No catching up yet – How Albania and other Balkan nations keep falling behind

Gerald Knaus with next Minister of Labor and welfare, former ESI analyst Erion Veliaj, incoming prime minister Edi Rama and the next minister of Finance, Shkëlqim CaniModerating a one day brainstorming on the future of the Albanian economy in Tirana, August 2013 with next Minister of Labor and welfare, Erion Veliaj, incoming prime minister Edi Rama and the next minister of Finance, Shkëlqim Cani

Last week I went to Tirana to participate in two events on the Albanian economy. One was a brainstorming with senior international economists and some of the incoming new Albanian ministers, which I was asked to moderate (see picture above); the other was a public event on the future of the Albanian economy.  It was an interesting, and sobering, debate.

The economic challenges Albania faces are familiar, and enormous. There is the prospect of short-term crises. There is concern about an energy supply crisis later in the year. Some worry about discovering the true state of public indebtedness following an audit (including all unpaid bills by Albanian public institutions which will come due).  The motor of previous growth, the construction sector, has come to a halt. At this moment there is almost no credit being given to Albanian companies by banks, a disaster if the goal is structural change.

More than two decades after the end of communism the private enterprise sector is small and weak. The total number of companies with more than 50 employees that are in manufacturing is 282. There are only 851 companies in the country with an annual turn-over higher than 250 million Lek or 1.8 million Euro. Without credit for investment, and with limited savings by companies due to low turn-over and even lower profit margins, it is hard for entrepreneurs to develop and move up the value chain, to invest in producing more sophisticated products or train their work force. And without a more competitive manufacturing sector and rising exports Albania will never catch up.

In preparation for this event ESI prepared a handout for three pages with four tables. I share it here for those who are interested:

 

FOUR TABLES, TWO MAIN CONCLUSIONS –  How Albania is not catching up

Gerald Knaus, European Stability Initiative (ESI) www.esiweb.org

 

Here are four simple tables to inform a debate on the Albanian economy and on the challenge of catching up with the rest of Europe in terms of employment and overall welfare of citizens.

On 23 June 2013 Albanian voters went to the polls in parliamentary elections. Voters had the choice between dozens of parties organised in two main coalitions. Both coalitions presented a vision of Albania’s long-term future as member of the European Union. The Alliance for a European Albania led by the Socialist Party announced its program in is very name.

Here is a simple argument in three pages to suggest that there is a good economic reason for this focus on EU integration. Since 2003 – when the EU first promised a European future to the Balkans in Thessaloniki – the economic gap between the wealthier and the poorer countries of the Balkan region has grown further between two groups of countries. Countries that negotiated accession to the EU during the past decade (Croatia) or joined the EU (Bulgaria and Romania) were already richer in 2003 than the “Balkan five” – Albania, Bosnia, Macedonia, Serbia and Kosovo. Since 2003, rather than catching up, the laggards have fallen further behind.

 

1

Today Western Balkan states remain poor compared to the rest of Europe, including Greece (see Table 1).

However, within the Western Balkans there is significant diversity: some countries – Kosovo, Albania – are significantly poorer than others.

Table 1: GDP per capita in 2011 in comparison2

EU27 average is 100
Kosovo

18

Albania

30

Bosnia-Herzegovina

30

Serbia

35

Macedonia (candidate)

35

Montenegro (candidate)

42

Bulgaria (EU)

46

Romania (EU)

49

Croatia (negotiating)

61

Greece (EU)

79

 

One correlation is striking: the poorer a country in terms of per capita GDP, the less advanced it is in its EU accession (here the status in 2011). Or should we reverse the argument: the more advanced a country on its EU accession, the higher its GDP per capita is likely to be? A correlation is not causation, but this is certainly noteworthy.

 

2

If one looks at development and growth in the past decade (since 2003) a clear trend emerges.

In some countries Gross National Income per capita has increased significantly more than in others. Again there is a correlation between increases in gross national income per capita and EU accession (with Montenegro an outlier; this may be due to its small and peculiar economy with a population of only 600,000). Romania, then Bulgaria, then Croatia did best in the years since 2003. Bosnia, Albania and Kosovo did worst.

Table 2: Gross National Income (GNI) per capita 2003-2011
(PPP-adjusted, in international USD)3

2003 2011 Change
Romania 7,600 15,800 +8,200
Montenegro 7,500 13,700 +6,200
Bulgaria 8,400 14,400 +6,000
Croatia 13,00 18,800 +5,800
Macedonia 6,400 11,400 +5,000
Serbia 6,900 11,600 +4,700
Bosnia 5,700 9,200 +3,500
Albania 5,400 8,800 +3,400
Kosovo (5,800)4 7,500 +1,700
EU27 24,400 32,600 +8,200

 

3

There is another interesting correlation between per capita GDP and exports per capita. Compare Albania on the one hand and Bulgaria on the other (table 3).

Bulgaria already had higher exports in 2003, exporting goods per capita worth 900 USD more that Albania did. In 2011, however, Bulgarian exports per capita were worth 3,500 USD more than those exported from Albania. The absolute gap has more than tripled: it is growing, not closing.

Table 3: Annual export of goods and services per capita (current USD) 5

2003 2011 Increase
Slovenia 7,858 17,447 9,589
Hungary 5,064 12,957 7,893
Bulgaria 1,282 4,844 3,562
Croatia 3,273 5,930 2,657
Romania 950 3,403 2,453
Montenegro 833 2,857 2,024
Macedonia, FYR 893 2,759 1,866
Serbia 583 2,277 1,694
Bosnia Herzegovina 670 2,038 1,368
Albania 375 1,362 987
Kosovo 718

One final table shows the social cost of not catching up (table 4). Employment rates (all people of working age actually working) are significantly lower in Kosovo, Bosnia and Albania than in Croatia, Greece, Bulgaria or Romania (all Balkan countries are below the EU average here). Only 42 percent of the working age (!) population in Albania actually works.

Table 4: Employment rate (percent)

employment rate – people of age 15-64 working (percent)
Kosovo

37

Bosnia Herzegovina

39

Albania

42

Macedonia

44

Montenegro

46

Serbia

47

Croatia

52

Greece (EU)

56

Bulgaria (EU)

58

Romania (EU)

59

EU (27 countries)

64

Employment rate for Kosovo 2012, for Albania 2010

This indicates an enormous development challenge. A decade of peace has allowed all the Western Balkan countries to develop. However, growth based largely on construction and remittance-powered simple services has not helped a country like Albania catch up.

These four tables, and common sense, point towards two central policies for Albanian leaders to focus on in the coming decade to do better and break out of the current trap: 1. take exports seriously; 2. take EU integration seriously.


Erik Berglof, Chief Economist of the EBRD, listening to the incoming prime minister


The former Mayor of Korca (and incoming deputy prime minister) and Erion Veliaj, incoming minister of Labor


Preparing for an interview on the future of the Albanian economy. There are no easy answers.

 

On Optimism – and cultivating one’s garden

Summer always offers plenty of opportunities for reading. One of the most interesting new books I came across this time was a little tome, freely available on the internet, written a long time ago and almost from the moment of its first publication in 1759 part of the canon of European literature: Voltaire’s Candide, or Optimism.

This is a text everyone who ever went to school in France has probably read then; although I wonder if an adolescent can appreciate it as much as an adult with a bit more experience of the ways of the world. Since I had not read it before it was a pleasure to discover its wit this summer.

