27 November 2014

A crisis of trust

The ESI Roadmap Proposal for Enlargement

Belgrade presentation, November 2014

 

Every year the European Commission publishes its Enlargement Strategy. The 2014 Enlargement Strategy, presented in  October, starts out on a very optimistic note with the  following sentence:

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This raises questions. How does the Commission measure the credibility of enlargement policy? For whom is enlargement policy more credible today than five years ago?

Here is a reality check. Eurobarometer surveys in 2008 and 2013 show growing opposition to enlargement in every single EU member state: old and new, rich and poor, those hit hard by the global economic crisis in 2008 and those relatively unscathed.

Enlargement has never been less popular in the EU than now. The 2013 Eurobarometer survey shows that an absolute majority of EU citizens oppose further enlargement (52 per cent). Opposition is stronger among euro area respondents (60 per cent). This table shows the huge distrust in this policy:

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 What is even more striking is the TREND in the past five years: a dramatic fall of support EVERYWHERE.

The fall in support for enlargement is sharpest in traditionally pro-enlargement countries such as Italy (where opposition to enlargement increased by 22 percentage points) or Spain (21). Post-2004 EU members, which initially were less sceptical, are rapidly catching up with pre-2004 members. The changes in Cyprus, the Czech Republic and Slovakia are dramatic.

Here opposition to enlargement has increased most since 2008:

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What about the second claim in the opening sentence: that the European Commission has enhanced the TRANSFORMATIVE power of enlargement policy?

Here is a second reality check. Every year the European Commission assesses progress and the state of alignment with EU rules and norms (the acquis) in its annual Progress Reports. It examines for all accession countries whether the alignment in each policy area is “advanced”, “moderate” or at an “early stage.”

Here is what the Commission found in 2013, put into one table:

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 And here is what the European Commission found for 2014, again put into one table:

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Comparing these two tables, based on the European Commissions’ own assessment of progress, about the TRANSFORMATIVE impact of the process, we see the following:

First: there is very little change anywhere.

Second: in the case of Macedonia the Commission finds regression (from 9 to 8 “advanced” chapters).

Third: in the case of Serbia – which had an intense year in which it also opened accession talks in January  – the Commission finds no change at all!

Either the EU process is not actually transformative or the current way in which the European Commission measures transformation in its progress reports is inadequate; or both. Either way, the most important documents written by the European Commission to show transformative impact everey year do not support the sunny view of the Strategy paper.

There is a second striking sentence in the 2014 Enlargement Strategy:

Belgrade - ESI Roadmap Proposal - Nov 2014 - Gerald Knaus_Seite_02This is a standard claim, made by EU member states and by the European Commission. On 7 June 2014 the German chancellor, Angela Merkel, made a video podcast on Western Balkan enlargement where she asserted: “There are very clear criteria for the steps needed to move closer to the EU. In the end it is up to each country whether they pass through this process rapidly or not.” The message: “the process is fair. It depends on merit. It depends on you.”

Is this claim convincing?

Look again at the 2014 assessment by the Commission. Macedonia, which became an EU candidate in 2005, is ahead of all other Balkan countries when it comes to its alignment with the acquis according to the European Commission. And yet it is behind Montenegro, Serbia and Albania when it comes to accession. Clearly this is NOT about merit.

Is Macedonia an exceptional case? Hardly. As bilateral vetoes have proliferated, the political nature of every single step in this process has become ever more obvious.

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In fact, the problem of merit and fairness goes very deep.  Today the accession process is like a stairways with more than 70 steps: to obtain candidate statue, to open accession talks, to open (34 or 35) chapters, to close chapters; then ratification and finally accession. (Note: one could count many more small steps if one wanted, including the adoption of screening reports, etc …)

For each step up this stairways there are 28 gatekeepers (EU member states) which have to agree to EACH step taken. And these 28 decide on the basis of political criteria, not merit. Whether Turkey opens Chapter 23, or when and whether Albania, Serbia or Montenegro are allowed to open a chapter, or formally start talks (Macedonia) or apply, is a political decision.

This image captures accession today: a stairways that may well appear to be a stairway to nowhere, given the many veto points and the huge potential for obstruction.

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There is one more striking fact about this stairways which renders the current debate on accession puzzling.

Half of these stairs are linked to the “opening of chapters”.  In fact, much of the political debate on enlargement today is focused on chapters: how many get opened, and when.  But few people – including experts or journalists – ever ask themselves: what is the POINT of “opening a chapter”? What does it mean? What does it do?

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 Take the case of Turkey, the most advanced country in its talks, having started in 2005, as an illustration. In 2014 Turkey had 14 open and 18 closed chapters (we leave two chapters, where the Commission provides no assessment of alignment, out of this table here – chapters 23 and 34).

As the following table – based on the Commission’s own assessments in its progress report – shows, there is no casual or other link between the alignment (state of progress) in a sector and whether a chapter is open or closed. This means: whether a country has many or few open chapters is no indicator of where it is in terms of its preparedness for EU accession.

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What is no less surprising: opening chapters is not only not a yardstick of progress, it is also not an incentive to make more progress in the future. This is what the European Commission found in Turkey in 2013: there was MORE progress in closed than in open chapters in Turkey during the year.

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This raises a basic question: why is it so important to open chapters? Having many open chapters does not indicate progress towards meeeting EU standards. Having many open chapters also does not make future progress more likely.

A recent study of EU-Turkey relations made the following  strong recommendation:

“In the light of the above it is stated that opening the chapters Energy (15), Judiciary and Fundamental Rights (23), Justice, Freedoms and Security (24) and Foreign, Security and Defense Policies (31) would facilitate Turkey’s drawing a robust road map under the EU umbrella at a time when the country faces three successive elections.”

This is the conventional wisdom, repeated in conference after conference, article after article. However, it is not explained HOW opening a chapter is crucial for either the EU or for Turkey; why a Turkish citizen, or a sceptical EU member state parliamentarian, should be impressed by this or concerned.

In summer 2013 there was a heated debate in Turkey and in the EU whether to open a new chapter after many year in which none were opened: Chapter 22 (regional policy). There were many statements by politicians about how important this would be. Egemen Bagis, Turkey’s chief negotiator, explained in April 2013:

“Since no new chapter has been opened, I have kindly asked our prime minister to slow down everything until a new chapter is opened. I thank him for having done that. Now the process for the openening of the regional policies chapter has begun.”

Foreign minister Ahmet Davutoglu stated:

“No postponement or review of the decision to open it is possible. As we said before during the reform follow-up group meeting, we want not only the chapter 22 to open but also the chapters 23 and 24.”

The German government, on the other hand, insisted on delaying the opening until after summer 2013. In the end chapter 22 was formally opened in the autumn.  Leaders – and international media – spoke about this as if something significant had happened (Die Welt:  “Accession talks gain new momentum”)

In fact, following a meeting – the so-called Intergovernmental Conference – when it was declared that Chapter 22 was now “open”, nothing else happened. There was no additional meeting. There was no additional funding. There was no additional impetus for reform. The “opening” was political theater, for one day. It had no link to merit, criteria, or progress. Ultimately it made no difference.

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We can now  easily understand how all these dynamics create a deeply frustrating and dysfunctional process.

In the face of growing public opposition, many EU leaders have given up defending enlargement policy. Seen from Brussels, Berlin, Paris or The Hague, the current group of candidates are problematic. They are poorer, have weaker institutions and are more politically polarised than any previous group of applicants. This has created a vicious circle. As enlargement loses popularity in EU member states, EU leaders try to reassure their voters that the process is stricter than ever. Yet as the hurdles to be jumped appear more and more arbitrary, candidate countries find it harder to take difficult decisions in pursuit of a goal that is increasingly distant and uncertain. And the stairways approach makes vetoes extremely easy. And the public debate is focused on whether chapters are open or closed, not on whether reforms are taking place … and how to know this

This is not enlargement “fatigue”, suggesting a temporary state of exhaustion. It is a chronic ailment, which is getting worse.

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And at the heart of this frustration are the annual Progress Reports. As ESI found, discussing these in many European capitals during the past year, few people even in EU foreign ministries read these carefully. They are not doing a convincing job measuring progress. They do not allow for comparisons between countries in any operationally meaningful detail. They do not educate the public about what needs to happen. Above all they do not make real transformation – if it happens – visible also to sceptics. It is as if everyone – reformers in candidate countries, publics, policy makers in the EU – is proceeding through thick fog.

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Such a proces increases frustrations. We have called this the Godot effect. It is today most pronounced in Macedonia and Turkey. However, unless the process change we may anticipate that something similar might soon happen in Montenegro, Serbia and Albania, as cynicism increases. In Bosnia and Kosovo, there is today frustration, cynicism and apathy before any EU accession process has even begun. Bosnia has not yet applied for accession. Kosovo is not even able to apply.

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 So what is to be done? In order to answer this question let us imagine a very different approach to defining and assessing progress, strictly, fairly and transparently. A process as follows:

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To imagine such a process is not to day-dream. For this is how the Commission has acted for years in the context of visa liberalisation.

In this crucial area ALL countries in the Balkans were given precise visa roadmaps with dozens of benchmarks. Roadmaps set out clearly what the Commission expected. They listed all individual criteria. There were no short cuts. And these roadmps, based on the acquis, were essentially the same for all countries, and thus progress easily comparable.

The Commission then organised a serious monitoring and assessment effort. This involved experts from the Commission and from member states.  Based on their findings detailed progress assessments were issued.

The whole process was developed by the Directorate General for Home Affairs together with the Directorate General for Enlargement. And it worked. It inspired many reforms. It made it possible to see where real reforms happened … and when they did not. Above all it convinced even sceptical EU interior ministers that when the Commission did find progress they could trust it.

 

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In fact, in October 2014, while DG enlargement published its regular progress reports, another part of the Commission also published a detailed document on progress made in the field of visa liberalisation by Turkey. It offers a clear, readable, strict and fair description of where Turkey stands. Each benchmark is assessed, using the following categories:

 

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The result of such a strict, fair, and meritocratic process in the case of the Western Balkans was to inspire civil servants. It was also clear to them what needed to be done. All countries were assessed based on the same criteria. It was possible to make transformations visible; even in special grade reports, which ESI issued at the time, based on the Commmision experts’ assessments:

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We can compare the thoroughness of this process with the current assessment of progress in key chapters in the Progress Reports.  Let us take just one subject, Chapter 18 (Statistics).

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Look at the current assessment of progress in the field of statistics in Turkey, which has been in this process the longest. In 2014 the European Commission published just four short paragraphs, about half a page, on this chapter in the Turkey progress report.  A reader does not understand from this how far Turkey has come, what remains to be done to reach EU standards, or in what specific areas most efforts are still needed. Nor can one see how Turkey compares to other candidates.

This is surprising for many reasons:

1. The recent experience with Greece. Following the discovery of just how unreliable key statistics provided by the National Statistical Service of Greece (NSSG) had been before 2010, a new statistical agency, ELSTAT, was created. This was a priority for reform for the EU!

One might expect the EU to be just as keen to see all Balkan countries reach EU standards for all their key statistics, as soon as possible, and well before actually joining the EU, in order to be able to develop a credible track record.

2. The importance given to “economic governance” in the accession process. Without reliable economic statistics, from GDP per capita to employment, from the FDI stock to exports, discussions of economic governance in progress reports are of little use; and any evidence-based policy making on the part of governments is very hard.

3. One objective of the annual progress reports is to assess whether a country is a “functioning market economy” or FU-MAR-E. How can this be done without comparable and solid numbers and statistics?

The sooner all accession countries reach EU standards in the field of statistics the better. Now imagine a scenario where the European Commission draws up a roadmap for Chapter 18, gives it to every country, and thus spells out what all the key benchmarks for a future EU member are … and then assesses the state of affairs against these benchmarks every year with the help of experts, in order to produce a document on statistics that is similar to the recent October report the Commission produced for the Council and the European Parliament on visa liberalisation.

