey: Where Could Things Have Gone Differently?”. Here he discusses how Ottoman and later Turkey history might have developed if the wars of 1877 and 1912 had NOT taken place; if there had NOT been the Istanbul uprising of April 1909; if Kemal Ataturk had NOT established “an almost totalitarian grip” over the country in the 1920s; and if the transition to democracy after World War II had happened differently. And Zuercher concludes:

    “it is a very useful exercise for us historians to remind ourselves that the historical developments with which we are all too familiar, should not be seen as inevitable … Thinking about what could have been makes us more sensitive to processes and contingencies that we too easily overlook when we already know how the story ends.”

    It is indeed a useful exercise and I only regret that Zuercher stops his what if in the 1950s.

    One of the most intriguing missed opportunities in Turkey’s modern history surely took place in the late 1970s, when Turkey decided not to follow Greece, Spain and Portugal and did not submit an application for full EU accession. Why did it not? Would it have succeeded?  Was it discouraged by EU member states or was this above all a result of its internal politics?

    I have long been puzzled by this question; and so far I have found it difficult to find detailed accounts of what actually happened then. For now I only hope that Zuercher, or some other curious historian, will go and look in the diplomatic archives to tell us the full and real story.

    Here are, for now, the outlines of this missed opportunity as I have pieced them together from different sources.

    On 12 June 1975 Greece, having just emerged from military rule, submitted its application to the (then) European Economic Community (EEC). Negotiations started in July 1976. On 28 March 1977 Spain submitted its application. This was followed by Portugal in July that same year.

    If Turkey had submitted an application at the time chances are that it would have been very difficult for the EEC to reject it while accepting Greece. While some EEC countries (including, not surprisingly, the France led by president Valery Giscard d’Estaing) did not believe that a Greek and Turkish application would necessarily be treated together, others apparently disagreed. Armagan Emre Cakir discusses evidence that some high level European politicians and officials travelled to Ankara and urged the government of the prime minister Bulent Ecevit in 1978 to apply. Ecevit was opposed; so was his deputy prime minister at the time, the Islamist Necemettin Erbakan. It seems that for Ecevit the EU was too capitalist; for Erbakan it was too much a “Christian club.”

    There were even then those in Turkey who urged the country to be more proactive. The Turkish ambassador in Brussels, Tevfik Saracoglu, returned to Ankara in summer 1975 (after Greece had just applied) urging the prime minister Demirel, and party leaders Turkes and Erbakan to do the same. He left empty handed.

    In May 1978, as the membership for Greece was finalized, Ecevit, instead of submitting a Turkish application, froze relations with the EEC.

    But this was not the last chance. In 1980 the foreign minister of Turkey, Hayrettin Erkmen, told the government of Suleyman Demirel that Turkey should apply urgently. Erkmen failed. In fact, in July 1980 the Islamist Erbakan brought a motion against him into the parliament because of his idea to take Turkey into the EEC. This motion was supported by the left-wing Kemalist Bulent Ecevit. And so Erkmen was removed from office on 5 September 1980.

    A week later, on 12 September, tanks rolled in streets of Ankara and Istanbul, as a military junta took control of the country. One of Turkey’s darkest periods was about to begin.

    This is the rough outline of what must surely be regarded as one of the great missed opportunities of modern European history. I wonder if a Turkey on route to joining the EEC would have experienced the brutal coup in 1980 that finally and decisively separated its fate from that of other European Mediterranean countries with autocratic traditions. Greece joined the EU in 1981. Spain and Portugal followed in 1986. In 1989 the Berlin Wall came down and the division of Europe ended. During this time Turkey first adopted a military-inspired constitution, then fought a bitter counterinsurgency campaign against the PKK – while trying in vain to suppress all expressions of a separate Kurdish identity. Economically the gap between Turkey on the one hand and Spain, Portugal and Greece on the other became ever wider during the two decades that followed.

    I hope this fascinating episode will one day soon be researched in depth. Unfortunately Hayretting Erkmen died in 1999, so it is no longer possible to interview him. Erbakan also died, as did Ecevit. And yet, there must be witnesses and documents that would allow a diligent historian to reconstruct the events that led to such a tragic denouement.

    This also qualifies a claim sometimes still made by Turkish politicians that the EU has prevented them from joining the EU “for half a century”. For much of that period it appears Turkey’s biggest obstacle were the attitudes of Turkey’s leaders.

    One also hopes that Turkey’s leaders do not repeat the mistakes of this time and miss further windows of opportunities. I could think of a few even now. This is, however, another story.