Classics can be read in myriad different ways. I read Candide while thinking about the economic and social future of the Western Balkans. I feel impatience with complacent assumptions that it is somehow a given that countries of the region will develop and catch up before long (because they remove trade barriers; because they have a European perspective; because they rise in the Ease of Doing Business tables; etc …). There is little sign for it at the moment and no reason to assume that they will unless a lot changes. On the other hand, it seems clear that there are also no simple and obvious policy prescriptions to be applied with no new intellectual effort, certainly not without taking into account the specific realities, legacies and potentials of these societies.

I read Candide while preparing project applications for ESI to work more on economic development in Macedonia, Albania and Kosovo in the coming months. And as I looked up from this little book one thought struck me:  unless policies, mentalities and public debates in Balkan societies change a lot, and fast, it is perfectly possible and indeed likely that in ten years the main economic activities will still be what they have been ten years ago, and are now: construction of private houses (some of them never to be inhabited), fuelled by remittances; the organisation of sumptious weddings, funded from money earned abroad; the purchasing of gold bracelets for brides for thousands of Euros, with little left for investments in education, new skills, or technologies to bring about development; misallocating scarce resources, one household at a time.

There is no need here to further interpret Voltaire’s 18th century master piece; this has been done before by tens of thousands of impressed readers, many much more qualified than I am. Candide is one of the most biting and witty attacks ever written against superstition and optimistic determinism, authoritarian rule and religious extremism, scholarly arrogance and brutal traditionalism. However, I do want to  whet your appetite if you happen to belong to the small group of people coming here and not having read it yet. I simply defer to the wisdom and genius of Voltaire and quote three short excerpts (The whole book is online.)

Candidate is, above all else, an unrivalled attack against complacency, as presented by the German teacher of the ingénue Candide, Professor Pangloss:

“Pangloss was professor of metaphysico-theologico-cosmolo-nigology. He proved admirably that there is no effect without a cause … “It is demonstrable,” said he, “that things cannot be otherwise than as they are; for all being created for an end, all is necessarily for the best end. Observe that the nose has been formed to bear spectacles–thus we have spectacles. Legs are visibly designed for stockings–and we have stockings. Stones were made to be hewn, and to construct castles–therefore my lord has a magnificent castle; for the greatest baron in the province ought to be the best lodged. Pigs were made to be eaten–therefore we eat pork all the year round. Consequently they who assert that all is well have said a foolish thing, they should have said all is for the best.”

Candide, after erring around the world, like a naive and hapless 18th century Ulysees, from France to Constantinople and across the world, discovers in the end that looking for ultimate answers to the biggest questions may well be in vain.

“In the neighbourhood there lived a very famous Dervish who was esteemed the best philosopher in all Turkey, and they went to consult him. Pangloss was the speaker.

“Master,” said he, “we come to beg you to tell why so strange an animal as man was made.”

“With what meddlest thou?” said the Dervish; “is it thy business?”

“But, reverend father,” said Candide, “there is horrible evil in this world.”

“What signifies it,” said the Dervish, “whether there be evil or good? When his highness sends a ship to Egypt, does he trouble his head whether the mice on board are at their ease or not?”

“What, then, must we do?” said Pangloss.

“Hold your tongue,” answered the Dervish.

“I was in hopes,” said Pangloss, “that I should reason with you a little about causes and effects, about the best of possible worlds, the origin of evil, the nature of the soul, and the pre-established harmony.”

At these words, the Dervish shut the door in their faces.”

So what is the conclusion of this tale, the distilled wisdom Candide arrives at … after travelling the four corners of the world? It is a lesson of startling simplicity: let everyone cultivate their gardens. The good life, and the good philosophy, is practical, like that of a gardener … sweating while working to help along things which can grow, aware that all good things are the result of patience as much as effort.

“”Grandeur,” said Pangloss, “is extremely dangerous according to the testimony of philosophers. For, in short, Eglon, King of Moab, was assassinated by Ehud; Absalom was hung by his hair, and pierced with three darts; King Nadab, the son of Jeroboam, was killed by Baasa; King Ela by Zimri; Ahaziah by Jehu; Athaliah by Jehoiada; the Kings Jehoiakim, Jeconiah, and Zedekiah, were led into captivity. You know how perished Croesus, Astyages, Darius, Dionysius of Syracuse, Pyrrhus, Perseus, Hannibal, Jugurtha, Ariovistus, Cæsar, Pompey, Nero, Otho, Vitellius, Domitian, Richard II. of England, Edward II., Henry VI., Richard III., Mary Stuart, Charles I., the three Henrys of France, the Emperor Henry IV.! You know—-”

“I know also,” said Candide, “that we must cultivate our garden.”

“You are right,” said Pangloss, “for when man was first placed in the Garden of Eden, he was put there ut operaretur eum, that he might cultivate it; which shows that man was not born to be idle.” “Let us work,” said Martin, “without disputing; it is the only way to render life tolerable.

The whole little society entered into this laudable design, according to their different abilities. Their little plot of land produced plentiful crops. Cunegonde was, indeed, very ugly, but she became an excellent pastry cook; Paquette worked at embroidery; the old woman looked after the linen. They were all, not excepting Friar Giroflée, of some service or other; for he made a good joiner, and became a very honest man.

Pangloss sometimes said to Candide:

“There is a concatenation of events in this best of all possible worlds: for if you had not been kicked out of a magnificent castle for love of Miss Cunegonde: if you had not been put into the Inquisition: if you had not walked over America: if you had not stabbed the Baron: if you had not lost all your sheep from the fine country of El Dorado: you would not be here eating preserved citrons and pistachio-nuts.”

“All that is very well,” answered Candide, “but let us cultivate our garden.”

I just returned from Albania. There I came across a strong sense of new optimism in this late August; a can-do-spirit accompanying the arrival of a new government.  Now I just hope that Candide’s final motto will become the guiding idea for reformers, there and across the Balkans, in coming years: let them all be like good gardeners!

Committed, hard working, confident. Better harvests are possible. Panglossian philosophies are dangerous. All good things take time and patience. And politics is either a succession of rulers, one replacing the other, in an almost meaningless carousel of vanity (at least today this no longer involves bloodshed in the Balkans) … or, at its best, the noble art of helping society cultivate its talents: producing crops, embroidery, citrons and pistachios.

Can this be all? And how does this argument relate to other current debates, like those on international interventions – from Afghanistan to Egypt? Is this really an argument for wise restraint or an excuse for selfish navel gazing?

What you make of it depends on you, of course. And yet it is always worth hearing this call for humbleness, this appeal in favour of practical, concrete and modest activism. Voltaire seems to say: do not pretend to change things you do not understand … but do change those you can, and make every effort then.

 

PS: If you want to read Candide you find the whole text here: http://www.gutenberg.org/cache/epub/19942/pg19942.txt

The Future of European Turkey – Gerald Knaus and Kerem Oktem

The Future of European Turkey

Gerald Knaus and Kerem Öktem

17 June 2013

 

 

On Saturday night, central Istanbul descended into apocalyptic scenes of unfettered violence. The police targeted tear gas, water cannons and plastic bullets at protestors, and stormed a hotel near the park, which had set up a makeshift clinic to treat children and adults caught up in the events. Among those trapped in the hotel was the co-chair of Germany’s Green Party, Claudia Roth, who is an avid follower of Turkey’s politics, a witness to the decade of violence in the 1990s in the country’s Kurdish provinces, and politician who supported the Turkish government’s democratic reform process. Shaken and affected by the teargas fired into the hotel lobby, she described her escape from Gezi Park, which she had visited in a show of solidarity. “We tried to flee and the police pursued us. It was like war”.[1] She added the next day that it is the peaceful protestors in Gezi Park and elsewhere, braving police violence to stand up for the democratic right to speak out, who are providing the strongest argument for advocates of the future European integration of Turkey.

