The Merkel-Samsom Plan – A proposal for the Syrian refugee crisis
ESI has presented its proposal across Europe:
Berlin – Brussels – Moscow – Stockholm – Vienna – Warsaw – Ankara/Istanbul – Sofia
The Hague – Paris – Berlin – Washington DC – Athens – Munich – Rome – Vienna
- NEW - ESI compilation: The refugee crisis through statistics (30 January 2017)
- UPDATED – ESI background: On solid ground? Twelve facts about the EU-Turkey Agreement in 2016
- Pangloss in Brussels – How (not) to implement the Aegean Agreement (7 October 2016)
- Turkey's visa liberalisation scorecard (May 2016)
- ESI policy proposal: Navigating the Aegean – What the EU ought to know, and say, about refugees and the Greek islands – A policy proposal (4 May 2016)
- ESI presentation: On the Edge – Refugees, Europe and the Turkey deal (22 April 2016)
- Background paper: Berlin Initiative – Resolving the Aegean refugee crisis in early 2016 (8 December 2015)
- Rumeli Observer: How to kill a good idea through bad planning – resettlement debates (4 December 2015)
- Rumeli Observer: The Devil is in the details – the Brussels EU-Turkey summit (29 November 2015)
- Post-summit paper: The devil in the details (29 November 2015). Also available in Turkish: Ayrıntıda Gizlenen Şeytan
- ESI background document: Turkey as a "Safe Third Country for Greece (17 October 2015). Also available in Turkish: Yunanistan İçin “Güvenli Üçüncü Ülke” Olarak Türkiye (17 Ekim 2015)
- ESI compilation: The 2015 Refugee Crisis through statistics (17 October)
- ESI policy proposal: The Merkel Plan – A proposal for the Syrian refugee crisis (4 October 2015). Also available in Turkish (Merkel Planı) and Italian (Il piano Merkel)
- ESI policy proposal: Why people don't need to drown in the Aegean (17 September 2015)
- Carnegie Europe, Gerald Knaus, "The Refugee Policy the EU Needs Today" (15 April 2016)
- Rumeli Observer: What happened on 6 March when Davutoglu met Merkel? (12 April 2016)
- Rumeli Observer: How the Merkel plan became the Samsom Plan – interview with Diederik Samsom (30 March 2016)
- Rumeli Observer: Merkel to Juncker Part One: an EU Asylum Support Mission in Greece (28 March 2016)
- Rumeli Observer: It is all implementation, stupid (21 March 2016)
- Rumeli Observer: A good friday – EU council and Kemal Kirisci's paper on refugees (20 February 2016)
- Rumeli Observer: Drucker's lesson – Why the EU relocation scheme from Greece should be abandoned (11 February 2016)
- Rumeli Observer: Why Amnesty is wrong on the Merkel-Samsom Plan (29 January 2016)
- Rumeli Observer: The Merkel-Samsom Plan – a short history (28 January 2016)
- Rumeli Observer: Interview with Diederich Samsom, leader of the Dutch Labour party, on his plan (28 January 2016)
- Süddeutsche Zeitung, Gerald Knaus, "Ein Plan B für Merkel" ("A plan B for Merkel") (21 January 2016)
- NEW – ESI newsletter: Fire in the Aegean – Scenario of failure – How to succeed (11 October 2016)
- NEW – ESI newsletter: The most dangerous Wizard in the EU (7 October 2016)
- ESI newsletter: Sailing in the dark – 300 with a mission – Visa, terror and the Aegean refugee agreement (19 May 2016)
- ESI newsletter: How the Merkel Plan could fail – and why this would be terrible for human rights (17 March 2016)
- ESI newsletter: Idomeni proposal – Bosnia and the first circle of hell – Upcoming events on refugees (11 March 2016)
- ESI newsletter: Refugee crisis – a breakthrough is possible (19 February 2016)
- ESI newsletter: A race of plans – Samsom versus Orban – Five steps – Montenegro exodus (8 February 2016)
- ESI newsletter: Getting results? How muddled thinking prolongs the refugee crisis (14 December 2015)
- ESI newsletter: Merkel in Ankara – Fences that kill – A safe third country (18 October 2015)
- ESI newsletter: The Merkel Plan – A proposal for the Syrian refugee crisis (4 October 2015)
- ESI newsletter: Refugees as a means to an end – The EU's most dangerous man (24 September 2015)
- ESI newsletter: Saving lives in the Aegean – Teaching war in School (18 September 2015)
German chancellor Angela Merkel on German TV (7 October 2015)
"We must better protect our external borders, but this is only possible if we reach agreements with our neighbours, for example with Turkey, on how to better share the task of dealing with the refugees. And this will mean more money for Turkey, which has many expenses because of the refugees. This will mean that we will accept a set number of refugees, in a way so that the human traffickers and smugglers in the Aegean will not earn money, but in an orderly way, this will also mean that we fulfil certain wishes of Turkey concerning the visa issue. One needs to speak about this now, in order to then arrive at a common will to control the borders; and also to enable refugees now in Turkey to have a life, so that they will not all run away but stay there."