 

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The current EU accession process has not halted the erosion of trust in the policy since 2008. It has not led to measurable tranformative impact in key policy areas. The visa roadmap process, on the other hand, has inspired and encouraged change. It has also – crucially – made this change visible and credible to sceptical outsiders.

 

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Given these experiences ESI proposes to the European Commission to put the idea of chapter roadmaps to the test as soon as possible.

We propose that DG enlargement develops four pilot roadmaps, and then assess progress in these four fields similar to the way the Commission has done with visa roadmaps; for all accession countries, nd already in the 2015 Progress Reports:  Statistics (fundamental for economic governance), Procurement (central to progress in the rule of law and the fight against corruption), food safety (key to attract FDI in a vital sector) and Financial Control.

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Giving such chapter roadmaps to all seven countries, and assessing them by reference to these benchmarks in 2015, would mark a small but very important improvement in the current process of writing progress reports.

One additional effect would be similar to the regional competition we have seen in the field of visa liberalisation. Or to the debates on public policy triggered by the Paris-based OECD with its regular publication of results of its PISA tests in the field of education.

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ESI has recently presented these ideas in many capitals. Here are five of the most frequently asked questions concerning this  CHAPTER ROADMAP PROPOSAL

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The first question often posed concerns incentives. In the case of visa roadmaps, we hear, there was a clear “reward” at the end of the road: visa liberalisation. This was popular with the broader public. Would elites and civil servants in accession countries be equally motivated to carry out reforms in fields such as Statistics or Procurement, without a similar tangible reward?

We believe that this question puts the issue of incentives upside down.

When elected governments say that they want their countries to join the EU as a matter of national interest – and embark on a many-years-long process that requires work, focus, human resources, and that remains uncertain until the very end – they state that they have an instrinsic motivation to carry out reforms. The notion that the EU should “bribe” governments to incentivise them to carry out reforms on this path is wrong. Governments that need to be bribed in such a blunt manner should never apply, and simply risk being exposed as uninterested in the EU accession process. Then it depends on publics and voters who they will react.

The EU acccession process is in fact more similar to a young football player offered to go to LA MASIA, the famous football school of FC Barcelona; or to a budding entrepreneur admitted to Harvard Business School.

People do not get PAID to submit themselves to rigorous training at these institutions of excellence. Instead they have to work hard. If they do not have intrinsic motivation this will become apparent very quickly, but in a fair manner.

However, no one would think that a young footballer might just as well practice all by himself in the street, rather than benefit from the training system of La Masia; or that a great business school has nothing to offer to those who come prepared to work hard. What such centers offer is excellent coaching by experts, precise feedback, a system of instruction that will make those who take part better at what they say they want to do in the future.

Of course there are also more specific rewards: prestige; certificates to validate progress. In the case of chapter roadmaps more FDI – if investors believe that institutions and rules are becoming more predictable.  One can even imagine more donor aid for those who perform best. But the real reward is for leaders – and civil servants, who do most of the extra work and are not paid more for it – to feel that what they do is taking their countries forward; that is makes sense for their country and for them professionally. For this incentives must be intrinsic.

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Can such chapter roadmaps be done for every chapter? No. We believe that they cannot be done for some chapters where there is no clear acquis (Chapter 23 or Chapter 30).

But this does not mean it cannot or should not be done for most chapters.

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Does such a roadmap-approach encourage superficial reforms? Not if the roadmap – like visa roadmaps – is done well, and measures not just laws but institutions and performance. Then it becomes a very good tool also to assess progress over time and track records.

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Is this a dramatic change in enlargement policy?

No. Member state do not lose their veto. They still have to agree – unanimously – to give candidate status, to open accession talks, to open chapters, to close chapters. They still have to offer contracts to the graduates of La Masia. However in the meantime the Commission helps these students get better … and provides member states with more information and feedback to assess how accession countries do.

Such an approach allows the European Commission to do better what it is already doing and already has a mandate for:  assess annual progress according to the Copenhagen criteria in all countries in a strict and fair manner, provide feedback, and encourage reform.

Such a change puts the substance of actual reform back at the heart of the accession process. This is  win-win situation for everyone.

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Not everything will be in such roadmaps. Some reforms only make sense just before accession. The aquis changes, so it also makes sense to adapt roadmaps every two years. It is always possible for member states to insist on additional reforms as preconditions for them allowing a chapter to be closed (or even opened, though this can both happen at the same time later; Croatia actually opened and closed a number of chapters all in the final year of its talks).

These chapter roadmaps would likely capture 95 percent of reforms needed in key areas.  This would be a flexible tool (fishery benchmarks might be of different importance in landlocked Macedonia than in Turkey), but in the end the idea is that the acquis is the same for all future members, as they are all heading for the same horizon.

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The past five years have seen a steady erosion of trust in enlargement across the EU and in many accession countries.

Turkey has been negotiating since 2005 and has not yet opened even half its chapters.

Macedonia is a candidate since 2005 and has not yet been given a date even to open talks.

Albania became a candidate this year, but has been warned already that it could be years away from opening accession talks.

Bosnia and Herzegovina concluded its negotiations on the Stabilisation and Association Agreement in 2008 without seeing the agreement enter into force.

To an increasing number of people in accession countries the current process appears to be a stairway to nowhere. And yet, reforms in all these countries are in the interests of their citizens. They are also in the interests of the EU. As the new Commission ressessed how it can best promote reforms, we believe it should seriously look at what has worked in recent years.

We believe that improving the work that goes into the progress reports does not constitute a change in enlargement policy, and that therefore the European Commision can act on its own to improve what it is already doing. However, such a change does change the way the Commission works. It is a real challenge, and it makes sense to implement it gradually, testing it along the way. It remains to be seen whether the new European Commission is able to carry out such reforms.

For the sake of all Europeans, we can only hope it is.

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Earlier presentation:

See also:

Filed under: Albania,Balkans,Bosnia,Enlargement,Europe,Macedonia,Turkey,Visa — Gerald @ 7:19 pm
15 May 2014

by Gerald Knaus and Alexandra Stiglmayer

ESI Whitelist Project

 

Sometimes one true story is the best way to explain a complicated problem: here is the  story of Schengen visa, MMB , MB and the need for change.

If you have your own stories and want them to be know, please contact us: istanbul@esiweb.org

 

Last December, the EU and Turkey finally launched a visa liberalisation process. If everything goes as planned, Turkish citizens will be able to freely travel to EU and Schengen countries in three years.

The road towards this launch has been bumpy. Now is the time for confidence-building to make sure that the process accomplishes its stated goal, as  ESI suggested in its paper “Trust and travel. Easing the visa burden for Turks in five steps last February.

Why this is so important is illustrated by the following true story.

 

 

MMB is a respected professor of International Relations and European Integration (she is a Jean Monnet Chair) at Sabanci University in Istanbul. We recently met at a conference in Berlin. Her husband is a professor of Economics and the former dean of the faculty at which MMB teaches.

Recently MMB was invited to speak at a NATO seminar in Italy on 15-17 May. She needed a new visa. So, on 29 April, she went to the intermediary agent, IDATA, which Italy had hired to handle visa applications.

(Nowadays most Schengen country consulates no longer receive visa applications themselves, but use intermediary agents who collect the applications, bring them with the passports to the consulates, later pick up the passports with the visas and hand them back to the applicants. The costs for this service, which saves consulates of lot of work, are charged to the applicants – MMB had to pay 30 Euro for it, in addition to the 60 Euro for the visa itself.)

For her visa application, MMB had filled out the application form and put together the necessary documentation: the invitation letter signed by a NATO general, her flight ticket and hotel booking, excerpts from her bank accounts showing that she has a regular income and sufficient funds for the trip, evidence of her social security payments in Turkey, a current certificate from the civil registry, all the current contracts for her work with the European Commission, evidence that she is an affiliated professor at the University of Stockholm as well as copies of her previous passports that are full of Schengen visas. In her current passport too, she has an expired two-year multiple-entry Schengen visa, a 10-year multiple-entry visa for the UK and a 10-year multiple-entry visa for the US.

To any reasonable person, all this leaves no doubt that MMB is a person that travels a lot for professional reasons, has never abused any of her visas, and has a good job and family in Turkey. There is no risk that she would not come back and prefer to become an illegal migrant in Italy. In fact, MMB was hoping this time to get a 5-year multiple-entry Schengen visa.

Then the IDATA clerk explained to her that the NATO invitation letter is not valid unless the person issuing the invitation – a NATO general – has his signature validated and certified by a notary. MMB was reluctant to ask the NATO general for this. So she had to sign a statement declaring that she “knowingly” submitted “an incomplete application”.

For nine days, she did not receive any information about the status of her application despite regular phone calls to IDATA and the Italian consulate. Then the consulate was very helpful and informed her that she had been given a multiple-entry visa for three years. In the end she received her passport with the visa only four days before her flight.

An isolated case? MMB’s husband MB did not fare any better. He was invited to a seminar at Freie Universität Berlin on 28 April.

Germany uses the same intermediary agent like Italy, IDATA. So MB went to the IDATA office well in advance of the seminar, on 20 March, equipped with the same long pile of documents that MMB had to submit. However, the IDATA clerk was not satisfied. He asked him for civil registry extracts for his entire family, including his parents and his child. MB got these and delivered them to IDATA.

The saga continued. This time, the clerk was not satisfied with the evidence of income and social security payments that MB had submitted. The evidence was an attestation from the university. The clerk wanted to have an attestation from the Turkish social security provider, covering the previous 20 years.

If MB had not promised a colleague in Berlin that he would come, he would have given up, but due to this promise he decided to spend another day on the application, getting the certificate and bringing it to IDATA.

In the end, he received only a 3-month Schengen visa, so he faces the same trouble again in three months. Like MMB, he travels a lot and has previous Schengen visas and a 10-year UK and a 10-year US visa in his passport. But this apparently did not make any impression on IDATA.

If two respected and busy professors who travel extensively and have a good income are treated in this way, how are ordinary citizens treated? What about the promise of EU member states “to promote the regular mobility of bona fide travellers between Turkey and the EU and its Member States” given in December 2012? It cannot get more “bona fide” than in MMB’s and MB’s case, and their experience, in MMB’s words, has been “horrendous”.

When it comes to less well-established Turkish citizens, the situation is worse. In the end, wrote MMB, “it is not me that is the issue here, I always get a visa, but my colleagues, my students they all suffer.” She posted a tweet about her experience.

“My students and younger colleagues immediately responded saying this is a major problem for them. There are many academicians who cannot go to meetings abroad because their visas are either rejected or not prepared in time. This is a key concern for young scholars. Also, consider this: most of these young researchers are earning relatively little money, and each application costs around 300 Turkish lira – about 100 Euro – which is a lot considering their monthly income.”

 

 

EU member states ought to have systems in place that make failures such in MMB’s and MB’s cases impossible, and they need to work on making the visa burden for all Turkish citizens as light as possible. In our paper “Trust and travel. Easing the visa burden for Turks in five steps (24 February 2014, we recommended that EU member states commit to five goals to support the visa liberalisation process:

  1. 1. REJECTION RATES – GOAL LESS THAN 2 PERCENT

Reject as few Turkish visa applications as possible, striving to achieve a rejection rate of 2 percent or less. Some EU member states (Greece, Italy, Hungary) already achieve this.

  1. 2. LONG TERM VISA – MORE THAN 90 PERCENT

Issue at least 90 percent of the visas as long-term multiple-entry visas valid 3 to 5 years. Member states currently vary on this issue greatly.

  1. 3. REDUCE COSTS AND EFFORT

Allow proxies to submit visa applications on behalf of Turkish applicants; waive the visa fee of 60 Euros in as many cases as possible and consider removing it altogether; waive individual document requirements wherever possible.

  1. 4. SOLVE THE ERASMUS PROBLEM

Commit to issuing long-term visas for all Turkish students and researchers in time for the beginning of their studies and projects.

  1. 5. TRANSPARENCY

Make all improvements visible and advertise them; start to provide information on all aspects of visa policy so that progress can be easily monitored.

It is time that improvements become visible, and not that the visa application procedure becomes more difficult.