    PS: If any readers know of any more detailed study of this period, in English , German or Turkish, please let me know at g.knaus@esiweb.org!

    Filed under: Enlargement,Europe,Greece,Turkey — Gerald @ 8:14 pm
    17 June 2013

    The Future of European Turkey

    Gerald Knaus and Kerem Öktem

    17 June 2013

     

     

    On Saturday night, central Istanbul descended into apocalyptic scenes of unfettered violence. The police targeted tear gas, water cannons and plastic bullets at protestors, and stormed a hotel near the park, which had set up a makeshift clinic to treat children and adults caught up in the events. Among those trapped in the hotel was the co-chair of Germany’s Green Party, Claudia Roth, who is an avid follower of Turkey’s politics, a witness to the decade of violence in the 1990s in the country’s Kurdish provinces, and politician who supported the Turkish government’s democratic reform process. Shaken and affected by the teargas fired into the hotel lobby, she described her escape from Gezi Park, which she had visited in a show of solidarity. “We tried to flee and the police pursued us. It was like war”.[1] She added the next day that it is the peaceful protestors in Gezi Park and elsewhere, braving police violence to stand up for the democratic right to speak out, who are providing the strongest argument for advocates of the future European integration of Turkey.

    Only a few hours before Roth’s initial statement on Saturday, the protestors in the Gezi Park and Taksim Square were discussing the results of a meeting of their representatives with the Prime Minister, Recep Tayyip Erdoğan. Erdoğan seemed to have made some concessions and accepted part of the requests of the protestors to reconsider the construction scheme on Taksim and wait for a pending court decision. The Taksim Platform, the closest there is to a representative body of the protestors, had decided to take down the different tents of trade unions and political organizations and only leave one symbolic tent. Most protestors were getting ready for a final weekend in the park, before returning to their lives as usual. True, the Prime Minister had delivered a warning for the park to be cleared, but such warnings had been made before and passed without decisive action. The mood among the people in the park was to wind down the protests and consider new ways of political mobilization. So hopeful was the spirit on Saturday that families took their children to the park to plant trees and flowers and get a sense of what has arguably been Turkey’s largest and most peaceful civil society movement ever. No one was expecting a major crackdown. They have been proven terribly wrong.

    Should they have listened to Egemen Bağış, Turkey’s EU minister and chief negotiator? On Saturday, well before the evening raid, he not only scolded international news channels like CNN and BBC for having made a “big mistake” by reporting the protests live and accused them for having been financed by a lobby intent on “doing everything to disturb the calm in our country.” He also declared that “from now on the state will unfortunately have to consider everyone who remains there [i.e. the Gezi Park] a supporter or member of a terror organization”.[2] In the last three weeks of the Turkey protests, we have already witnessed the Prime Minister turning to a progressively belligerent rhetoric for reasons of his power-political calculus. Now it appears that the Minister responsible Turkey’s European future has not only been aware of the massive police brutality that was to be unleashed on the peaceful protestors, but also that he fully endorsed it. No European politician, no representative of any European institution will be able to meet Mr Bağış from now on, without taking into consideration his justification of the breakdown and his inciting rhetoric, which confuses citizens pursuing their rights to free assembly with terrorists.

    Within only a few hours, the government of Prime Minister Erdoğan has destroyed all hopes for a peaceful resolution of the conflict, which is now spreading all over the country. Yet no friend of Turkey would want to see the country descending into violence. So what remains as a possible way out of ever deepening polarization?

    In recent weeks some members of the Justice and Development Party have publicly expressed their dismay at the unfolding events and the polarizing rhetoric of Erdoğan. President Abdullah Gül has voiced concern too, but he has stopped short of condemning the police violence and criticizing the Prime Minister openly. Gül is a respected politician and enjoys considerable public sympathy. Many have praised the President’s conciliatory style of politics. The time has come for him to show his statesmanship and to speak out clearly and forcefully against the abuse of power, which the government of the Justice and Development Party has been engaging in in recent days.

    The president should in particular oppose the witch hunt against protestors and against the doctors and lawyers who have supported them. Such action may yet avert the country’s deterioration into further violence and polarization. The president would also do a great service for those, Turkey’s citizens and many European friends alike, who continue to believe in a common European future.