Only a few hours before Roth’s initial statement on Saturday, the protestors in the Gezi Park and Taksim Square were discussing the results of a meeting of their representatives with the Prime Minister, Recep Tayyip Erdoğan. Erdoğan seemed to have made some concessions and accepted part of the requests of the protestors to reconsider the construction scheme on Taksim and wait for a pending court decision. The Taksim Platform, the closest there is to a representative body of the protestors, had decided to take down the different tents of trade unions and political organizations and only leave one symbolic tent. Most protestors were getting ready for a final weekend in the park, before returning to their lives as usual. True, the Prime Minister had delivered a warning for the park to be cleared, but such warnings had been made before and passed without decisive action. The mood among the people in the park was to wind down the protests and consider new ways of political mobilization. So hopeful was the spirit on Saturday that families took their children to the park to plant trees and flowers and get a sense of what has arguably been Turkey’s largest and most peaceful civil society movement ever. No one was expecting a major crackdown. They have been proven terribly wrong.

Should they have listened to Egemen Bağış, Turkey’s EU minister and chief negotiator? On Saturday, well before the evening raid, he not only scolded international news channels like CNN and BBC for having made a “big mistake” by reporting the protests live and accused them for having been financed by a lobby intent on “doing everything to disturb the calm in our country.” He also declared that “from now on the state will unfortunately have to consider everyone who remains there [i.e. the Gezi Park] a supporter or member of a terror organization”.[2] In the last three weeks of the Turkey protests, we have already witnessed the Prime Minister turning to a progressively belligerent rhetoric for reasons of his power-political calculus. Now it appears that the Minister responsible Turkey’s European future has not only been aware of the massive police brutality that was to be unleashed on the peaceful protestors, but also that he fully endorsed it. No European politician, no representative of any European institution will be able to meet Mr Bağış from now on, without taking into consideration his justification of the breakdown and his inciting rhetoric, which confuses citizens pursuing their rights to free assembly with terrorists.

Within only a few hours, the government of Prime Minister Erdoğan has destroyed all hopes for a peaceful resolution of the conflict, which is now spreading all over the country. Yet no friend of Turkey would want to see the country descending into violence. So what remains as a possible way out of ever deepening polarization?

In recent weeks some members of the Justice and Development Party have publicly expressed their dismay at the unfolding events and the polarizing rhetoric of Erdoğan. President Abdullah Gül has voiced concern too, but he has stopped short of condemning the police violence and criticizing the Prime Minister openly. Gül is a respected politician and enjoys considerable public sympathy. Many have praised the President’s conciliatory style of politics. The time has come for him to show his statesmanship and to speak out clearly and forcefully against the abuse of power, which the government of the Justice and Development Party has been engaging in in recent days.

The president should in particular oppose the witch hunt against protestors and against the doctors and lawyers who have supported them. Such action may yet avert the country’s deterioration into further violence and polarization. The president would also do a great service for those, Turkey’s citizens and many European friends alike, who continue to believe in a common European future.

Gerald Knaus, European Stability Initiative, Berlin/Paris/Istanbul

Kerem Öktem, St Antony’s College, University of Oxford
PS: See also the appeal, in German and Turkish, just published by director Fatih Akin:

„Sehr geehrter Herr Gül,

ich schreibe Ihnen, um Sie über die Ereignisse vom Samstagabend zu informieren, da die türkischen Medien kaum bis gar nicht darüber berichtet haben.

Samstagabend wurden in Istanbul erneut hunderte von Zivilisten durch Polizeigewalt verletzt. Ein 14jähriger Jugendlicher wurde von einer Tränengaspatrone am Kopf getroffen und hat Gehirnblutungen erlitten. Er ist nach einer Operation in ein künstliches Koma versetzt worden und schwebt in Lebensgefahr.

Freiwillige Ärzte, die verletzten Demonstranten helfen wollten, wurden wegen Terrorverdacht festgenommen. Provisorische Lazarette wurden mit Tränengas beschossen.

Anwälte, die gerufen wurden, festgenommene Demonstranten zu verteidigen, wurden ebenfalls festgenommen.

Die Polizei feuerte Tränengaspatronen in geschlossene Räume, in denen sich Kinder aufgehalten haben.

Die bedrohten und eingeschüchterten türkischen Nachrichtensender zeigten währenddessen belanglose Dokumentarfilme. Diejenigen, die versuchen über die Ereignisse zu berichten, werden mit hohen Geldstrafen und anderen Mitteln versucht, zum Schweigen zu bringen.

Eine Trauerfeier für Ethem Sarisülük, der bei den Demonstrationen ums Leben gekommen ist, wurde verboten!

Stattdessen darf ein Staatssekretär hervortreten und alle Demonstranten, die am Taksim Platz erschienen sind, als Terroristen bezeichnen.

Und Sie, verehrter Staatspräsident, Sie schweigen!

Vor zehn Jahren sind Sie und Ihre Partei mit dem Versprechen angetreten, sich für die Grund- und Bürgerrechte eines jeden in der Türkei einzusetzen.

Ich möchte nicht glauben, dass Sie sich um der Macht wegen von Ihrem Gewissen verabschiedet haben. Ich appelliere an Ihr Gewissen: Stoppen Sie diesen Irrsinn!

Fatih Akin

 
Die türkische Version des offenen Briefes:

Sayın Cumhurbaskanım,

Belki duymamissinizdir diye dusunerek yaziyorum.

Dun aksam saatlerinde yeniden baslayan polis siddeti sonucunda yuzlerce insan yaralanmıstir.

14 yasinda bir cocuk, polisin attigi biber gazi mermisiyle beyin kanamasi gecirdi. Ameliyatin ardindan simdi uyutuluyor. Hayati tehlikesi yuksek.

Yaralilara yardim etmek isteyen gonullu doktorlar, terorist diye gozaltina alınıyor. Revirlere gaz bombalarıyla saldırılıyor.

Gozaltina alinanlarin haklarini savunmak isteyen avukatlar gozaltina alınıyor.

Polis, kapali alanlarda gaz bombası kullaniyor. Bu yetmezmis gibi, insanlarin kendilerini korumak için taktigi basit gaz maskelerini cikarttiriyor. Sularina el koyuyor.

Tehdit ve gozdagiyla susturulan medya, belgesel yayinlamaya devam ediyor.

Gercekleri gostermeye calisanlar agir para cezalari ve baskilarla susturulmaya calisiliyor.

Milletvekilleri de polis siddetinden payina duseni aliyor.

Gosterileder polis kursunuyla oldurulen Ethem’in cenaze torenine bile izin verilmiyor.

Bir bakan cikip, Taksim Meydanda olan herkesi terorist ilan edebiliyor.

Polis hicbir ayirim gozetmeden halka tonlarca biber gazi, gazli su, plastik mermiyle mudahale etmeye devam ediyor.

Ve siz, susuyorsunuz..

Cok degil, on yil once, temel hak ve ozgurlukleriniz icin mucadele eden siz ve sizin partiniz… Bu halki en iyi sizin anlamaniz gerekmez mi?

Iktidar gomlegini giyen digerleri gibi vicdanınızı soyunup bir tarafa biraktiginizi dusunmek istemiyorum.

Vicdani olanlara sesleniyorum; bu vahseti durdurun!