In the end MMB still felt grateful to the Italian Consulate in the end. When contacted they were prompt, efficient and helpful. Without their help the application would certainly have taken even longer.

Filed under: Europe,Turkey,Visa — Gerald @ 9:30 pm
31 January 2014

Does EU enlargement policy change countries? Can it inspire the people who have to push through deep and complex reforms? Does it help ensure respect for fundamental rights?

What really are the minimum political standards that candidates will have to meet? What is, in the European Commission’s view, a “functioning market economy”?

What is the future of the Directorate General for Enlargement, the department of the European Commission in charge of this policy? And what is the future direction of the DG for Enlargement’s actions, given the unpopularity of the current policy in certain key member states?

 

Measuring alignment?

2013 EU assessments of countries according to the 32 chapters assessed. When it comes to the state of alignment, Turkey is ahead, despite many chapters being blocked. Macedonia is second, despite not being allowed to negotiate. Serbia is ahead of Montenegro. In October 2013 Albania was the very last. For the origins of the assessments in the 2013 reports see at the bottom of this text. The effects of producing such tables in a credible way is the subject of this text.

For the score this conversion used is:  Advanced = 3 points, Moderate = 1 point, Early = 0 points (Source: EU progress reports – see below!). Since Bosnia and Kosovo have different types of progress reports they are not included here.

 

This week in Brussels I gave a presentation on the future of EU enlargement policy. The occasion was a strategy brainstorming session of the senior team of DG for Enlargement in Brussels, made up of some 60 people. The meeting followed similar presentations to policy makers in Berlin, Stockholm, Zagreb, Skopje, Brussels, Istanbul, Paris, and Rome. While I spoke in Brussels, my colleague Kristof presented similar ideas to Croatian Foreign Minister, Vesna Pusic, in Zagreb.

I was asked to be provocative. So I started with a personal encounter from a few weeks ago.

During a late night conversation in Zagreb, a journalist from a very respected European paper in a large EU member state told me that in his view “DG Enlargement should be shut down.” The argument, (which I had heard before in large EU member states I know well) was as follows:

None of the countries in the Balkans (or Turkey) are today even close to meeting what should be the EU’s demanding standards. They have weak institutions, corrupt administrations, create few or no jobs, and have incredibly polarised political environments. Nor are they moving in the right direction at a credible speed in overcoming these problems to make real change likely in the next decade or two. The EU has already admitted too many weak countries. Against this background having a DG for Enlargement creates constant pressure to repeat an earlier mistake. “Can you really imagine Albania in the EU any time soon?” And if you cannot, what then, is the point of a DG for Enlargement?

A few years ago such a view would have been very radical. In some European member state parliaments it is now on the way to becoming the new mainstream.

Of course, there will continue to be a DG dealing with enlargement for the foreseeable future. There is a policy, there are commitments, and there is inertia. The “European perspective” still produces real results. It is an “anchor.” It is leverage, at a low cost to the EU.

However the challenge posed by skeptics calls for a credible answer to the question of whether or not the basic premise of accession policy – that it changes countries for the better, and for good – is valid. And does the European Commission offer credible assessments of progress, or is it condemned by bureaucratic self-interest to be a cheerleader for badly prepared countries? (Or, to avoid this criticism, does it end up being seen as unfair in accession states?)

We accept that there is a crisis of credibility of the process. We are also convinced that there is an opportunity to substantially improve the impact of what is being done today by the EU in accession countries without changing the basic policy. The focus must return to the concrete and visible results in accession countries –  “concrete” and “visible” for skeptics as well.

Enlargement policy needs to mobilise people or it fails. Without the mobilisation of policy makers, civil servants, civil society, and interest groups in accession countries, the kind of changes that have to happen will not happen.

It is here that we encounter a problem with the way many measure accession progress today: the language of “counting chapters opened.” Any complex process generates technical language, bureaucratic procedures, and jargon for those most involved. In the case of enlargement, however, the technical language has crowded out a focus on what makes this policy worthwhile and inspiring.

Recently I asked some of my Turkish friends what they thought the EU should do next in Turkey. Their answer: “Open Chapter 23. Then the EU can seriously discuss fundamental rights with Turkey.” This is how very serious and committed people talk, full of good intentions. And yet, it is puzzling. For when one asks “what do you believe happens after a ‘chapter is opened’ that makes any real progress more likely? Is there evidence that ‘chapter-opening’ produces change?” people pause. Rightly so, as I showed in my Brussels presentation. There is in fact no evidence that “chapter opening” produces change – Turkey shows this best in recent years – that progress in “un-opened” chapters is faster or slower than in “opened” ones. A country can make all the reforms and then “open and close” all chapters at the very end (Croatia did this in many key policy fields). It can open many chapters and make no progress for years.

See this table. Note that it is based on the Commission’s own assessments in the 2013 progress reports (For more on these assessments see the ESI scorecard further below):

The argument is not against the need to have “chapters,” which define separate policy areas, from consumer protection to public procurement or waste management. These are useful conventions to deal with the vast range of European standards and policies.

However, what really matters is that the EU spells out clearly, publicly, fairly, and strictly – and in a way that is understood by the broadest possible public in Albania, Turkey, Serbia or Macedonia – WHAT the basic and fundamental rights and standards should be in a country that wants to join. And it should do this regardless of whether a “chapter” is opened (or a member state decides to veto this, as has happened and may well continue to).

This is what accession is about from the very beginning. To allow for a “veto” against focusing on key issues makes no sense at all. What does make sense is a focus on closing “chapters,” which in any case only happens at the very end, and in turn depends on the nature of the reforms being done!

So by all means, open Chapter 23 with Turkey (and every country), if this is possible. And yes, it was good to “open a chapter on regional policy” (Chapter 22), last summer. It was a “signal” that there was still a process in motion. But in the end, it was also a strange response to the drama of the Gezi protests and their subsequent repression. Yes, there is a process, as the EU stated, but one that does not address WHY opening Chapter 22 is an answer to the question most observers were asking about the state of democracy. How did opening a chapter on regional policy change anything meaningful in Turkey in 2013?  What has it changed since this was done?

The bureaucratic steps designed many years ago to make enlargement manageable are here to stay: the categories of potential candidates, opening one of 35 chapters, opening benchmarks, closing chapters. The bureaucratic process is not the problem. Nor is the fact that at every step, 28 member states have a veto. This is simply a fact of life.

However, what can and must happen is that the European Commission – and supporters of enlargement – see this ladder and the more than 70 steps for what it truly is: an instrument to many more worthwhile ends. And it is only those ends that matter to skeptical EU member states and to people in accession states: more vibrant public debates on political issues, particularly on television. Less discrimination of minorities, whether LGBT or religious minorities. More transparent spending whenever public agencies procure goods and services. A credible strategy to ensure safe food. Environmental inspectorates that ensure that dangerous waste is dealt with appropriately. Less polarised politics. A credible judiciary. Rules for businesses that allow fair competition. And many more…

Take another example. There is an esoteric debate, reminiscent of what scholars discussed in the cathedral schools of medieval Europe, on what is a “functioning market economy” for the European Commission. And in every progress report there is one section on “economic criteria.”

The EU insists that all accession candidates have a functioning market economy before they join: this makes intuitive sense. But the European Commission does not explain how it recognises one. Turkey has a “functioning market economy,” according to the EU. Serbia does not. One could have many long debates on whether a country that is not creditworthy has a functioning market economy (Greece? Cyprus?). Is this status linked to growth or its absence? (Was Finland a functioning market economy in 1988, stopped being one in 1993, and became one again in 1995?)

In fact, I recently learned that some people are trying to take the Commission to court (!) to disclose what its (secret) yardstick for measuring the functionality of an economy is. But it seems a misleading and irrelevant debate. If the Commission WOULD say that Albania will have a “functioning market economy” in 5 years, would members of the Bundestag or the Dutch public believe it? What does withholding this label do for Albania and the EU?

Would it not be better to assess countries by a few clear, measurable, and meaningful outcomes – the results of good economic policy? And to rewrite the currently unreadable and incomprehensible economic sections of progress reports so as to trigger regular and widespread public debates on economic fundamentals?

This could be done by defining and explaining a few key indicators for non-economist readers. Take the employment rate – how many people of working age have worked at least some in the past week, as measured by a credible standardised labor force survey? (Counting people employed in subsistence agriculture – how many of them are among the “employed?” This is also hugely interesting.)  Then one looks a bit closer: if employment is low, is this because few young people work? Or few women?

An accession candidate should focus on these questions, and a progress report by the commission should highlight them, which it does not currently do. In the 2013 Macedonia progress report the authors gave TWO employment rates: 40.7 percent on page 16 and 48.2 percent on page 61, in the same report! (It obviously did not seem central to the authors).

A country that has a low employment rate and yet aims to convince the EU that its economy can, after accession, “withstand competitive pressures” should be asked to show – over the period of the accession process – that it can address this issue seriously, and with at least some success. This is a debate worth having and renewing every year.

The same could be said for other outcomes of economic policy: what about exports per capita, the stock and flow of FDI, the qualifications of the future work force (as measured by the OECD’s PISA tests, which amazingly, not all candidate countries are currently required to participate in), or the ability to spend EU grant money on development?

For most of these outcomes of economic policy there are robust indicators that allow comparisons over time and between countries.  For some the European Commission can easily construct them. Indicators work best if they are completely plausible, and intuitively make sense to a broad public. And there need not be 20. The World Bank’s Doing Business reports started with five in 2004. Better five that every reader can understand, than twenty that are esoteric and hard to grasp.

The same is true for policy areas covered in the chapters. In my Brussels presentation I suggested doing for each chapter – and for each country – what the EU has done in the recent visa liberalisation process: produce one document that clearly sums up what the core requirements are under each policy area (or chapter) that every accession candidate should meet. They could look like visa liberalisation roadmaps (see here examples)

“Core” requirements means that these roadmaps for chapters need not include everything, but rather most of the important criteria – requirements that countries only need to meet shortly before actual accession can be excluded. These requirements should focus on OUTCOMES:  not just to pass a law, but also to “pass a law, have a credible institution and implement it.” And these requirements should be assessed annually in the progress reports for all countries, so they can be compared. There is no reason not to do this in all 7 countries, including Albania and Montenegro, Serbia and Kosovo. This would trigger very healthy debates and competition everywhere. In this way the annual progress report of the European Commission, its sections on “economic criteria” and on the policy areas in the 33 chapters, would become readable, interesting, and useful. It would address all four strategic objectives:

  • Fairness: Regular fair public assessments of where accession countries really stand in terms of meeting EU criteria.
  • Strictness: Strict public assessment of where accession countries are failing or even falling behind. The more concrete and specific the assessments are of what is missing, the better.
  • Clarity: Any EU assessment needs to be understood, not just by a handful of experts, but by the broader interested public in accession countries and in the EU. (Sections that are incomprehensible to an interested non-expert should be cut and rewritten).
  • Comparability: Any assessment should encourage two types of comparisons: between the situation in accession countries and EU standards, and among accession countries. Comparisons help both the fairness and the strictness of assessments.  They encourage friendly competition and mutual learning from best practice.

ESI believes that the regular progress reports – published annually by the European Commission on every applicant country already now – are the obvious and best instrument to achieve all of these objectives. Improving them is rightly at the center of any debate on how to increase the impact and credibility of current enlargement policy.

We are convinced that, building on what the Commission is already doing, progress reports could easily have the same impact on reform debates and reforms in accession countries as the regular OECD Pisa reports have had. Since 2000 these have reshaped the global debate on education.

This would help the Commission to keep (or regain) the trust in its assessments, which it needs to be effective.

In the end, the success of the commission in the field of enlargement cannot be measured by formal criteria: how many countries have started accession talks or how many chapters have been opened is not what matters most. What matters is closing chapters. And this can only happen after reforms are implemented. This means what matters now is what best helps the reform process.

 

BRUSSELS PRESENTATION

Below are a few slides from my Brussels presentation. In the next weeks we are planning to organise many more presentations across Europe. We integrate the feedback into the next presentations and policy papers. If you have thoughts on this, please do let us know: you can write directly to g.knaus@esiweb.org.