Sigmar Gabriel – Frank-Walter Steinmeier. Photo: A.Savin, Mueller / MSC
"If Turkey is ready to make a big contribution to securing the common border with the EU and, at the same time, will readmit refugees who try crossing that border, then the European Union has to actively support Turkey in return … then Germany should – in return – resettle contingents of Syrian refugees within the framework of a European effort as it already did in the case of other civil wars. The people on these contingents shall be safely brought to Europe and Germany. Instead of chaotic and uncontrolled immigration on dangerous routes as it is now, orderly and safe resettlement of civil war refugees. The rule must be: Women and children first. Priority for families! This procedure will increase control over who is coming to us because asylum claim, identity verification, and registration are all being done before immigration. At the same time this means that people who are seeking protection do not need to take the perilous route through the Mediterranean and the Balkans. Nobody should risk their lives trying to reach Europe. That's a high standard but it must not be lower."
4 October 2015
Dear friends of ESI,
On Monday 5 October, Turkish president Erdogan came to Brussels to discuss the current refugee crisis with the heads of European institutions. On the eve of this visit ESI published a new policy proposal:
This follows two recent ESI newsletters on the refugee issue:
- Saving lives in the Aegean (18 September 2015), where we argue that the way forward lies in an agreement between EU member states, led by Germany, and Turkey to share the burden of hosting Syrian refugees through relocation of hundreds of thousands from Turkey to the EU.
- Refugees as a means to an end – The EU's most dangerous man (24 September 2015), where we warn of how a resurgent and anti-Muslim European right is using the refugee crisis for political advantage.
In recent weeks, the realisation has grown in many European capitals that, without Turkish support, no solution to the refugee crisis is possible. However, the proposals currently debated in European policy circles – from building fences around Europe to solving the Syrian crisis at source – are vague and hopelessly impractical.
The new ESI proposal rests on the proposition that there are two indispensable players in any solution to this crisis: Germany and Turkey.
In the current political climate, there is little that European Union institutions can bring to the table. For this reason, it is Germany that must take the lead. We also explain why an agreement between Berlin and Ankara is in the security interest of Turkey.
The EU's helplessness
On 29 September, the Bavarian government noted that 169,400 asylum seekers had arrived that month. At this rate, the coming year will see more than 1.8 million refugees arriving in Germany – even without the effects of Russian military intervention in Syria. As a UNHCR regional coordinator noted about the flow, "I don't see it abating, I don't see it stopping… perhaps this is the tip of the iceberg."
Meanwhile, on talk-shows around Europe experts repeat the same formulaic proposals: address the "root causes" of the crisis, "solve the situation in Syria, Libya and the Middle East", host another international conference, work for a "European solution."
A recent interview in The Washington Post with Federica Mogherini, the EU's High Representative for foreign and security policy, highlights the same sense of helplessness. While the title of the article promises much – "E.U.: Foreign policy chief: Here's what to do about the refugee crisis" – the reader looks in vain for a concrete proposal. The helplessness of European elites is captured in Mogherini's plaintive statement that "it was painful to see fences or walls built in Europe." She asserts that "the issue is manageable for us Europeans" and expresses her hope that "international partners could take more refugees for resettlement." But she concludes that only a "political solution to the conflict in Syria" will help.
What will not end the crisis
Provide more funding to help refugees in Turkey, Lebanon and Jordan
This is a good idea for humanitarian reasons. However, conditions in refugee camps are not the main factor in the calculations being made by the refugees.
According to UNHCR, Turkey has some of the best equipped refugee camps in the world. In February 2014, The New York Times wrote about Turkey under the title "How to Build a Perfect Refugee Camp". With electricity, schools and low crime rates, they are a far cry from the much harsher conditions of Syrian refugees in Lebanon or Jordan, or indeed those in Hungary or Greece. And yet, the article concludes, what is missing even in Turkey's camps is hope.