Fatih Akin


Leader of the German Green Party Claudia Roth, attacked by tear gas

Her interview on what this means for Turkey-EU relations is here (in German)

 

A Europe without political prisoners? ESI in Stockholm

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What would it take for the vision of a Europe without political prisoners to become a reality in the 21st century?
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The Congress of Europe, held in The Hague and presided over by Winston Churchill, proclaimed in 1948 the need for “a Charter of Human Rights guaranteeing liberty of thought, assembly, and expression as well as the right to form a political opposition”:

The Movement for European Unity must be a positive force, deriving its strength from our sense of common spiritual values. It is a dynamic expression of democratic faith based upon moral conceptions and inspired by a sense of mission. In the centre of our movement stands the idea of a Charter of Human Rights, guarded by freedom and sustained by law … To rebuild Europe from its ruins and make its light shine forth again upon the world, we must first of all conquer ourselves.”

The Statutes of the Council of Europe, signed at St. James Palace in London in May 1949, committed all members of this new organization to respect “the spiritual and moral values which are the common heritage of their people and the true source of individual freedom, political liberty and the rule of law.”
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The European Convention for the Protection of Human Rights and Fundamental Freedoms, ready for signature in Rome in 1950, then spelled out these fundamental civic and political rights, which “the governments of European countries which are like-minded” committed to respect.
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Repression of liberty of thought and of political opposition in Europe did not end with the creation of the Council of Europe and the adoption of the Convention, however. Hearing about two Portuguese students in Lisbon, sentenced to seven years imprisonment for raising their glasses in a toast to freedom motivated the British human rights lawyer Peter Benenson to write an article in the Observer about “forgotten prisoners” in 1961. He started:
“Open your newspaper any day of the week and you will find areport from somewhere in the world of someone being imprisoned, tortured or executed because his opinions or religion are unacceptable to his government. There are several million such people in prison—by no means all of them behind the Iron and Bamboo Curtains—and their numbers are growing. The newspaper reader feels a sickening sense of impotence. Yet if these feelings of disgust all oer the world could be united into common action, something effective could be done.”
At the time five of Benenson’s eight “forgotten prisoners” were Europeans: a Romanian philosopher, a Spanish lawyer, a Greek trade unionist, a Hungarian Cardinal and the archbishop of Prague. Benenson of course went on to set up an innovative and new organisation in the wake of his successful camapaign: Amnesty International.
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However, neither Portugal nor Spain, neither Romania nor Hungary nor Czechoslovakia were then members of the Council of Europe (Greece would withdraw from it in 1969 following its military coup). None of them had accepted and ratified the European Convention for the Protection of Human Rights. More than half a century has since passed. The Council of Europe has expanded dramatically so that today 47 countries with a total population of 800 million people have pledged to respect the fundamental rights of the European Convention. But today there is again a challenge to its core values, and this time it is one that has emerged within the very institutions that were meant to protect them.
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In October 2012 the Parliamentary Assembly of the Council of Europe adopted a definition of “political prisoner”.  This definition was first developed by eminent European human rights lawyers working for the secretary general of the Council of Europe as independent experts. The adoption of this definition, following a heated and controversial debate, came at a moment of growing concern that in a number of Council of Europe member states we see a new wave of trials for political motives.  In some countries, one sees the re-emergence of the phenomenon familiar from an earlier period of European history: dissidents, sent to jail for speaking out loud.
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The immediate question that emerged now was obvious: how would such a definition become operational? The first attempt to apply it – in the case of Azerbaijan in January 2013 – ended in defeat in the Parliamentary Assembly (see more here: http://www.esiweb.org/index.phplang=en&id=156&document_ID=136)
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There are many wider policy questions raised by all this –which ESI together with the Jarl Hjalmarson Foundation explores this week at a seminar in Stockholm: What should and could be done by the institutions of the Council of Europe to operationalize the definition of political prisoner that has just been adopted? Is the current system of monitors capable of confronting systemic violations? Are other member states, who are committed to defend the European Convention of Human Rights, able to define red lines that must not be crossed by Council of Europe members with impunity? How can European civil society do even more to use existing institutions and commitments to resist a rising authoritarian temptation?
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The October 2012 PACE resolution sets concrete criteria for what defines a “political prisoner.”. According to Resolution 1900, adopted in a 100-64 vote, a person shall be regarded as a political prisoner if he or she has been deprived of personal liberty in violation of guarantees set forth by the European Convention on Human Rights and its Protocols, including freedom of thought, conscience, and religion; freedom of expression and information; and freedom of assembly and association. Additional criteria include detention imposed for purely political reasons without connection to any offense; the length or conditions of detention being clearly out of proportion to the offense; a clearly discriminatory manner of the detention; and unfair, politically motivated proceedings leading to the imprisonment.
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But what can institutions like the Council of Europe do, going forward, to better defend the ideal of a Europe in which the values of the ECHR are fully respected and in which there would not be any political prisoners in the sense of the definition adopted by PACE in October 2012 (see below). Of course there is always the European Court of Human Rights for individual cases, but what if problems of political prisoners become systemic? It is important to put this debate in the current European context of challenges to the convention, including politically motivated arrests.
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Situations are obviously different even among countries in which problems exist. Azerbaijan and Russia, along with several other post-Soviet states, are today members of the Council of Europe. Yet in recent years governments in these countries have become increasingly aggressive in challenging core values of the Convention – through legislation and through systematic arrests and intimidation of critics and possible political opposition. They have thus tested the instruments and institutions of today’s human rights regime in Europe and have found them to be weaker and easier to manipulate than anybody would have expected in the 1990s. Four decades after the rest of Europe learned about “dissidents” in former communist countries a new generation of dissidents is emerging in the European East … yet this time in countries which insist to be considered “like-minded members” of the club of European democracies.
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Furthermore two other members of the Council of Europe, Turkey and Georgia, have also come into focus in this context, though
evidently the situation in both of these two countries are very different from that in Moscow and Baku, as well as very different from each other. In Turkey we have conceptually at least three different kinds of issues. There is a pattern – for decades – of a judiciary using repressive laws to attack free speech in the name of public morality; there are a range of cases on the basis of anti-terror legislation; and there are the recent high-profile cases against senior military officers and the “deep state”. There is noticeably a lot more freedom of speech than one decade ago, with competitive elections; yet there are also de facto more journalists in jail in Turkey than in any other countries in the world. The trials against many senior military members have been a key tool in a struggle by a civilian government to break the hold of power of the military; and yet there are many signs that they are also political trials, not too concerned about evidence and fairness. How promising then are current efforts to promote reforms of the legislation and the judiciary in Turkey to address such problems? Is the definition of political prisoners, is the Council of Europe a useful reference point in a Turkish context?
.
In contrast to its Caucasian neighbours, Georgia has seen a democratic election lead to a real change in power in October 2012; and there are strong and protective laws on freedom of speech. The Council of Europe definition on political prisoners has recently also been applied to set
people free from jail.  At the same time there are growing concerns about prosecutions of former UNM members. A lingering question is whether these cases will turn into witch-hunts, whether the judiciary will be able to preserve credibility and fairness, and how to ensure that the behaviour of the executive and prosecutors remains within limits of rule of law.
.
The aim of the Conference is to have an open discussion on the issues of political prisoners and political persecution, rule of law and the role of the judiciary overall in the context of the cooperation within the Council of Europe, in particular in the member states mentioned. The discussions will also focus on how the Council and its member states should act in a consistent fashion in addressing these issues.  And what options there are for different instruments available to in the Council of Europe framework to have more impact on the human rights situation in member states: the parliamentary assembly (PACE) and its monitors, the Commissioner for Human Rights, the Committee of Ministers and the office of the secretary general.
Some recommended reading:
.
Parliamentary Assembly of the Council of Europe, The Definition of Political Prisoner, 2012
Rapporteur of the committee of Legal Affairs of PACE, The follow up to the issue of political prisoners in Azerbaijan
http://www.assembly.coe.int/ASP/Doc/XrefViewPDF.asp?FileID=19217&Language=EN
European Stability Initiative, Showdown in Strasbourg: The political prisoner debate in October 2012
European Stabiliy Initiative, Azerbaijan debacle: The PACE debate on 23 January 2013
Human Rights Watch, Laws of AttritionCrackdown on Russia’s Civil Society after Putin’s Return to the Presidency, 2013                                http://www.hrw.org/reports/2013/04/24/laws-attrition
Andrew Drzemczewksi, The Prevention of Human Rights Violations: Monitoring Mechanisms of the Council of Europe, 1999
.
PS: The Council of Europe definition of political prisoner states:
The Assembly declares that a person deprived of his or her personal liberty is to be regarded as a “political prisoner” :
a. if the detention has been imposed in violation of one of the fundamental guarantees  set out in the European Convention on Human Rights and its Protocols (ECHR), in particular freedom of thought, conscience and religion, freedom of expression and  information, freedom of assembly and association;
b. if the detention has been imposed for purely political reasons without connection to  any offence;Those deprived of their personal liberty for terrorist crimes shall not be considered political prisoners for having been prosecuted and sentenced for such crimes according to national legislation and the European Convention on Human Rights.
c. if, for political motives, the length of the detention or its conditions are clearly out of  proportion to the offence the person has been found guilty of or is suspected of;
d. if, for political motives, he or she is detained in a discriminatory manner as compared  to other persons; or,
e. if the detention is the result of proceedings which were clearly unfair and this appears  to be connected with political motives of the authorities.