One reason PISA tests capture the public imagination: they make it possible to compare results between countries and over time. But the ranking is not a gimmick for the media: the results also allow detailed analysis, such as what kind of schools are doing better than others? Are there differences between reading and science results? Between girls and boys? How significant are the discrepancies between the best and the worst performing schools?

A notable strength of PISA is that it focused on results, not perceptions. DG enlargement needs the same. A credible yardstick – a gripping, readable annual report – would achieve all of these goals. The progress reports should be this:


This requires that all parts of the reports be read, understood, and taken seriously by at least the following members of a focus group: the civil servants who work on it, political leaders in government and opposition, business people who care about EU accession for what it means for them, critical journalists, civil society activists, and interested followers of the news, who might be tempted to look for a translation of the report.

See below a possible focus group in Macedonia: this IS the readership of these reports in any country.

At the same time EU member states need to see what is being done.

There are three parts to progress reports, where different ways of assessment are needed:

Political criteria: A focus on outcomes and areas where countries fall short. This is NOT likely to be usefully measured in quantitative terms, but best by reference to minimum standards, (which need not be low, but should be plausible). More on this in the next ESI reports.

Economic criteria: A focus on plausible OUTCOMES of good policy, a mere handful of key and obvious indicators.

Alignment with EU policies and regulations in sectors: The production – for the 33 chapters – of roadmaps would help because it would allow turning implementation into scorecards. This WAS done for visa liberalisation:

The key is how to identify core objectives in each policy field. The expertise for most or all of the policy fields currently exists in the Commission, as does the text.

This would then also allow comparisons. And this in turn would inspire debates, allow leaders to focus, and allow the media to analyse … it would put the results of the process – not the formal opening of closing of chapters – at the center of attention.

Rethinking the methods of assessment would also allow countries to make real efforts to try to beat low expectations… and to know that this would be recognised. It would allow certain ministers in a government to stand out. This is what happened to Bosnia during the visa liberalisation process in the summer of 2010. (See below the scorecard before and after this real effort).

At the same time, this would allow critical member states to understand in detail HOW the European Commission arrives at its assessments.

All this leads to a few concrete suggestions for EU accession future progress reports:

  • Precise formulations (even more so than today, though in 2013 this was already done)
  • In assessing “alignment” (or “preparation”) consider moving towards terms that more clearly indicate the required end-state: “Fully met,” “Largely met,” and “Not yet met.”
  • Build each chapter assessment on publicly available individual chapter roadmaps, which also list the indicators used to assess implementation.
  • Add scorecards for each chapter
  • Report on all seven countries in the same way so they can be compared.
  • Consider adjusting chapter roadmaps every three years in light of the changing EU acquis.

Scorecard legend for the table below:

Green: alignment is/preparations are advanced / well advanced / rather advanced / relatively advanced; high / sufficient level of alignment)

Yellow: alignment is/ preparations are advancing / moderately advanced / on track

Red: alignment is/ preparations are starting / at an early stage / not very advanced / not yet sufficient. / A country has started to address its priorities in this area.

Alignment with the acquis – per chapter – 2013 Progress Reports

 

Chapter

Turkey

Mace-donia

Serbia

Monte-negro

Albania

1: Free movement of goods

3

3

1

3

1

2: FoM for workers

0

0

1

0

0

3: Right of establishment, freedom to provide services

0

1

1

0

1

4: Free movement of capital

0

1

1

1

1

5: Public procurement

1

3

1

1

1

6: Company law

3

1

3

1

1

7: Intellectual property law

3

1

3

3

0

8: Competition policy

1

3

1

1

0

9: Financial services

3

1

1

1

1

10: Information society & media

1

1

1

1

1

11: Agriculture & rural development

0

1

0

0

0

12: Food safety

0

1

1

0

0

13: Fisheries

0

1

1

0

0

14: Transport policy

1

1

1

3

0

15: Energy

3

1

1

1

0

16: Taxation

1

1

1

1

1

17: Economic & monetary policy

3

3

1

1

0

18: Statistics

3

3

3

1

1

19: Social policy & employment

1

0

0

0

0

20: Enterprise & industrial policy

3

1

1

0

1

21: Trans-European networks

3

3

1

1

0

22: Regional policy, structural instr.

1

0

1

0

1

23: Judiciary & fundamental  rights

24: Justice, freedom & security

0

3

1

1

1

25: Science & research

3

1

1

1

0

26: Education & culture

1

1

1

3

1

27: Environment & climate change

0

1

0

0

0

28: Consumer & health protection

1

1

1

1

0

29: Customs union

3

3

1

1

1

30: External relations

3

1

1

1

1

31:Foreign, security, defence policy

1

3

1

1

1

32: Financial control

1

0

1

1

1

33: Financial & budgetary prov.

0

0

0

0

0

 

 

Detailed assessment by the European Commission (2013)

Chapter

Turkey

Macedonia

Serbia

Montenegro

Albania

1: Free movement of goods

The state of alignment in this chapter is advanced.

Preparations in the area of free movement of goods are advanced.

Preparations in the area of free movement of goods are moderately advanced.

Preparations in the area of free movement of goods are relatively advanced.

Preparations are moderately advanced.

2: Freedom of movement for workers

Preparations in this area are at an early stage.

Preparations in this area are still at an early stage.

Preparations in this area are moderately advanced.

Alignment with the acquis is still at an early stage.

Preparations in the area of freedom of movement for workers are at an early stage.

3: Right of establishment and freedom to provide services

Alignment is at an early stage.

In the area of postal services, the level of alignment is advanced. There is not yet full alignment with the acquis, particularly as regards mutual recognition of professional qualifications, free movement of services and establishment.

Preparations are moderately advanced.

Substantial efforts are still needed to align the legislation and implement the acquis on mutual recognition of professional qualifications.

Preparations are moderately advanced.

4: Free movement of capital

Preparations in this area are at an early stage.

Preparations are on track and gradual harmonisation of the regulatory framework for payment systems is under way.

Alignment in this area is moderately advanced.

Preparations are moderately advanced.

Preparations are moderately advanced.

5: Public procurement

Preparations in this area are moderately advanced.

Preparations in the area of public procurement are advanced.

Alignment in the area of public procurement is moderately advanced.

Preparations in the area of public procurement are moderately advanced.

Preparations in the field of public procurement are moderately advanced.

6: Company law

Turkey is well advanced in this area.

Preparations in the area of company law as a whole are moderately advanced.

Alignment in the area of corporate law is well advanced.

Preparations remain moderately advanced.

Preparations are moderately advanced.

7: Intellectual property law

Alignment with the acquis is advanced.

Preparations in the field of IPR are moderately advanced.

Alignment in the area of IPL is advanced.

Preparations are advanced.

Preparations are not very advanced.

8: Competition policy

Turkey is moderately advanced in this area.

Preparations in this area are advanced.

Alignment in this area is moderately advanced.

Preparations are moderately advanced.

Preparations for the revision of state aid legislation are at an early stage.

9: Financial services

Preparations in the area of financial

services are advanced.

Alignment with key parts of the acquis on financial market infrastructure has not yet been achieved. In the area of financial services, alignment with the acquis is moderately advanced.

Alignment in the area of financial services is moderately advanced.

The level of alignment is moderately advanced.

Preparations are moderately advanced.

10: Information society and media

Preparations are moderately advanced.

Preparations in this area are on track.

Alignment with the

acquis in this area remains moderately advanced.

Preparations are on track.

Preparations are moderately advanced.

11: Agriculture and rural development

Preparations in the area of agriculture and rural development are at an early stage.

Preparations remain moderately advanced.

Alignment with the acquis remains at an early stage.

Alignment with the acquis is at an early stage.

Preparations in this area are not very advanced.

12: Food safety, veterinary and phytosanitary policy

Preparations in this area are at an early stage.

Preparations in the area of food safety and veterinary policy are well on track. Preparations in the phytosanitary area are at an early stage.

Preparations in the area of food safety, veterinary and phytosanitary policy are moderately advanced.

Preparations remain at an early stage.

Preparations remain at an early stage.

13: Fisheries

Alignment in this area is at an early stage.

A large proportion of the fisheries acquis is not relevant as the country is landlocked.

Preparations in the area of fisheries are moderately advanced.

Preparations in this area are at an early stage.

Preparations are not very advanced.

14: Transport policy

In the area of transport, Turkey is moderately advanced.

Preparations in this area are moderately advanced.

Serbia is moderately advanced in its alignment with the acquis in this area.

Preparations in this area are advanced.

Preparations in the area of transport are not very advanced.

15: Energy

Turkey is at a rather advanced level of alignment in the field of energy.

Preparations in this area are moderately advanced.

Preparations in the area of energy are moderately advanced.

Preparations in the area of energy are moderately advanced.

Preparations are not very advanced.

16: Taxation

Preparations in this chapter are moderately advanced.

Preparations in the area of taxation are moderately advanced.

Preparations in the area of taxation are moderately advanced.

Montenegro’s alignment with the acquis is moderately advanced.

Preparations are moderately advanced.

17: Economic and monetary policy

Turkey’s level of preparedness is advanced.

Preparations in this area are advanced.

Serbia is moderately advanced.

Alignment in the area of economic and monetary policy is moderately advanced.

Preparations are not yet sufficient.

18: Statistics

Alignment with the acquis is at an advanced level.

Preparations in the field of statistics are advanced.

Serbia is advanced in the area of statistics.

Preparations in the area of statistics are moderately advanced.

Preparations are moderately advanced.

19: Social policy and employment

Legal alignment is moderately advanced.

Preparations in this area are at an early stage.

Serbia has started to address its priorities in this area.

Montenegro has started to address its priorities in this area.

Preparations in the area of social policy and employment are not very advanced.

20: Enterprise and industrial policy

Turkey has a sufficient level of alignment in this chapter.

Preparations in this area are moderately advanced.

Preparations in this area are on track.

A strategic effort to promote skills at all levels in sectors where Montenegro has significant trade with the EU will be important to improve competitiveness and ensure preparedness for competitive pressures and market forces within the Union.

Preparations are moderately advanced.

21: Trans-European networks

Alignment in this chapter is advanced.

Preparations in this area are advanced.

Preparations in the area of trans-European networks are moderately advanced.

Preparations in this area are moderately advanced.

Preparations in the area of trans-European networks are not very advanced.

22: Regional policy and coordination of structural instruments

Preparations in this area are

moderately advanced.

Preparations in

this area are not very advanced.

Preparations in this area are moderately advanced.

Preparations in this area are at an early stage.

Preparations in this area are moderately advanced.

23: Judiciary and fundamental rights

24: Justice, freedom and security

Alignment in the area of justice and home affairs is at an early stage.

Preparations in this area are advanced.

Serbia is moderately advanced in the area of justice, freedom and security.

Alignment with the acquis in the field of legal migration, asylum and visas is still at an early stage.

Preparations in this field are advancing.

25: Science and research

Turkey is well prepared in this area.

Preparations in this area are on track.

Preparations in the area of science and research are on track.

Preparations in this area are well on track.

Preparations are not sufficiently advanced.

26: Education and culture

(No assessment of the state of alignment.)

Preparations in the areas of education and culture are moderately advanced.

Preparations for aligning with EU standards are moderately advanced.

Preparations are advanced.

Preparations are moderately advanced.

27: Environment and climate change

Preparations in these fields are at an early stage.

Preparations in the field of the environment are moderately advanced while preparations in the field of climate change remain at an early stage.

Priorities in the fields of environment and climate change have started to be addressed.

Preparations in these areas are still at an early stage.

Preparations in the fields of the environment and climate change are at an early stage.

28: Consumer and health protection

Preparations in this area are on track.

Preparations in this area are moderately advanced.

Preparations in this area remain moderately advanced.

Preparations in these areas are moderately advanced.

Preparations are starting.

29: Customs union

The level of alignment in this area remains high.

Preparations in this area are advanced.