    Gerald Knaus, European Stability Initiative, Berlin/Paris/Istanbul

    Kerem Öktem, St Antony’s College, University of Oxford
    PS: See also the appeal, in German and Turkish, just published by director Fatih Akin:

    „Sehr geehrter Herr Gül,

    ich schreibe Ihnen, um Sie über die Ereignisse vom Samstagabend zu informieren, da die türkischen Medien kaum bis gar nicht darüber berichtet haben.

    Samstagabend wurden in Istanbul erneut hunderte von Zivilisten durch Polizeigewalt verletzt. Ein 14jähriger Jugendlicher wurde von einer Tränengaspatrone am Kopf getroffen und hat Gehirnblutungen erlitten. Er ist nach einer Operation in ein künstliches Koma versetzt worden und schwebt in Lebensgefahr.

    Freiwillige Ärzte, die verletzten Demonstranten helfen wollten, wurden wegen Terrorverdacht festgenommen. Provisorische Lazarette wurden mit Tränengas beschossen.

    Anwälte, die gerufen wurden, festgenommene Demonstranten zu verteidigen, wurden ebenfalls festgenommen.

    Die Polizei feuerte Tränengaspatronen in geschlossene Räume, in denen sich Kinder aufgehalten haben.

    Die bedrohten und eingeschüchterten türkischen Nachrichtensender zeigten währenddessen belanglose Dokumentarfilme. Diejenigen, die versuchen über die Ereignisse zu berichten, werden mit hohen Geldstrafen und anderen Mitteln versucht, zum Schweigen zu bringen.

    Eine Trauerfeier für Ethem Sarisülük, der bei den Demonstrationen ums Leben gekommen ist, wurde verboten!

    Stattdessen darf ein Staatssekretär hervortreten und alle Demonstranten, die am Taksim Platz erschienen sind, als Terroristen bezeichnen.

    Und Sie, verehrter Staatspräsident, Sie schweigen!

    Vor zehn Jahren sind Sie und Ihre Partei mit dem Versprechen angetreten, sich für die Grund- und Bürgerrechte eines jeden in der Türkei einzusetzen.

    Ich möchte nicht glauben, dass Sie sich um der Macht wegen von Ihrem Gewissen verabschiedet haben. Ich appelliere an Ihr Gewissen: Stoppen Sie diesen Irrsinn!

    Fatih Akin

     
    Die türkische Version des offenen Briefes:

    Sayın Cumhurbaskanım,

    Belki duymamissinizdir diye dusunerek yaziyorum.

    Dun aksam saatlerinde yeniden baslayan polis siddeti sonucunda yuzlerce insan yaralanmıstir.

    14 yasinda bir cocuk, polisin attigi biber gazi mermisiyle beyin kanamasi gecirdi. Ameliyatin ardindan simdi uyutuluyor. Hayati tehlikesi yuksek.

    Yaralilara yardim etmek isteyen gonullu doktorlar, terorist diye gozaltina alınıyor. Revirlere gaz bombalarıyla saldırılıyor.

    Gozaltina alinanlarin haklarini savunmak isteyen avukatlar gozaltina alınıyor.

    Polis, kapali alanlarda gaz bombası kullaniyor. Bu yetmezmis gibi, insanlarin kendilerini korumak için taktigi basit gaz maskelerini cikarttiriyor. Sularina el koyuyor.

    Tehdit ve gozdagiyla susturulan medya, belgesel yayinlamaya devam ediyor.

    Gercekleri gostermeye calisanlar agir para cezalari ve baskilarla susturulmaya calisiliyor.

    Milletvekilleri de polis siddetinden payina duseni aliyor.

    Gosterileder polis kursunuyla oldurulen Ethem’in cenaze torenine bile izin verilmiyor.

    Bir bakan cikip, Taksim Meydanda olan herkesi terorist ilan edebiliyor.

    Polis hicbir ayirim gozetmeden halka tonlarca biber gazi, gazli su, plastik mermiyle mudahale etmeye devam ediyor.

    Ve siz, susuyorsunuz..

    Cok degil, on yil once, temel hak ve ozgurlukleriniz icin mucadele eden siz ve sizin partiniz… Bu halki en iyi sizin anlamaniz gerekmez mi?

    Iktidar gomlegini giyen digerleri gibi vicdanınızı soyunup bir tarafa biraktiginizi dusunmek istemiyorum.

    Vicdani olanlara sesleniyorum; bu vahseti durdurun!

    Fatih Akin


    Leader of the German Green Party Claudia Roth, attacked by tear gas

    Her interview on what this means for Turkey-EU relations is here (in German)

     

    Filed under: Europe,Germany,Human rights,Turkey — Gerald @ 12:16 am
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