Remember May 1968? A French look in the Turkish Crystal Ball

Reading what some of Turkey’s best journalists – and many friends  – describe as happening in Turkey right now – while sitting in France and reflecting on how this country’s very similar polarised and fractured politicaul culture changed in past decades, is an interesting experience. So before I am heading back to Istanbul here is a view from France: all this might be falsified within days: but as a momentary glimpse into the past and future of two proud nations, but perhaps this is interesting nonetheless. Here is why.

It is to France that Turks looked so often in the past when they built their state. It is to the French ideal of an elected but then imperial presidency that Turkey’s leader, prime minister Erdogan, may have unconsciously aspired as his plan for the next years. And it may well be that the most fruitful analogy for what happens in Turkey today is May 1968.

The popular protest revolt in May 1968 took place at a time of the fastest and most sustained period of economic growth in France. There was a youth bulge as the post war baby boomers reached adulthood, with universities expanding rapidly. There was an elected, conservative and increasingly autocratic president, who had gone from election victory to election victory, and was seen by his supporters (and saw himself) as saviour of the nation from the instability of a previous regime (in France the 4th Republic with ever changing governments, in Turkey the 1990s). But he also had lost touch with a young and urban population uninterested in the battles of the past that define him. The protestors cared less about France leadership role in the world and its prestige than about participation. They wanted a society attuned to different values than their president did, more diverse, less deferential. He, however, could not understand how – having restored his nation’s prestige and leading it to stable government and steady growth – he could be thus challenged.

As protests started over seemingly small issues (students in conflict with the university in Nanterre) heavy-handed responses by the police inflamed them and they spread like wildfire. The president is confused, outraged at this challenge; he first goes abroad, and then turns to the one answer he believes will resolve the fight over legitimacy. It is one he has chosen before in the face of challenges: early elections.

This dramatically changes the atmosphere, and indeed: his party wins the elections, again, as no clear opposition emerges among other established parties to channel the energy of the street into electoral change … and as the silent majority in this conservative country fears anarchy and chaos more than it welcomes dramatic change.

But for De Gaulle this broad challenge still has profound consequences. He cannot understand how a nation he has served can be so ungrateful. A year later De Gaulle puts himself behind a referendum over a  constitutional issue. In this referendum it turns out that his former close collaborators are lukewarm or oppose him:

“De Gaulle announced that if the reforms were refused, he would resign. The opposition urged people to vote no, and the general was equally hindered by popular former right-wing prime minister Georges Pompidou, who would stand as a presidential candidate if de Gaulle were to leave, reducing the fear of a power vacuum felt by the right-wing gaulliste electorate. Also, former finance minister Valéry Giscard d’Estaing declared that he would not vote yes.”

1969 turned into a referendum on the president himself and on his style. He looses and resigns.

As everybody gazes into a crystal ball, and nobody knows, this is certainly an interesting analogy. Who would be Turkey’s Pompidou in this scenario: The convervative successor of the autocratic father-of-the-nation president, less polarising than his predecessor?

The fact that the parliamentary opposition in France was divided, and ambiguous on where it stood on democracy itself, with its roots in an undemocratic ideology (French communism) also undercut it. Fill in the blanks in the analogy for Turkey.

Is it also true that super-centralised regimes with imperial (albeit elected) leaders – here the France of the 60s, there the Turkey of today – are most vulnerable to being out of touch when there is rapid generational change – and yet also find it hardest to transform changes in the mood into changes at the ballot box.

All this assumes that the response eventually chosen by the Turkish government remains “European”, becoming of a Council of Europe member, and will not be inspired by the real autocracies in Turkey’s neighourhood; in other words, it is not resolved by an escalalation of violence and repression.  Of this I still remain confident: Turkey is not Russia or Azerbaijan, and the AKP is not United Russia or the party of Ilham Aliyev. The most interesting issue for how things will develop might now well be the calculations within the broad conservative majority and its various leaders – in office and outside.

PS: A quick reader for those who are interested in the analogy: http://martinfrost.ws/htmlfiles/paris_1968.html.

PPS: Two of the best Turkish journalists and their observations of events are here. Cengiz Candar: http://www.al-monitor.com/pulse/originals/2013/06/turkey-velvet-revolution-istanbul-protests.html. Amberin Zaman here: http://www.al-monitor.com/pulse/originals/2013/06/istanbul-protests-who-are-protesters-turkey.html.

Amberin wites: “Be it through restrictions on alcohol or disregard for the environment, people who do not share Erdogan’s worldview are being made to feel like second-class citizens. The sentiment is especially strong among the country’s large Muslim Alevi minority whose long-running demands for recognition continue to be spurned much as they were by past governments. Hard-core secularists who massed in the district of Kadikoy, a CHP stronghold on the Asian side are keen to paint the protests as a backlash against the “Islamist” AKP. It’s not just CHP supporters who feel their lifestyles are being infringed upon. Conscientious objectors, atheists and gays, almost anyone who falls outside the AKP’S conservative base is feeling squeezed. The majority, however, are sick of old-style politicians and their tired ideas. So where will they go? The question is growing ever more pressing in the run-up to nationwide local elections that are to be held next year.”

She concludes: “Turkey is not on the brink of a revolution. A Turkish Spring is not afoot. Erdogan is no dictator. He is a democratically elected leader who has been acting in an increasingly undemocratic way. And as Erdogan himself acknowledged, his fate will be decided at the ballot box, not in the streets.”

The EU and the upcoming Albanian elections – interview

THE EU SHOULD ACT NOW IN ALBANIA

The EU should become stronger and more outspoken well before the Albanian elections taking place on 23 June 2013. This requires it to keep its distance from all parties, while strongly defending core principles, including the rules that govern the core bodies involved in election administration.

The EU goal is to contribute to the respect of rules that will allow free and fair elections. Following legitimate elections a legitimate winner would form the next government, and a gracious loser would concede and form a credible opposition. This would open the door for cooperation between all serious Albanian parties to take their country and the whole Balkans further on the road to European integration.

A dream? Or a realistic goal that deserves timely European support?