Preparations in the area of the customs union are well on track.

Preparations in the field of customs union are moderately advanced.

Preparations are moderately advanced.

30: External relations

There is a high level of alignment in this area.

Preparations in this area are moderately advanced.

Preparations in the area of external relations are moderately advanced.

Preparations in the area of external relations are on track.

Preparations are moderately advanced.

31: Foreign, security and defence policy

Preparations in this area are moderately advanced.

Preparations in this area are well advanced.

Preparations in the area of foreign, security and defence policy are well on track.

Preparations in the area of foreign, security and defence policy are on track.

Preparations in this field remain on track.

32: Financial control

Preparations in this area are moderately advanced.

Preparations in this area are at an early stage.

Preparations in this area are moderately advanced.

Preparations in this area are moderately advanced.

Preparations are moderately advanced.

33: Financial and budgetary provisions

Preparations in this area are at an early stage.

Preparations are at an early stage.

Preparations in this field are at an early stage.

Preparations in this area are at an early stage.

Preparations in the area of financial and budgetary provisions are at an early stage.

18 October 2013

 

 

 

You have been involved in a major project titled “The White List Project” on visa liberalization for the Western Balkans and been credited for contributing to its success. Would you tell us about it?

I have lived and worked many years in Bulgaria and in Bosnia and Herzegovina and I remember well the frustrations that the visa requirement brought, particularly for young people. For two decades governments and civil society in those countries complained about visa to the EU.

However, when we started our White List Project in 2006 we realized that you never obtain anything on such a sensitive issue by complaining. To lift visa you need enough votes in the EU Council to change the visa regulation! To get the votes you need to address the fears that EU ministers have about what happens after visa are lifted. If they feel that nothing bad will happen, if they feel they can trust a country, they will take the political risk.

And so we started to do research on how to reduce the risk. We even formed an advisory group of former interior ministers of big EU countries – Italy, Germany, the United Kingdom. When they said that there was only limited risk their colleagues would listen. And we started reaching out to public opinion, and hundreds of articles were written about the White List Project. And in the end this approach worked.

Will it also work with Turkey?

The latest I learned last week is that there is now a proposal on the desk of Foreign Minister Davutoglu that could work: a proposal how to respond to a recent offer by the EU to open a visa dialogue on liberalisation. It has the backing of key Turkish officials and experts, but would also be acceptable to the Commission. So a breakthrough is still possible this year. My hope is that there will be a visa liberalisation process starting in 2013.

The European Court of Justice (ECJ) ruled in the Demirkan vs. Germany case that Turkish citizens may not travel to EU countries without a visa to receive services. With this verdict, do you think the ECJ closes the doors for visa-free travel for Turks in the European Union member states?

No, I do not think so. One door has been closed by the ECJ: it is now clear that it will not be possible to obtain visa free travel for Turks through the courts. But another way, the one taken in recent years by all other countries of South East Europe, remains open, and that is to get rid of visa through a process of negotiations between Turkey and the EU, a “visa dialogue.” The sooner this process starts now, the better.

The Balkan countries received in 2008 roadmaps which involved a lot of conditions for visa liberalization. How successful they have become in fulfilling the expectations?

The image of many of these Balkan countries in 2008 in some EU member states was very bad. They were seen as a source of all problems: illegal migration, organized crime, instability. Each of these countries is small but remember: there were then an estimated 700,000 illegal immigrants in the EU just from small Albania. No other region generated as many refugees to the EU in recent decades.

So the key challenge for the Balkans was to build trust, and the way to do so was through reforms, yes, but above all through contacts with EU counterparts, in the police, in customs, in interior ministries, on the working level. And so the Balkan governments made fulfilling the requirements of the visa roadmap a top priority. And then they surprised skeptics. When German or French interior ministry officials came to Albania or Macedonia as part of the visa dialogue to check what was happening, and left impressed by what they had seen, this was worth more than ten speeches on visa by a Balkan foreign minister.

What is the importance of the roadmap given to Turkey by the Council of the European Union at the end of last year toward a visa-free regime?

There is absolutely no reason that exactly the same happens in Turkey as happened in the Balkans if a visa liberalization dialogue would finally begin, which it has not yet! Sometimes I am told in Ankara that Turkey is different from the Balkans: it is bigger, there are more prejudices in the EU, etc …But in reality Turkey is different in a way that is good for Turkey: the per capita GDP in Turkey is higher than in allBalkan countries which had the visa lifted, including Bulgaria and Rumania. And the EU allows already now more than 1 million holders of Turkish green passports visa free travel and there are no problems.

The real difference between the Balkans and Turkey is how governments approach the visa dialogue. The Balkan countries took the roadmap, set out to fulfill the conditions, and made very effective advocacy to convince skeptics in Berlin and Paris and Brussels. Until now Turkey feels that the EU cannot be trusted and hesitates to even sit down. The other difference, of course, lies in the results of these two approaches: today all Albanians, Macedonians, Serbs travel without a visa.

What developments have occurred since the Council of the European Union gave the roadmap to Turkey?

More time has been lost. In the case of the Balkans the visa liberalization dialogue lasted 2, at most 3 years before visa were lifted. Turkey was presented a roadmap in summer 2012, but there is still no dialogue. The main reason is that Turkey does not want to sign a readmission agreement with the EU, something all Balkan and all East European countries have done. A readmission agreement commits Turkey to take back from the EU illegal immigrants who cross into the EU through Turkey.

There is a fear in Ankara that this might involve tens of thousands of people. But this is just wrong. We did a detailed study of all readmission agreements in the world that the EU has made and the total of all readmission cases every year for all of them together are a few hundred. Even if there would be 4,000 readmission requests to Turkey in a year – which I do not believe – this would not be a problem. Turkey arrested tens of thousands of illegal migrants inside Turkey every year and hosts hundreds of thousands of Syrians. In addition for the first three years the readmission agreement with the EU does not require Turkey to take back more illegal immigrants than it wants to, there is a three year transition phase! So our recommendation is: Turkey ratifies this agreement, starts the visa dialogue, sees how many requests come, sets its own limit on how many it will accept. It should also set the EU a deadline: if by the end of 2015 we do not have visa free travel, we will cancel the readmission agreement.

Turkey was also expected to fulfill some conditions for visa liberalization including biometric passport, integrated border management and signature of the readmission agreement. Where does Turkey stand in regards to what it’s been expected to do?

There is a lot that Turkey has done, and there is a lot that remains to be done. Take integrated border management. It is in Turkey‘s own interest to control its borders well. There is a lot of experience on this in the EU. I just returned from Finland, which has a very long land border and a sea border with Russia, and a very experienced Border Service. Turkish border officials know the Finnish system, they studied it, but so far they were not able to carry out the same reforms. Why? Because it involves changing the roles of the police, customs and especially the armed forces which still do a lot of the land border control in Turkey. And no institution likes to give up any influence. So the result is that Turkey has good plans but still has a very inefficient system. This can change, easily. If Albania or Serbia can reform border management, Turkey can do it for sure! But it requires a political push from above. It must be a priority.

In an article titled “The Future of European Turkey” on June 17, written on the Gezi protests, you expressed concern about Turkey’s future and its EU integration. Would you share those concerns with us?

It is normal for a democracy to see protests over big construction projects: this happens in Germany, in Austria, even in Sweden. Sometimes, when police intervenes to stop protests there are clashes also in European countries. I have lived in Berlin, where this happens every 1 May. What shocked European observers about the handling of the Gezi protests was the unnecessarily aggressive response by the police. Even on 1 May you do not see the whole center of Berlin under a huge cloud of tear gas for weeks. What also surprised many observers was an official rhetoric that described all these protesters as “terrorists.”

When such events happen in the middle of the tourist season in the center of one of the most visited cities in Europe it is obvious that media interest will be huge and the Gezi protests were headline news for weeks. And if read what was written in European papers you see a consensus, from the right to the left, from Turkey’s oldest friends to the biggest skeptics, that this was very badly handled by the authorities.

What do you observe about Turkish government’s and Turkish citizens’ attitudes about their beliefs in regards to a common European future?

I see a paradox.

On the one hand there is a tradition in Turkey of distrust of outsiders, rooted in history, in the education system and in political rhetoric. Remember, already in the late 1970s there was a great opportunity for Turkey to join the European Community, together with Greece. Then it was the left and the right, Ecevit and Erbakan, who were opposed to submitting even an application. This skepticism can be found across the political spectrum, then, and now.

But on the other hand you have a new Turkey: the new middle class that wants their children to learn foreign languages, that wants to travel, the new entrepreneurs who want to expand and compete and upgrade their technology, the tourism sector that is now world class and sees many more opportunities, and millions of students who want to do what European students do, get on a cheap flight and visit other European countries for a few days. In all these groups people are also frustrated with the EU, but they see that in many ways Turkey is already part of an integrating Europe. Europe is where most foreign direct investment, most tourists, and most ideas come from, and Europe is where most Turks who live abroad live today. It is Europe, not Syria or Egypt, that is the stable partner. So there will be a common European future, because there already is a common European present. The real question is whether the new generation of Turks can experience the rest of Europe easily, which is why the visa obligation is such a problem. If there are more contacts between people there will be more trust. This happened between Poland and Germany in the past two decades, and it can happen between Turkey and the EU as well

 

To find our more: recent ESI publications on the Turkish Visa issue:

  • Turkish tourists and European justice. The Demirkan ruling and how Turkey can obtain visa-free travel (26 September 2013)
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  • ESI call to action: After the Demirkan ruling: launch visa liberalisation dialogue now (24 September 2013). Also available in Turkish: Demirkan kararının ardından: vize muafiyeti süreci şimdi başlamalı
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  • ESI briefing paper: On the eve of judgement day – the ECJ and the Demirkan case (22 September 2013)
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  • ESI report: Cutting the Visa Knot – How Turks can travel freely to Europe (21 May 2013).Also available in Turkish: Vize Kördüğümünü Çözmek – Türkler Avrupa’ya Nasıl Serbestçe Seyahat Edebilir?
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  • Newsletter: Cutting the Visa Knot – How Turks can travel freely to Europe (21 May 2013)
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  • Happy Anniversary? EU-Turkey relations at age 50 – An appeal (12 September 2013)
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  • ESI’s Who’s Who in the Turkey visa debate – Information and contacts (12 September 2013)
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  • ESI turkey visa page
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    Filed under: Border revolution,Turkey,Uncategorized,Visa — Gerald @ 7:35 pm
    2 January 2013

    Dear friends,

    2013 could be a big year for visa free travel in Europe, with important decisions upcoming concerning Turkey and Moldova. It could also be a disastrous year for the cause of free travel if visas are reimposed on the Western Balkans.

    It is appropriate, therefore, that the first report ESI publishes in 2013 – on 1 January to be precise – deals with this very question. You will find the full report on our website later this week, but if you want an advance copy right away let me know (write to g.knaus@esiweb.org). Below you find for now the executive summary and some of the most interesting findings as exerpts from this report. We also recently presented these findings to senior officials in Rome, Berlin, Brussels and Stockholm.

    In the meantime the whole ESI team and your Rumeli Observer wish you a happy and productive 2013!

    NEW ESI REPORT – 1 January 2013

    Saving visa-free travel – Visa, asylum and the EU roadmap policy

    Executive Summary

    Since the visa requirement was lifted for Western Balkan countries in 2009, there has been a sharp increase in claims for political asylum by citizens of the region. Barely any of these applicants qualify for asylum. Rather, they are benefitting from national
    asylum rules that provide relatively generous benefits during the application process.

    Since 2010, EU leaders have demanded that Balkan governments take measures to stem this tide of asylum seekers. In fact, the problem lies with ‘pull factors’ inside the EU. Now, EU policymakers find themselves under increasing pressure to address the problem directly by suspending visa-free travel for Western Balkan countries. Such a draconian measure would undermine the credibility of the EU’s whole approach to visa liberalisation – not just in the Western Balkans, but also in Moldova, Kosovo, Turkey and the Ukraine. But it is by no means the only solution available.