"Besides the comforts, and the cleanliness, and the impressive facilities of the Kilis camp, there is one important thing to note: Nobody likes living there. 'It's hard for us,' said Basheer Alito, the section leader who was so effusive in his praise for the camp and the Turks. 'Inside, we're unhappy. In my heart, it's temporary, not permanent.' 'What if it was permanent?' I asked him. Quickly, he answered, 'It's impossible to accept this.'"
At present, the only viable option many refugees see is getting to Germany. The prospect of slightly better living conditions in or outside of refugee camps will not change this calculus.
A single EU Asylum Agency to assess claims and grant protection
This is a good idea, as the current system of different national asylum systems has been revealed as dysfunctional. However, its task would be to deal with the refugees already in the EU; it would have no greater capacity to limit the number of arrivals than the current national asylum agencies.
A common list of safe countries of origin
The European Commission is now proposing a common EU list of seven safe countries of origin: Albania, Bosnia, Macedonia, Kosovo, Montenegro, Serbia and Turkey. At present, 17 percent of asylum applications in the EU come from these countries. This useful proposal would facilitate the processing of claims from citizens of the Western Balkans, freeing up administrative resources. It would do nothing, however, to reduce the number of arrivals over the Aegean. It would change nothing for Syrian refugees.
Improving EU burden sharing
Agreement on a system for distributing refugees fairly across the continent is proving very difficult to achieve, at the political level. But again, it deals only with the downstream management of refugees; it would make no difference to the current inflow. The same can be said for better managed and equipped reception centres in Greece.
Taking on the people smugglers
The demand for an avenue into Europe is so great that inevitably there will be unscrupulous characters to provide the supply. And Syrian refugees do not need to take advantage of sophisticated smuggling operations to reach Greece on flimsy boats. They are already in Turkey, and the boats needed to take them to Greece are comparatively cheap.
Build higher fences
There are many variations on this idea – from strengthening Frontex, the EU border agency, to restoring border controls within the EU's Schengen area – but all of them fall short. Fences can't be built on water. The suggestion that Greece could somehow stop migrants from reaching the EU if only it tried a bit harder is an empty one. The Greek government cannot sink ships or push them away from its shores. This would be both illegal and dangerous.
Turkey stopping refugees
Turkey is by no means inactive in the face of the exodus of refugees from its territory. So far in 2015, the Turkish coast guard has arrested 59 people smugglers and rescued over 45,000 refugees, taking them back to Turkey. Yet these efforts resemble Sisyphus rolling a rock up a hill. The problem for the Turkish coast guard is less to detect boats than to stop them safely. And for refugees who are intercepted, there is nothing that stops them from trying again:
"Once migrants are at sea, stopping them is difficult and risky. Refugee boats set to sail in columns, simultaneously from many points. At the same time it is possible to see 30-40 boats afloat at once. They move fast, they take risks, they do not stop when they are warned… Once a coast guard boat stops a migrant dinghy, it takes at least an hour to get refugees on board and return them to the port. After that the refugees are registered, delivered to the local authorities and dispatched to a refugee camp. While all this is happening, other boat loads reach Greece."
Outlines of a solution: the Merkel Plan
With European institutions offering piecemeal measures that do not add up to a coherent plan, German Chancellor Angela Merkel is the only leader in a position to take meaningful action.
Merkel has won the respect of many for her compassionate leadership when this crisis erupted in late August. Now, compassion needs to be accompanied by a reassertion of control over Europe's borders. There are more than 1.9 million Syrian refugees registered in Turkey. The central idea of this plan is that it is in both the EU's and Turkey's interest to share this burden.
A German quota for Syrians in Turkey: Germany should agree to grant asylum over the next 12 months to 500,000 Syrian refugees from among those currently registered in Turkey. Germany should also call on other EU member states to join the scheme.
Asylum claims: Syrian refugees should be able to submit their asylum claims to Germany and other participating states from within Turkey. Those who are accepted will be given safe and orderly transport to their new host communities. The offer should be limited to Syrians currently registered in Turkey. In this way, it avoids creating incentives for more migrants to travel to Turkey.
Helping the most vulnerable: Such a scheme would allow priority to be given to the most vulnerable groups among Syrian refugees, who are not in a position to undertake the arduous crossing of the Aegean and the journey across the Western Balkans.