Presentation on Albania in spring 2013 in Edirne

 

Interview with Gerald Knaus published in Osservatorio Balcani e Caucaso

Albania: crucial elections for Europe

The EU should be unambiguous about the forthcoming parliamentary elections in Albania, taking a joint position spelling out concretely what are the red lines that must not be crossed. An inteview with ESI chairman Gerald Knaus

What can the EU do to prevent polarization in Albania surrounding the upcoming elections?

Two things are important. The first is not to have any illusions. Most previous Albanian polls have been marked by controversy, with irregularities and election results challenged. This was also the case in 2009. After the elections politics was paralyzed, the parliament was boycotted, some in the opposition went on a hunger strike.

One can hope for a positive surprise and an uncontested election in June 2013, of course, but sound EU policy should be based on the opposite assumption: that these election will be close and contested and that all parties will try to put pressure on the election administration. In the end, whoever is declared to have lost will challenge the legitimacy of the whole process and protest. And the big loser in such a scenario will be Albania as a whole.

Therefore, since this is a possible, even, likely outcome it becomes all the more important that the EU has a united, clear and principled position already before the elections. The European Union has stated that it expects these elections to meet “European and international standards.” It now needs to spell out more concretely what this means, what the red lines are that must not be crossed. This does not reduce its flexibility. On the contrary: it is a precondition for it to have any real influence. If red lines are crossed and important rules are broken, as we saw recently in the unlawful dismissal of a member of the Central Election Committee, the EU must speak out more forcefully than it has done so far.

Above all the EU needs to try to stay united. The European Commission, all the big political groups in the European Parliament, from the Center right to the Liberals to the Center left, all key member states, like Italy and Germany, should tell the parties in Tirana the same thing: here are our common red lines. Do not be tempted to cross them. And then, whoever wins, the loser also has to accept the result as legitimate.

What does this mean concretely? Recently the Albanian parliament has dismissed one of the seven members of the Central Election Committee (CEC)? Should the EU declare in advance that this was unlawful, and that therefore the coming elections will not meet its standards? Does this not reduce EU leverage?

Elections in Albania will not be perfect. They cannot be, and there are even problems in established democracies. But some problems are much more serious than others. This is why we argue for a need to focus on what is essential, not on what is merely desirable.

For this reason we have proposed a few specific red lines, concerning the core issues always disputed in Albania: the election administration supervising voting and counting, and the process of adjudication of complaints and appeals. Complaints in particular must be resolved through strict observation of Election Code procedures. If there are problems this can be resolved through a credible adjudication mechanism. But in this process the role of the Central Election Commission is vital.

Albania has a good Election Code today. In this Code some rules are crystal clear: members of the election administration cannot be removed for reasons unspecified in the Election Code. Central Election Commission members are political appointees and voted in by parliament, but then they become something else, like US Supreme Court judges chosen by the president and the Senate: they become guardians of rules. There is a reason why they are appointed for six years and are not to be dismissed unless they commit a crime. They must act on the basis of the Election Code and defend it, not engage in party politics. Will they want “their” party to win? Perhaps, but this should be irrelevant to how they do their job.

Now, to accept from the very outset that, in any case, the CEC will and can never be apolitical in Albania, is to give up on basic standards even before a single vote has been cast! This sends a terrible message.

Some might say: it is unrealistic to expect the recent dismissal of a CEC member to be reversed. And perhaps everything will go well in any case from now on: voting, counting, there will be few disputes, these will be resolved peacefully, there will be a clear result. Would anybody then remember this current debate?

But everything will not go well. Not if the past is any guide at all to the present. And the CEC is not a marginal actor in elections. It must be seen as legitimate and based on the law. If things go wrong I fear that later people will look back and point to the dismissal of the CEC member, the collapse of the CEC, and the weak international reaction as a crucial bad turning point.

On the other hand, imagine that the EU takes a strong joint position NOW. This would send a clear signal: some institutions must not be touched. Some rules must not be broken. What really matters is not who wins but that Albanian voters have the chance to participate in a free and fair contest.

How can the international community avoid being seen to take sides?

This is a crucial challenge. It is one the European Union in particular failed in the past. Everybody knows that different political parties in the EU have political friends in Albania. This is normal and legitimate. And therefore different Europeans parties will usually back the arguments of different players in Albania.

This starts becoming a serious problem, however, once it leads politicians in Albania to expect thatwhatever they do and argue, they will receive some backing from their friends outside. The primary role of the European Union should be to insist that all parties play to win in a fair manner. And to lose in a fair manner: there can be no mass protests after fair elections.

This should not be so hard. Take Croatia in the past decade. The European People’s Party has supported and been close to the HDZ in Croatia. Social Democrats in the EU have rooted for their political family members in Zagreb. But everybody has above all hoped that Croatian elections are free and fair, that there is an alternation in power when voters decide on it, and that Croatia will join the EU soon as a consolidated democracy. And Croatia has had an internal consensus that some issues are beyond party politics.

What would be the regional consequences if Albania has bad elections and remains stuck on its EU path?

In 2009 Albania submitted its application for EU accession. In 2010 the European Commission rejected taking this further, and denied Albania official candidate status. Until today Albania has not been recognized as an official EU candidate, unlike Montenegro, Serbia and Macedonia. Kosovo of course cannot even apply to the EU as long as all EU members have not recognized it as a state. And Macedonia is stuck until the name issue is resolved. This could be in one month, but it could also be in one decade, or never. Thus we risk seeing the Balkans divide again. One group makes progress (Croatia, Montenegro, Serbia) while the others stay behind, at a time of already severe social and economic stress. This is not a good development for anyone, not for the region’s Albanians nor for their neighbours.

What is the role of international election monitors in such a polarised environment?

Did elections in 2009 meet “international and European standards”? It is surprisingly hard to answer this question. Will it be easier in 2013? This is the key question for observers, and this is what decides whether monitors succeed or fail in their job in Albania in June.

International election monitors are aware that their assessments have consequences. If they disapprove of elections they can trigger massive protests (Ukraine 2004). If they approve of elections they reduce the political ammunition for any challenge (Ukraine 2010). There is an understandable incentive to take refuge in ambiguous language. But this can also be dangerous, as we saw in Albania in 2009.

Of course assessing elections is difficult. Albanian institutions are weak, and elections close. Even small irregularities might have a major impact. In 2009 the Office for Democratic Institutions and Human Rights (ODIHR), the most professional institution in the field of election monitoring in the world today, summed its findings up as follows: “…while meeting most OSCE commitments, these elections did not fully realize Albania’s potential to adhere to the highest standards for democratic elections.”

What does this mean? Did any country in the Balkans, or indeed elsewhere in Europe, ever fully adhere to these “highest standards”? Is meeting “most” OSCE standards really good enough for Albanian voters? I think there is a challenge for monitors also to be clearer and less ambiguous. Let us hope we will not hear later this summer that Albanian elections have met most OSCE commitments, but did not fully realize Albania’s potential to adhere to the highest standards for democratic elections. It would certainly be true. It would also be irrelevant.

What can member states like Italy do?

We argue that the EU should pay close attention to these crucial elections. Here member states matter hugely. Clearly Italy is close to Albania, has interests and expertise. But above all Italy is led by a coalition government today. This government can talk to all sides in Tirana.

Imagine if the big Italian parties adapt a joint position now, and push the EU to do this as well: to insist that the Central Election Committee is reconstituted before the official election campaign starts on 23 May 2013 in line with the Election Code, and to warn that unless this happens the EU will not consider these elections conducted in line with European standards. On the other hand, Italy could also warn all parties in Albania that this time there must be no post-election boycotts. Disputes have to resolved within the responsible institutions, not on the street. And that Italy would strongly push for accession talks to start with Albania as soon as possible after free and fair elections.

This would send a strong positive message. What happens in Albania today matters to all of Europe. Italians know this better than most Europeans.