    In the world of justice and home affairs, clear-cut solutions to complex issues are generally hard to come by. There are inevitable trade-offs to be made between controlling borders and allowing the free movement of people; between protecting individual liberties and safeguarding the public. When it comes to visa liberalisation in the Balkans, however, there is a clear solution that reconciles the concerns of all the different constituencies involved. The solution is to make it less attractive for those who clearly do not qualify for asylum to submit speculative or bogus claims.

    Under EU rules, all member states provide asylum seekers with financial and material support while their applications are being processes. But there is a sharp difference between two groups of countries: those that take many months to process their asylum
    claims, and those that dispose of them within a few weeks. It is the lengthy processing times found in Germany, Sweden and other EU members (up to 8 months with appeals) that acts as the magnet for unjustified asylum seekers. The EU members able to deal expeditiously with asylum claims face a significantly lower numbers of applications.

    This paper proposes two possible solutions. One is to address the problem at the national level. Those states that have seen a sharp increase in applications from the Balkans could radically shorten their procedures. They could follow the example of Switzerland, which has recently introduced a 48-hour procedure for applicants from safe European countries like the Balkans. The other option is to tackle the problem at the EU level. The EU should label countries that have completed a visa liberalisation process as “safe countries of origin”, allowing for lighter and quicker processing procedures. We believe that the ideal response would be to pursue both solutions in parallel.

    Such a solution would not close off the rights of genuine refugees to apply for and receive asylum. The statistics reveal that countries with shorter procedures in fact accept a higher proportion of their asylum applications. It would, however, help to weed out speculative claims and bring down the costs for European taxpayers. It would also safeguard visa-free travel for the Western Balkans, which has proved a critical step in giving hope and a sense of direction to a troubled region on the EU’s borders.

    Update: the full report is now available on our website

    Filed under: Balkans,Border revolution,Enlargement,Germany,Sweden,Visa — Gerald @ 12:31 am
    26 April 2012

    SZ, Gerald Knaus - Ein Fahrplan für die Reisefreiheit - 26 April 2012

    Ein Fahrplan für die Reisefreiheit

    Die Visumspflicht der Europäischen Union für Bürger der Türkei ist Unsinn. Sie sollte endlich fallen

    Von Gerald Knaus

    Süddeutsche Zeitung, 26. April 2012

    Jedes Jahr bemühen sich Hunderttausende Türken um ein Visum, um in die Europäische Union reisen zu können; im Jahr 2010 waren es mehr als 625000. Meist erhalten sie Visa, die zur einmaligen Einreise berechtigen und nur für wenige Tage gültig sind; manchmal wird ihnen die Einreise gänzlich verweigert. In jedem Fall sehen sie sich und ihr Land ungerecht behandelt. Zu Recht.

    2008 begann die EU einen Prozess zur Liberalisierung der Visabestimmungen für die Staaten des westlichen Balkans. Diesen Ländern überreichte sie sogenannte Roadmaps, Fahrpläne. Diese definierten eine Reihe von Reformen als Vorleistung für die Reisefreiheit: Fälschungssichere Dokumente und ein besserer Grenzschutz gehörten dazu wie Asylgesetze nach EU-Standards und die Achtung der Menschenrechte. Auch sollte die Zusammenarbeit lokaler Sicherheitsbehörden mit jenen aus den EU-Staaten enger werden, umorganisierte Kriminalität, Menschenschmuggel und illegale Migration besser bekämpfen zu können. Am Ende wurde die Visumpflicht für Mazedonien, Serbien und Montenegro, Albanien und Bosnien aufgehoben. Mit der Türkei jedoch verweigert die EU bislang selbst Gespräche darüber, wie Türken die Einreise zu erleichtern wäre.

    Dabei wäre es, folgt man der Logik, höchste Zeit, auch der Türkei eine Roadmap wie vor vier Jahren den Balkanländern zu geben – das Land ist schließlich mit der EU durch eine Zollunion und durch die Beitrittsverhandlungen bereits auf das engste verbunden. An diesem Donnerstag treffen sich die EU-Innenminister in Luxemburg. Sie sollten dort ihre bisherige Visumpolitik gegenüber der Türkei überdenken.

    Die derzeitige Politik hat zwei große Schwächen. Zum einen läuft sie den rechtlichen Verpflichtungen der EU zuwider und wird von immer mehr Gerichten in Frage gestellt – vom Europäischen Gerichtshof und in den EU-Mitgliedsstaaten, auch in Deutschland. Zum anderen verhindert sie eine Sicherheitspartnerschaft im beiderseitigen Interesse.

    Beginnen wir mit der Rechtslage. Im August 2011 ordnete das Amtsgericht im oberpfälzischen Cham die sofortige Freilassung eines türkischen Staatsbürgers aus der Haft der Bundespolizei an. Der Betroffene verfügte über kein Visum und war aus Tschechien eingereist, um in Deutschland ein Auto zu kaufen. Das Gericht befand, dass der Betroffene sich auf die Visumfreiheit gemäß der sogenannten Standstill-Klausel berufen könne.

    Das Gericht bezog sich auf ein Zusatzprotokoll zum Assoziationsabkommen zwischen der damaligen Europäischen Wirtschaftsgemeinschaft und der Türkei von 1963. Es besagte, dass “die Vertragsparteien untereinander keine neuen Beschränkungen der Niederlassungsfreiheit und des freien Dienstleistungsverkehrs einführen werden”. Der Autokauf des Türken sei eine erweiterte Dienstleistung, urteilten die Richter. Als das Protokoll 1973 in Kraft trat, gab es übrigens in elf der 27 heutigen EU-Mitgliedsstaaten keine Einreisebeschränkungen für Türken, auch nicht in Deutschland. Diese wurden erst 1980 eingeführt, unter Verletzung der Standstill-Klausel.

    Im Februar 2009 entschied der Europäische Gerichtshof, dass die türkischen Lastwagenfahrer Mehmet Soysal und Ibrahim Savatli als Dienstleister kein Visum benötigten, um nach Deutschland einzureisen. Das Münchner und das niederländische Verwaltungsgericht Haarlem stellten 2011 in zwei getrennten Verfahren fest, dass türkische Touristen und Geschäftsleute kein Visum benötigen. Im Januar 2011 sprach das Amtsgericht Hannover einen inhaftierten Türken frei, der ohne Visum eingereist war. Im Juni 2011 kam ein Gutachten des Wissenschaftlichen Dienstes des Bundestags zu dem Schluss, es dürfte durch die Entscheidungen des Europäischen Gerichtshofs endgültig geklärt sein, “dass türkische Staatsangehörige visumfrei in das Bundesgebiet einreisen und sich ohne Aufenthaltstitel dort aufhalten dürfen.”

    Solche Entscheidungen häufen sich derzeit vor deutschen und niederländischen Gerichten. Auch Leyla Demirkan, eine türkische Jugendliche, die ihren deutschen Stiefvater und ihre türkische Mutter besuchen wollte, als diese wegen einer Krankenhausbehandlung des Mannes in Stuttgart war, erhielt kein Visum von Deutschland. Ihr Fall, der nun vor dem Europäischen Gerichtshof verhandelt wird, könnte die Visumspflicht bald gänzlich zu Fall bringen.

    Experten wissen das, doch in vielen europäischen Innenministerien wird dies lieber verschwiegen. Dort hält man die visafreie Einreise von türkischen Staatsbürgern für ein Sicherheitsrisiko – auf jeden Fall sei sie den Bürgern schwer zu vermitteln. Das sind wenig rationale Argumente, wie überhaupt die derzeitige Politik der EU angesichts der Sicherheitsinteressen Europas irrational ist.

    Erst vor kurzem haben die europäischen Innenminister wieder einmal darauf hingewiesen, dass die Sicherung der griechisch-türkischen Grenze eines der größten Probleme der Schengenzone ist. Im vergangenen Jahr wurden dort mehr als 61000 illegale Einwanderer aufgegriffen – vor allem Afghanen, Algerier und Somalier. Und keine Türken. Tatsächlich verlassen inzwischen mehr Türken Deutschland, als Menschen aus der Türkei ins Land kommen. Oft vergessen wird auch, dass das Durchschnittseinkommen in der Türkei über dem aller jener Balkanländer liegt, deren Bürger bereits ohne Visum reisen dürfen.

    Die EU braucht keine Visumpflicht für türkische Bürger. Sie braucht stattdessen die enge Zusammenarbeit der Türkei mit der EU-Grenzagentur Frontex, um die illegale Einwanderung nach Griechenland zu stoppen. Würde die Europäische Kommission der Türkei eine Roadmap wie den Staaten des Westbalkans anbieten, wäre dies ein Anreiz für eine solche Zusammenarbeit. Von einem Liberalisierungsprozess mit klaren Vorgaben könnten alle Seiten profitieren. Die angestoßenen Reformen würden auch die Menschenrechtslage in der Türkei verbessern und das Vertrauen zwischen der Türkei und der EU wiederherstellen. Dies ist einem Szenario vorzuziehen, in dem der Europäische Gerichtshof den Mitgliedsstaaten die Aufhebung der Visabeschränkungen schlicht auferlegt.

    Es geht um gemeinsame Sicherheitsinteressen und um den Respekt vor bestehendem Recht. Beides ist im Interesse der EU-Innenminister. Und vor allem im Interesse der Bürger Europas.

    Gerald Knaus, 41, ist Vorsitzender der Europäischen Stabilitätsinitiative (ESI) und leitet das Visa Roadmap Turkey Projekt von ESI und der Stiftung Mercator.

    PDF download: Süddeutsche Zeitung, Gerald Knaus, “Ein Fahrplan für die Reisefreiheit” (26 April 2012)

    Filed under: Turkey,Visa — Gerald @ 11:00 am
    12 December 2010

    There was a time not long ago when pro-globalization authors argued that the forces of international economic integration would soon make national boundaries redundant. Recently, others have suggested the opposite: that globalization is making national boundaries, at least those between rich and poor societies, all the more impenetrable. In fact, reality is more complex and more interesting than any of the latest grand theories would suggest. When it comes to policing their borders, rich societies face real choices; these choices can produce very different outcomes.

    Comparing the choices made in recent years by the member states of the EU with those made by the US has been the topic of a seminar held this week at the Harvard Kennedy School of Government. The seminar, co-organised by ESI, featured Europeans, Americans and Mexicans, lecturers on Mexican politics at Harvard, experts in border management and technologies, columnists, officials working for Mexican institutions, and private sector representatives. Our opening question was: can anything be learned from comparing the EU and the US approaches to border management? Our hypothesis, based on our work in Southeast and Eastern Europe, is that there is plenty that the EU and the US can learn from each other.

    Joseph Nevi - Operation Gatekeeper

    Let me start with the conventional wisdom embraced by many of those who study trends along the US-Mexican border since the early 1990s. In a world without strong boundaries, migration pressures cannot be contained, the argument goes. In response to illegal migration pressures and the threat of organised crime, the militarisation of boundaries between rich and poor countries becomes the natural political response to popular feelings of insecurity. As Joseph Nevi writes in Operation Gatekeeper – The Rise of the “Illegal Alien” and the Making of the US-Mexico Boundary,

    “Intensified policing efforts are taking place along a variety of international boundaries between South Africa and Mozambique, Spain (Ceuta and Melilla) and Morocco, and Germany and Poland. Such efforts are parts of a war of sorts by relatively wealthy countries against ‘illegal’ or unauthorized immigrants. Yet at the same time, these same countries are increasingly opening their boundaries to the flows of capital, finance, manufactured goods and services.”