Logistics of applications in Turkey: The logistical challenges are less substantial than one might expect. Since November 2014, German authorities no longer conduct individual interviews with Syrian asylum seekers in Germany, unless there are doubts about their identity or specific reasons to doubt their claim. This approach can equally be applied in Turkey.
The Aegean migration route: As a quid pro quo for Germany's offer, Turkey would commit to taking back, in a quick and simple procedure, all new migrants that reach Greece from a given date. This means that, within days of their arrival in Greece, they would be sent back by the Greek authorities to Turkey. Within weeks, the number of refugees crossing the Aegean will slow to a trickle, as it becomes pointless to undertake the risky journey.
Legal issues: Greece has to treat Turkey as "a safe third country" under the relevant provisions of its Asylum Procedures Law. This will allow it to declare asylum claims inadmissible and return all the migrants that reach its territory via Turkey. This is both lawful and plausible. Syrians in Turkey already enjoy temporary protection, while non-Syrians can apply for international protection under a new EU-inspired asylum law.
Support to Turkey: Germany, other participating EU countries and the European Commission would provide Turkey with financial assistance to manage the readmission of migrants from Greece. They would also increase their assistance to the Syrian refugees whom Turkey already hosts, along the lines of existing proposals.
Visa-free travel for Turkey: The European Commission would commit to assessing early next year whether Turkey qualifies for visa-free travel with the EU. If so, it would present a legislative proposal to that effect no later than June 2016. Germany should indicate its political support for this.
If adopted in the next few weeks, the Merkel Plan would have a dramatic effect on the refugee crisis.
Smugglers will lose their clients. Scenes of desperate refugees amassing on the island of Lesbos or wandering across the Western Balkans will soon pass into history.
The EU would have restored control over its Aegean border. This would allow leaders in Central European nations who have argued against burden-sharing arrangements "as long as the borders are not controlled" to revise their position.
Germany and the other participating EU countries would have time to organise accommodation and support services for successful applicants, before transporting them to their final destinations. The process will become orderly and organised.
Cooperation on a practical mission like this in the Aegean should help build confidence and revive talks between Athens and Ankara on other bilateral issues in the Aegean.
The fact that Germany is exercising leadership on this issue will allow it to call on other rich nations to contribute in turn and alleviate the humanitarian effects of the Syrian war. The US, Canada, Australia and other countries should undertake a similar initiative for Lebanon.
Why a Merkel Plan is in Turkey's interest
Turkey's neighbourhood: Russian forces in Ukraine 2013 – Russian forces in Syria 2015
Hungary's Viktor Orban recently compared the current refugee crisis with previous Ottoman invasions. As he explained in a speech on 5 September:
"there is something which fundamentalists might call a crusade, but which moderates like me would rather describe as a challenge posed by the problem of 'the Islamization of Europe'. Someone somewhere must reveal this for what it is, must halt it, and must replace it with another, counteractive policy."
Orban wants to define Europe as a bastion of conservative Christian values, set in opposition to Islam. At the same time, he urges the EU to be on more friendly terms with Putin's Russia. In fact, a political storm is gathering strength in a number of EU member states. Populists around Europe are energized by the lack of credible strategies from mainstream parties. This raises the prospect of a vicious circle: a sense of helplessness among mainstream parties leading to rising confidence among those who oppose the very idea of asylum. It will also paralyse effective policy making.
At the same time, a resurgent Russia has been revising borders, annexing territories and supporting separatists in the northern Black Sea. It has moved its military into annexed territories in the Southern Caucasus. Now, it has launched a major military intervention on Turkey's southern border, attacking groups that the US and Turkey have long supported. Turkey finds itself surrounded by hostile states and armed groups, in a more precarious strategic position than at any time since the end of the Cold War.
In this geopolitical context, a European Union in which a growing number of national governments embrace an anti-Muslim, pro-Putin stance is a significant security threat for Turkey. The rise of the far right in European politics should be a cause for real concern, and the refugee crisis adds more fuel to the fire with every passing week.
For Turkey to cooperate successfully on such a vital issue with the most influential country in the EU, Germany, would create a powerful counter-narrative. So would improved relations with Greece through cooperation in the Aegean.
In addition, an agreement that includes German support for visa liberalisation would offer a major practical benefit for Turkish citizens. The agreement would relieve Turkey of a significant share of its Syrian refugee burden. It would be a public recognition that, so far, it is Turkey that has carried the lion's share of this challenge.