 

Gerald Knaus is the chairman of Berlin-based think tank European Stability Initiative (ESI). He is co-author of the report: Red Lines for Albania – The EU and the June Parliamentary Elections

 

 

 

Oped in Koha Ditore: One decade has been lost. What about the next one?

One decade has been lost. What about the next one?

Op-ed by Gerald Knaus (for Koha Ditore)

 

In Athens, spring 2003

 

One decade ago, in spring 2003, the New York Times published an appeal by four Balkan leaders, the presidents of Croatia and Macedonia and the prime ministers of Albania and Serbia. Its title: “The EU and South-East Europe need each other.”[1] The occasion was a special Balkan meeting of the World Economic Forum in Athens where all these leaders also came together.

I was there too at the time, and I remember both the appeal and the atmosphere in Athens well. In fact, together with my friend Misha Glenny, I drafted it. There was a sense of urgency in the air, and of anticipation. Zoran Djindic, the prime minister of Serbia who had delivered Slobodan Milosevic to the Hague tribunal, had been assassinated by ultra-nationalist members of the Serbian security forces. Croatia had handed in its application to join the EU, the first Western Balkan state to do so. The host of the meeting, Greece, then the EU’s rotating president, pushed hard to get a European commitment to continued Balkan enlargement.

Shortly before the Athens gathering Boris Trajkovski, the president of Macedonia, invited me to draft an appeal that he planned to ask other leaders to co-sign. He knew that the region would receive a better hearing if it spoke with one voice. He was concerned. His own country had recently been on the verge of civil war. Serbia was on the edge, its ultranationalists growing in confidence. The future of Montenegro and Kosovo was not yet settled. Would the EU, following its 2004 enlargement to Central Europe – then just about to happen – get tired of further expansion? The Balkan leaders’ appeal warned: “Until the whole Southeastern Europe is safely integrated into the European Union, the job will not be complete. And until it is, Europe cannot feel secure about itself.”

One decade later, where do we stand? Today, when EU leaders talk about crises in South-East Europe they think of Athens not Skopje, of Nikosia, not Belgrade. Europe does not feel “secure about itself” but it is not the Western Balkans or the threat of renewed conflict that keeps EU leaders awake, literally, at one crisis summit after another.

Montenegro and Kosovo are independent states; the fear of armed conflict in the region has never appeared more distant. And yet, despite these important breakthroughs, it is hard not to regard the years since 2003 as a lost decade for the Balkans. Boris Trajkovski tragically died in an airplane crash in the Bosnian mountains, on his way to submit Macedonia’s own application for EU membership. His country has been stalled for years now by a Greek veto (a threat which did not appear real in 2003 in Athens). Serbia, ten years after the death of Djindic, has still not even opened EU accession talks. Albania is not an EU candidate yet. The Greek foreign minister in spring 2003, George Papandreou, became prime minister, only to be swept away by the Greek economic melt-down. 2003 was perhaps the last success of Greek diplomacy. At the European Union summit on the Balkans in Thessaloniki in summer EU leaders stated their “unequivocal support to the European perspective of the Western Balkan countries. The future of the Balkans is within the European Union.”[2] Croatia used the past decade, opened accession talks, closed them, and is today on the verge of accession. And yet, it is likely that ten years from now in 2023 Croatia will still be the only Balkan country inside the EU.

Rereading the Trajkovski appeal today highlights a further disappointment. It contained a specific proposal: to make EU regional and cohesion funding available to the region, so as to help it catch up economically, rather than fall further behind. The appeal warned that “the long-term stability of Southeastern Europe depends on the region’s economic health, but this does not mean the usual plea for more money … We are committed to opening our markets to our neighbors and to the EU. We have made huge progress in curbing inflation. And we are now greatly encouraged by the proposal by Greece … that the Thessaloniki summit meeting focus on the possibility of applying cohesion and development policies in our region.”

This was a hope that has not come true. The Western Balkans remains one of the poorest regions of Europe. In Serbia today less than half of the working-age population is actually employed. Unemployment levels in Macedonia and Bosnia are disastrously high. Foreign direct investment in the region, which had transformed the economic structures of Central European countries, has fallen to very low levels. And yet, if a focus on underdevelopment in the Balkans has never been more urgent, the EU’s confidence in its ability to bring about convergence and growth in its own periphery has rarely been lower. The 2003 Trajkovski appeal stated that “The EU has a remarkable record of triggering economic success by helping poorer regions — Ireland, Greece, Spain and Portugal have experienced veritable revolutions in social and economic development in the last 20 years.” It is hard to imagine anybody writing like this today, in the wake of bail-outs, bank failures and rapidly rising unemployment in Spain or Greece.

EU leaders no longer worry about war in the Balkans. They are no longer confident in their ability to bring about economic convergence. They fear the weakness of democratic institutions in Romania or Greece. They worry about inadequate regulation in Cyprus or Spain. Given this state of affairs: what arguments can sway them to open their institutions to accept even poorer states, with even weaker institutions, and even worse images among the public and political elites in Berlin, Paris or The Hague?

Perhaps Greece will prepare for its EU presidency in 2014 by changing its policies on Skopje and Pristina.  Perhaps Serbia and Kosovo will soon reach an agreement that allows both countries to move beyond their confrontation. Perhaps Albania will manage to hold free and fair elections this summer. Perhaps Bosnia’s leaders will soon be able to put together a credible application for EU accession. Perhaps Macedonia’s leaders will be capable of renewing the national consensus to focus on EU integration that existed in 2003. Perhaps politicians throughout the region will wake up late at night worrying about youth unemployment and the inadequacy of vocational training, about export opportunities and the best way to use scarce public resources for growth, rather than about building  statutes or wasting public money on prestige infrastructure of little proven economic benefit. And then, perhaps, a successor of Boris Trajkovski will invite all his regional counterparts to an informal meeting to seriously discuss what they might do together to correct the image of their region, driven by the recognition that the whole region has dropped out of the focus of the rest of Europe.

If Boris Trajkovski would be around today, and would propose drafting a new appeal for Balkan leaders to sign and publish, what could it say? Appeals are expected to end with proposals, a sense of hope, recommendations. But sometimes it is better to resist this temptation. To acknowledge just how steep the wall is that one has to climb. To recognise that before any new appeals to the EU a whole series of steps have to be taken by the region itself. To recognise that time matters; and that April 2013 is another crucial moment which Balkan leaders miss at their peril. I believe Trajkovski would have realised this. Will his successors?

Perhaps this is not a time for appeals at all, but for a blunt and honest recognition: a decade has been lost. The next might be as well. And it is not by formulating words on paper that this can be prevented.


Gripping debate among UK Tories on human rights and the ECHR – excerpts

DEBATE AMONG UK CONSERVATIVES

ON THE EUROPEAN CONVENTION OF HUMAN RIGHTS[1]

 

1 March 2013

Background to this debate

 

In the Conservative Party manifesto at the last general election the following commitment was made: “To protect our freedoms from state encroachment and encourage greater social responsibility, we will replace the Human Rights Act with a UK Bill of Rights.”

A private members bill proposing this was presented and debate in Parliament on 1 March 2013. The debate culminated in a gripping exchange of views between two young Conservative members: Rory Stewart, defending the European Court of Human Rights and the Convention, and Jacob Rees Mogg, proposing for the UK to stop deferring to the Court.

(Rory is a good friend for a very long time, and also co-author of Can Intervention Work; Jacob Rees Mogg I remember well from more than twenty years ago. He was then active in the politics of the Oxford Union Debating Society as a student, while I was a member of the Oxford Union debating team. I disagreed with his views on European institutions then, and do so now, but cannot help but respect his lucidity, honesty and clarity of argument. I just very much hope his views on the ECHR do not prevail in the Conservative Party) .