    This is only an apparent contradiction, Nevin argues. It is natural that rich states seek to increase the benefits and limit the costs of transnational integration. This then leads to the creation of fortresses (‘Fortress America’ or ‘Fortress Europe’) and ‘gated communities’ of wealthy societies. A good illustration of this trend is, of course, the increase in the number of border agents in the US, which has gone from 450 in 1925 to 1,110 in 1950, 1,803 in 1975 and 9,212 in 2000 (Operation Gatekeeper, p. 197). Edward Schumacher Matos estimates that today it is close to 20,000. What these numbers show is that the effort to control the southern boundary of the US is a relatively recent phenomenon. One hundred years ago there was no serious concern about unauthorized entry across the US-Mexican border. Along the Arizona-Mexico border in 1900, one expert notes, “there was no need for coyotes, guides to sneak illegals through the border; there was no border markings (save a few stone pillars here and there), no immigration control and thus no illegals.” (OG, p.26)

    Today, the situation has changed considerably. The stretch of boundary between San Diego and Tijuana, writes Nevins, “is perhaps the world’s most policed international divide between two nonbelligerent countries.” For unauthorized migrants, the US-Mexican border is harder to cross now than at any point in history. At the same time, trade between the US and Mexico has grown sharply. Increasing commerce and more militarised boundaries – in an age of global insecurity, claims Nevins, such is the global trend.

    Except, of course, that this is not the case.

    Not only is there no militarised border between Germany and Poland; today, there is no physical boundary at all. When Poland joined the EU’s Schengen zone in 2007, border installations were dismantled. When Romania joins Schengen sometime in 2011, Germany’s external boundary will de facto shift from Poland’s Eastern border to the Prut River between Romania and Moldova. (To be admitted into Schengen, Romania has had to make significant investments in its ability to control its Eastern boundary.) Having crossed the Prut, you will be able to travel all the way to Gibraltar in southern Spain.

    One of the most interesting trends in the past year has been the acceleration of reforms in small and poor Moldova (the poorest country in Europe), carried out in response to a European promise of increasing freedom of movement for Moldovan passport holders.

    The promise is simple, and it has been made to other countries before: if Moldova carries out reforms that enhance the ability of Moldovan institutions (police, border guard, the ministries of justice and interior) to partner with EU institutions in fighting common threats, the EU will lift its visa requirements. Turn yourself into a partner, the logic goes, and your citizens can travel to the EU much more easily.

    It is important to underline that every one of these steps has been controversial, debated, and held up by concerns about security (this includes the next big step, the expansion of the Schengen area to Romania and Bulgaria, currently put into question by France). Likewise, the debate on visa free travel for Turkish citizens promises to be intense. At every stage, Europe’s border revolution has been contested; and at no stage can further progress simply be taken for granted.

    However, those who focus on the political debate of the moment would do well to look at the trajectory of Europe’s border revolution. Very soon after Schengen was created by five European countries in 1985, concerns increased in France. The fact that the idea of a borderless EU core (which led to Schengen) had been a Franco-German brainchild did not stop France from delaying implementation of the Schengen convention for many years even after it officially entered into force in September 1993, with French leaders citing concerns about the security implications of letting people enter France from Belgium or the Netherlands as late as in 1996. The fact that Italy had been a founding member of the EU did not make it any easier for it to join Schengen: the process actually lasted for over a decade, from Italy’s application in 1987 to its eventual entry in 1997.

    It is also useful to reflect on what has happened in Albania in the past two decades. At our seminar at Harvard, I began my presentation with a video clip of Albania’s collapse into chaos in 1997:

    Anarchy in 1997. © 2008 pre tv. All rights reserved.

    Remember, I told participants, until recently Albania was known throughout Europe only for its total collapse in the 1990s, the illegal migration of hundreds of thousands of its people within a few years to neighbouring Italy and Greece, and the vast profits made by organised crime syndicates, which controlled the speedboats that crossed the Adriatic by night. Now, however, many Albanian smugglers are out of a job: at the end of 2010 Albanian citizens will have obtained the right to travel to the EU visa free.

    To qualify, Albanians had to carry out far-reaching reforms, however. And which country threatened to vote against Albania receiving visa free travel at the very end? You might have guessed it: France. And yet, after registering its concerns, France went along in the end.

    It is not only Albanians but also the citizens of Bosnia-Herzegovina who will enjoy the right to visa free travel in coming days for the first time in almost two decades. Bosnia-Herzegovina? In the early 1990s Ed Vulliamy was a reporter there, covering the country’s collapse into war, and then writing up his experiences in Seasons in Hell. At the time, Bosnia was the scene of massive ethnic cleansing, genocidal violence and collapsing institutions, and Ed’s book captured the sheer horror of it in Central Bosnia:

    “By the middle of the Saturday afternoon, more than 30,000 escapees from the bloody mayhem left behind in Jajce – and the pitiful ramshackle remnants of an army, some 7,000 soldiers -had crossed the new, retreated Bosnian front at Karaula and now jammed every square of Travnik … The soldiers wandered aimlessly among them and their beasts and wagons, as lost and destitute as the civilians. It was like some woeful landscape from Tolstoy, or a war from another time: the life of a country town and its surrounding villages uprooted and driven out by war, with all its flotsam and jetsam. And another 15,000 were still out there, trapped by gunfire on the front … “

    Since then Bosniaks have returned in significant numbers to Jajce; Travnik has a multiethnic police; and Bosnia’s crises are political and non-violent. Bosnia’s crime rate is below that of the Baltic states (which joined the EU in 2004); its police forces work; and its citizens feel safe crossing the former frontlines. These lines – which many had expected in 1995 to harden into Cyprus-style militarised internal boundaries – have since become basically invisible to the traveller. A decade ago, Bosnia did not control its own boundaries. Since then it has received ample praise (including by the US State Department) for its record on fighting human trafficking.

    Seasons in Hell Amexica – War Along the Borderline

    Ed Vulliamy: from Bosnia to Amexica

    I mention Ed Vulliamy not only because his book is a useful reminder how far Bosnia (and the Balkans) have come since the 1990s, but also because Ed has since moved to the US and written a book about a very different war. As he tells his readers in Amexica – War Along the Borderline (2010), “I have been a reporter on many battlefields, yet nowhere has violence been so strange and commanded such revulsion and compulsion as it does along the borderline.” The borderline Ed writes about is that between the US and Mexico; the war he refers to is the “narco war” wreaking havoc on communities from the Pacific to the Gulf of Mexico.

    While Europe has dismantled and made more porous thousands of kilometres of borders (by taking apart the Iron Curtain and the Berlin Wall, abolishing border controls within the Schengen system, lifting visa requirements for Central Europeans, extending Schengen to the East, and, most recently, lifting visa requirements for the Balkans), the US has done the opposite. As Ed writes,

    “In 1994 the United States initiated Operation Gatekeeper in San Diego, Operation Hold the Line in El Paso, and another similar operation in the Rio Grande Valley. Since then … the border has become, and continues to become, a military front line, along which run more than six hundred miles of fence enhanced by guard posts, searchlights, and heavily armed patrols. In places where there is no fence, there are infrared cameras, sensors, National Guard soldiers and SWAT teams from other, specialist law enforcement columns, like the Drug Enforcement Administration … from the other side, apart from the tidal wave of drugs and migrants smuggled across the border, there are the killings …”

    Vulliamy takes his readers to Ciudad Juarez, “the world’s most murderous city”, on the Mexican side of the border opposite El Paso. Juarez saw 2,657 people killed in 2009 (the total number of people killed in Mexico since President Calderon launched a military offensive against the drug cartels in December 2006 has now exceeded 23,000).

    Vulliamy notes that one in five Mexicans either visits, or works in, the US at one time in his life. He describes the economy that has developed around the narco-trade and the gun shows in Arizona and Texas. He estimates that there are more than 6,700 arms dealers within a half day’s drive from the border in the US (three dealers per mile of frontier) and that between 90-95 percent of weapons seized in Mexico’s narco war originate from the US. As a June 2009 report by the US Government Accountability Office notes, although the violence in Mexico “has raised concern, there has not been a coordinated US government effort to combat the illicit arms trafficking to Mexico that US and Mexican government officials agree is fueling much of the drug-related violence.” Ed also writes about the paradoxical effect of the North American Free Trade Agreement (NAFTA), which has seen business ties increase and the border harden.

    Death in North America

    Not long ago every book or article about the Balkans started with references to killings and cults of irrational violence. The same is true today in descriptions of the US-Mexican border. One book Operation Gatekeeper starts with a description of the owner of a gas station/cafe in Ocotilio Wells, 90 miles east of San Diego in California:

    “On one bulletin board he had tacked up photographs of seven or eight cadavers: all of them young Mexican men he had discovered in the arroyos between Ocotillo Wells and the nearby Border. … “They was all shot. In the back.”

    Dead in their Tracks - Crossing America's Desert Borderlands in the New Era

    Another book by John Annerino, Dead in their Tracks – Crossing America’s Desert Borderlands in the New Era (2009) includes a “comprehensive border death toll” (2003: 336 people died trying to cross the US-Mexico border; 2004: 214; 2005: 241; … 2007: 237). It opens with a glossary of key terms for the border:

    “I have used the terms bajadores (bandits, take-down crews or kidnappers), bandidos (border bandits), burreros(drug mules), caza-migrantes (migrant hunters), contrabandistas (smugglers), coyotes (people smugglers), narcotraficantes (drug traffickers), pistoleros (gunmen), polleros (“chicken dealers” or people smugglers) and raiteros (drivers who shuttle imigrants from pickup points).”

    Annerino also points out just how lucrative smuggling people across the border has become, describing the scene in the Mexican border town of Altar:

    “This afternoon I count roughly 500 people walking the streets and church plaza, so I start running the numbers … If the crossing fee is closer to $ 2,500 per person, or the coyote increases the $ 1,500 fee to $ 2,500 or more during the border crossing which I am told is common, get out your calculator and do the new border math. A recent Associated Press report put Arizona’s human smuggling revenues at $ 2.5 billion a year.”

    Across the Wire - Life and Hard Times on the Mexican Border

    And as another author, Luis Alberto Urrea, describes in Across the Wire – Life and Hard Times on the Mexican Border, focusing on the Tijuana region, paying this amount does not guarantee safe passage:

    “If the coyote does not turn on you suddenly with a gun and take everything from you himself, you might still be attacked by the rateros. If the rateros don’t get you, there are roving zombies that can smell you from fifty yards downwind – these are the junkies who hunt in shambling packs. If the junkies somehow miss you there are the pandilleros – gang-bangers from either side of the border who are looking for some bloody fun. They adore “tacking off” illegals because it is the perfect crime: there is no way they can ever be caught”

    Now, beyond the sheer human tragedy in all these descriptions, there is a poignant policy question raised by all these accounts: is this border regime, are these changes – the militarisation that has taken place in recent decades – actually in the interests of those in the US who are concerned about security? Just take a look at a recent article in the New York Times from summer 2010 for another horrific description of trends along the border (The Mexican Border’s Lost World):

    “Never a particularly pretty place, the border is at its ugliest right now, with violence, tensions and temperatures all… on high. Once thought of by Americans as just a naughty playland, the divide between the United States and Mexico is now most associated with the awful things that happen here. In towns from the Pacific to the Gulf of Mexico, drug gangs brutalize each other, tourists risk getting caught in the cross-fire, and Mexican laborers crossing the desert northward brave both the bullets and the heat. Last week, a federal judge in Arizona blocked portions of new far-reaching immigration restrictions that she said went way too far in ousting Mexicans. Meanwhile, National Guard troops are preparing to fill in as border sentries. All these developments are unfolding in what used to be a meeting place between two countries, a zone of escape where cultures merged, albeit often amid copious amounts of tequila. The potential casualties at the border now include a way of life, generations old, well-documented but decaying by the day.”

    After all, European citizens are as concerned about illegal migrants as those in the US. There are right wing parties in many European countries. The amount of illegal drugs entering the EU is comparable (in fact, according to UN figures, even higher) to those that enter the US.

    And yet, in a process driven by interior ministers and focused on increasing security, the EU’s response to concerns about events on the other side of its Eastern border has been very different from that pursued by their US counterparts. This has been the European border revolution of the past three decades, which ESI has set out to analyse and understand.

    This was not a project of humanitarians … it was a conscious decision that new thinking was required to ensure security in an age of globalisation. It was a process controlled by interior ministers, in which critical questions were asked at every stage. As French Foreign Minister, Herve de Charette, put it in September 1995, explaining France’s unwillingness to lift its controls at the Belgian (!) frontier:

    “If it seems, as it is the case, that our citizens’ security depends also on the border controls, it is understood that we have to keep them.”

    In the end, however, the dramatic transformation of Europe’s border regimes continued.

    Is any of it relevant to debates in North America? Certainly the consensus at the Harvard seminar was that it is worth exploring in more depth. At the very least it suggests that even under conditions of globalisation policy makers have choices – and that there is more than one way in which to think about creating secure borders.

    PS: Next steps forward

    The Harvard seminar turned into a very informative meeting, and out of it emerged an agenda for further steps.

    First, it is necessary to establish a network of scholars and policymakers in the US and in Mexico who had worked on the border issues, including those who had done any comparative work. (If you read this and if you are interested in becoming part of such a network please write to mary_hilderbrand@harvard.edu and Gerald_Knaus@hks.harvard.edu)

    Alexander Schellong, Rodrigo Garza Zorrilla, Edward Schumacher-Matos, Mary Hilderbrand, Omar del Valle Colosio, Philipp Mueller, Gerald Knaus, Pedro Lichtle, Jose Luis Mendez, Javier Lichtle, Adriana Villasenor
    Alexander Schellong, Rodrigo Garza Zorrilla, Edward Schumacher-Matos, Mary Hilderbrand, Omar del Valle Colosio, Philipp Mueller, Gerald Knaus, Pedro Lichtle, Jose Luis Mendez, Javier Lichtle, Adriana Villasenor

    Second, there is a need to present the complex politics and security logic behind the recent EU border revolution; this was not after all a humanitarian transformation, nor was it at any moment easy. In fact, the revolution is far from over, as the dramatic events in recent months along the Greek-Turkish border have made clear (not to mention the EU’s Southern border). How will the EU respond to the challenge of Turkey when it comes to freedom of movement and travel?

    Third, there is a need to better understand the US policy process, the politics as well as the technocratic arguments which most shape the debate.

    Fourth and most importantly there is a need to understand how the current status quo along the US-Mexican border is working and how it is failing; and for whom it is working and who is losing.

    Particularly the comparison in relations between the US and Mexico and the EU and Turkey promises to be revealing in what it tells us about US and European soft power, about the choices facing rich countries and about the politics behind border management. For more, watch this space; and stay tuned to the ESI “Border Revolution website”.

    A few facts as background to inform a serious debate on comparative border experiences. Look at GDP per capita (in PPP) in 2009 according to the IMF. On the one side of the border wealthy countries:

    USA (46,000 USD per capita)
    Germany (34,000 USD per capita)

    On the other side poorer countries:

    Poland (18,000 USD pc), which has joined the EU in 2004
    Mexico (14,000 USD pc)
    Turkey (12,000 USD pc)
    Romania (12,000 USD pc), which has joined the EU in 2007
    Albania (7,000) USD pc), which has visa free travel since end 2010

    As for the relative size of the populations concerned:

    USA: 311 million vs. Mexico: 112 million
    EU 15: 398 million
    EU 27: 500 million
    Poland: 38 million (visa free access since the early 1990s)
    Eastern Balkans (Romania/Bulgaria): 30 million (members of the EU since 2007)
    Western Balkans: 25 million (visa free travel since late 2009 and 2010)
    Turkey: 73 million

    Filed under: Balkans,Border revolution,Mexico,Turkey,US soft power,Visa — Gerald @ 10:20 pm
    18 July 2009

    Let me first say that ESI welcomes the recent Commission proposal on visa free travel to the Balkans. Considering what expectations of progress were only 12 months ago – looking forward to a year with EU Parliamentary and German parliamentary elections, against a background of enlargement fatigue and a deepening economic crisis – this proposal is a very positive signal for the whole Balkan region.

    We wrote an article on this, which you find here. The article also appeared as a commentary on BIRN.

    We have a serious concern about the implications of this proposal for Kosovo. But this is not due to shortcomings in the Commission-led effort: it is rather that Kosovo is excluded from the meritocratic roadmap process. We also have one suggestion to improve the proposal for Bosnia and Albania. But much of the criticism made of the Commission proposal in the past week does not appear fair to us.

    Ok, you might say, but what about the most important criticism one could hear in institutions such as the European Parliament: that the European Commission proposal on visa free travel, which was announced this week, is anti-Muslim?

    A good friend and expert on the Balkans sent me the following email and question:

    “I have been approached by Muslim friends from Britain, Germany and Turkey asking me whether the Commission has understood that the exclusion of BiH and Albania is sending out a negative signal to Muslim communities around Europe and beyond. Furthermore in the case of BiH where Orthodox and Catholic inhabitants have an option of joint citizenship with Serbia and Croatia, Serbs and Croats from BiH will be able to travel freely using their Serb and Croat passports while Bosniak Muslims will not. Has this rather urgent political issue been considered either by you or by the Commission?”

    It is a serious question, and we have discussed it a lot inside ESI. So let me share with you the email I sent him in response:

    ” Yes, this issue has been considered. Anticipating these debates, we looked in great detail at every one of the five countries, producing a one page score card and a very much longer analysis of each of the conditions that still have to be met based on studying all Commission documents and expert reports.

    All of these can be found here: http://www.esiweb.org/index.php?lang=en&id=353

    Concerning Bosnia, look in particular at:

    Now compare these to the one page report and detailed analysis of Macedonia, and it is obvious that there is a difference.

    In addition, the Commission has recently outlined itself the precise conditions that Bosnia and Albania still have to meet, sending a detailed letter to the Bosnian Ministry of Security.

    In short, considering that meeting the benchmark conditions is the only criteria for visa free travel, the Commission has made the right decisions so far. Bosnia was the last (!) country to introduce biometric passports, for instance, something that was due to sheer incompetence and lack of focus. You could argue that this should not be a criteria (and Bulgaria was given visa free travel in 2001 without having biometric passports), but this is changing the rules of the game while the game is being played. This never works in the EU.

    Thus, what critics of the Commission proposal for Bosnia are doing is not in fact arguing with these facts. They want to change the terms of the debate.

    Critics argue that that there is a strong moral case for Bosnia to be granted visa free travel. The gist of this argument is a rhetorical question: “How can Mladic travel to the EU with his Serbian passport, but the relatives of his Srebrenica victims cannot?”

    Critics also argue that this decision is inherently anti-Bosniak, as Croats and Serbs in Bosnia can circumvent the problems with the Bosnian passport by applying for Croat and Serb passports. This is of course not a new problem at all (in the case of Croatia it was always true).

    I personally have a lot of sympathy for this argument (although I hope that Mladic tries out his new Serbian passport soon and ends up in The Hague as a result).

    But this is an argument to give Bosnians visa free travel already in 1995! The fact that we are now talking about 2010 shows that it has not worked too well until now.

    In fact, purely moral arguments for visa free travel have never impressed sceptical Europeans, only already convinced friends of the Balkans. This is, after all, not a new debate. Moral arguments have been made many times in recent years. They have been made for Serbia (after courageous young people toppled Milosevic, did they not deserve visa free travel?), for Kosovo (there was a decade of apartheid, followed by mass murder and massive expulsions in 1999: how does Kosovo deserve to be the most isolated country in the world today?), for Macedonia (having implemented the Ohrid Peace Agreement and been granted EU candidate status in 2005, did the Macedonians not deserve visa free travel at least as much as Romanians did in 2001), etc …

    Moral arguments are important, but they are not sufficient. This we have learned in the past 15 years.

    What brought about this week’s breakthrough, however, was the fact that the terms of debate changed recently: that the logic of the process became the slogan of our campaign “strict but fair”. Conditionality turned out to be the best friend of the region!

    The argument for the roadmap process is not one of political morality. It was from the outset based on a very rational argument: that it actually IS in the EU’s security interest not to have to rely on visa, but to be able to cooperate with Balkan countries that have implemented the very demanding set of reforms described in the roadmaps. This makes everyone safer. Granting visa free travel is not a gift to a long-suffering region, but a win-win situation for all Europeans.

    visa-board-meeting-13-july-2009-060

    “How visa-free travel makes Europe safer” … meeting with former interior ministers Giuliano Amato (Italy) and Otto Schily (Germany) this week in Istanbul to discuss the ESI White List Project

    We strongly supported this logic, because we felt that it would work. We were also convinced that leaders in these countries were capable of surprising the EU and actually implementing these demands faster than anticipated. And this is indeed what has happened.

    Even Bosnia is today much closer to visa free travel than it has ever been in the years since 1995.

    Of course, there is always a danger that despite a process of objective assessment (with numerous expert missions visiting the region in recent months) political considerations would enter at the end; that prejudices could cloud the process.

    Contrary to what most friends of Bosnia in Europe believe, however, allowing a bigger role for purely political considerations would likely be harmful not beneficial for Bosnia, given its terrible image in some EU countries and the regular recurrence of articles on dangerous islamists in Sarajevo (again earlier this year in Der Spiegel, an article on “the fifth column of the prophet”). We have long warned that this image, which is not deserved, as well as regular alarmist articles that Bosnia might be about to go to war again are doing terrible damage to the European future of the country. But one effect of this bad press is that the less European decisions are based on perceptions, and the more on facts, the better for Bosnia.

    Thus, I believe that the principle of “strict but fair” is also in Bosnia’s (and Albania’s) interest. Both countries have an image problem in Europe that can best be overcome by focusing on concrete deliverables.

    At the same time, Bosnian leaders need to be told by their friends that if Macedonian Albanians and Macedonians could implement these changes following their fighting in 2001, so must they. Until now at least there is no evidence that this is not actually in their hands.

    There are two potential challenges to “strict but fair”:

    1. Some claim that EU leaders do indeed have prejudices about Balkan Muslims, and that even once Bosnia fulfills all conditions it will be judged more harshly than Serbia or Montenegro are now.Until now, at least, we have found no evidence that this is the case.It is a strong argument, however, for making the assessment process as transparent as possible, which is the main motivation behind our dedicated website. We believe that full transparency is in the interest of everyone, which is why you can find all relevant documents there.
    2. Some people in Sarajevo claim that Bosnian Serb politicians might sabotage the reforms needed for Bosnian passport holder, to undermine the Bosnian state, since Bosnian Serbs might in any case gain access to the EU through their Serbian citizenship.This is definitely something that needs to be monitored. Until now we have found little evidence for this. In fact, once we published the visa score card showing Bosnia in last position a few weeks ago a series of laws were passed that suggested that Bosnian politicians were sensitive to the charge of letting their people down.It is also the case that the EU would not look kindly at a sudden increase in Serbian biometric passports being handed out to Bosnian Serbs.

    In short, for now the best message to give to Bosnian leaders is not to lean back and hope that Europe’s bad conscience about Srebrenica will do their work, but to sit down and focus on the roadmap. The EU should help, monitor the process closely, and respond fairly.

    This has also been our answer to questions by Bosnian media in recent days:

    “Yes, you have a moral case, but this is unlikely to convince sceptical interior ministers in sceptical EU member states. Dont’ rely on it. In fact, the example of Macedonia and Montenegro shows you that implementing these reforms will lead to the desired goal much faster than any campaign based on the history of a war that ended in 1995. As for anti-Bosniak prejudice, so far we have not found evidence of it in the Commission evaluations. Lets be vigilant, but lets admit also that so far the Commission has been fair according to the standards of the roadmap process.”

    In fact, we feel, looking in detail at all the still outstanding conditions, that if a real effort is made, Bosnia and Albania might be able to meet these conditions within the next 12 months. That would obviously be best for everyone. All our efforts should now go towards making this possible.

    This is why our protest focuses on the specific commission recommendations concerning Kosovo: Kosovo is not even being offered the chance that Bosnia and Albania have to prove that it can or cannot implement the roadmap requirements. This is the opposite of “strict but fair” … a lose-lose situation for the whole region and the EU.”

    Further reading:

    Filed under: Balkans,Bosnia,Enlargement,Visa — Tags: , , — Gerald @ 12:35 pm
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