 

Excerpts from this debate

Charlie Elphicke (Con)

The February 2011 YouGov poll also found that 55% thought that Britain should leave the ECHR altogether, and that we should have our own Bill of Rights instead, with the British Supreme Court as the final court of appeal. Just 24% thought that we should remain part of the ECHR.

 

Mr David Nuttall (Con)

Does my hon. Friend agree with that opinion poll finding? If so, why does the Bill not reflect the opinion that we should withdraw from the European convention on human rights?


Rory Stewart (Con)

Britain is in the rather unfortunate situation of embarrassment. We were proud of this Court, and if we wished to tease ourselves a little bit, we could point out the fact that for 40 years we rather enjoyed the fact that the Court told other countries how to behave. We felt—probably intuitively—that the point about the Court was that it would hopefully drag others up to what we rather pompously felt was “our level”.

We became anxious about the Court only once it turned round and started telling us, as opposed to foreigners, what to do—a
difficult and embarrassing situation. We liked the Court when it did a good job of insisting that countries in southern Europe should have habeas corpus and no detention without trial. We became anxious only when the countries that we had cheerfully made accord with British legal norms for 40 years, turned round and tried to demand that we accord with their legal norms on prisoners voting. There is a good reason to feel politically and institutionally, in terms of public opinion, that we do not like that idea and would allow subsidiarity
simply to avoid political embarrassment. However, as I have argued, that is not a moral or legal position; it is purely a question of expediency and convenience, and no moral principle can be based on expediency.

That is, of course, a position that I reject. I cannot accept it because rights are absolute, universal and inviolable. It cannot be the case that one’s possession of rights is relative to the circumstances of a particular culture. It cannot be the case that the mere fact that somebody lives in Saudi Arabia means that they have fewer rights as a woman. It cannot be the case that the mere fact that somebody lives in Taliban
Afghanistan means that they do not have freedom of the press. Those rights, if they are rights at all, rest on one fact and one fact only: the fact of one’s humanity, not the fact of one’s nationality.

In other words, my hon. Friend would say to the European people, “We created the European Court of Human Rights 60 years ago,
and we—Conservative and Labour Governments—spent a long time saying that it was a great force for civilisation and progress. We sent some of our most distinguished barristers and judges to the Court. We celebrated its judgments. We used it to put pressure on eastern Europe and Russia. But now we have decided that it was all a terrible mistake. We will leave, and we will encourage other countries to leave as well. The whole European Court system can collapse, and the consequences for our commitment to human rights, and our attitudes towards eastern and central Europe and Russia, can take their own course.”


Jakob Rees-Mogg

I think we do take the view—the rather foolish view—when we set up these Courts that they will never affect us. Let us take the International Criminal Court. Nobody ever thinks that any senior British politician could be hauled in front of it. If that ever happens, we might suddenly decide that we were not so keen on the ICC. I admire the judgment of the Americans who have not joined the ICC because they recognise that if it is justice for one, it is justice for all.

As a strong independent sovereign nation with a history of behaving well going back way before the Magna Carta, I think that we ought to be able to settle our rules for ourselves and should be cautious of setting up courts that are essentially victors’ justice. In setting up the
European Court of Human Rights, what we were really doing was saying, “We have defeated all these nations of Europe. They have had terrible dictatorships before. They are not like good old Blighty, so let us therefore show them how to behave like gentlemen by giving them this Court and this convention.” Then, when they started saying to us, “Well, you, too, must behave like gentlemen”—and of course like ladies in this modern age—we did not like it because we thought it affected and undermined our sovereignty.

We have created an awful lot of things that we do not necessarily still run. After all, we created Belgium, and we do not claim to run that. I think we can fairly argue that our legal system and tradition are fundamentally different from the continental system, and that over generations the common law has built up protections that differ from those in the universal declaration of human rights. Indeed, it was probably a mistake for us ever to sign that declaration.


[1] http://www.publications.parliament.uk/pa/cm201213/cmhansrd/cm130301/debtext/130301-0001.htm

 

MORE FROM THIS DEBATE

Rory Stewart (Penrith and The Border) (Con): I begin by praising my hon. Friend the Member for
Dover (Charlie Elphicke) for introducing the Bill. It raises an extremely
important issue which clearly irritates many people in Britain and is very
dangerous. We have got to a situation where human rights are talked about as
though they were some trivial, unnecessary issue. The phrase is connected in
people’s minds with phrases such as “health and safety”. That is a very sad
effect.

The question for us today is how we deal with the
problem. My hon. Friend has eloquently explained that we have a problem and has
eloquently given countless examples of things which intuitively make many
members of the British public extremely anxious and extremely unhappy with the
judicial and the political institutions. We should respect that. It might be
tempting to say, as some lawyers do, that the British public are not focused
enough on the moral details and the legal details of the case, and to
trivialise their objections. This would be unfair, because there is obviously
something important, deep and intuitive going on that makes people anxious
about this kind of activity under the banner of human rights.

What is our solution? How do we look at these issues? We have to begin with a sense of
what human rights are. Let me politely challenge slightly the definition of
human rights put forward by my hon. Friend, without calling into question his
overall point, which is that we are now in a mess. It seems to me that we can
begin with a definition of human rights that would state that to say that
somebody has a human right is to say that anyone, anywhere, treated in this
fashion is wronged, and that their possession of that right is not relative to
the costs or benefits of upholding it in any particular case. That sounds very
technical and it sounds pathetic, but it is an important thing to establish at
the beginning of this debate.

Human rights are based on notions of dignity and of inviolability, and they are in
their nature universal. To say that somebody has a human right is a statement
about their moral status. It is not a statement about their nationality. It is
not a statement about their citizenship. It is to say that anyone, anywhere,
treated in this fashion is wronged, and that although there may be a threshold
above which that right could be suspended, below that threshold their
possession of the right is not relative to the cost or benefits of upholding it
in any particular case.

Jacob Rees-Mogg: But surely once there is a threshold, the right is not absolute.

Rory Stewart: My hon. Friend makes a very important point. Let me give an example. The concept of human
rights is based on a notion of human dignity and on a notion
that humans should be treated as ends in themselves, rather than as a means to
an end. In other words, it is a sort of Kantian world view. It has an absolute
view of the world on how people should be treated, but at a very extreme level
there may be a threshold at which we in the Chamber would intuitively feel that
that right could be suspended.

For example, if a child was in possession of information about a ticking bomb that was going to destroy a million people in
a city, we might feel that in that situation it was justifiable to twist the
child’s thumb to find out where that bomb was. In other words, there might be a
threshold, in situations so extreme as to be almost hypothetical, where our
human intuition would be that the right would be suspended, but, below that
threshold, the possession of the right is not a function of the costs or benefits
of upholding it in any particular case.

 

For
example, it would not be justifiable in any situation to kill one individual in
order to harvest their organs to save five other individuals.

Jacob
Rees-Mogg:
May I come
back to my hon. Friend on his previous example? He said that a particular act
would be justifiable to save a million people. What about 500,000? What about
50,000? What about 10,000? What about one?

Rory
Stewart:
That is a
fantastic argument. The argument that I was trying to make was that in the case
of five, 10, 15 or 20 people, our moral intuition is that a particular act is
unacceptable. At another level, at the level of a million, our moral intuition
is that it might be acceptable. This is a very difficult point. The point that
I am trying to make is that we are in a sense deontologists. We are absolute up
to a certain threshold, but there is a certain threshold at which a utilitarian
or consequentialist calculus comes in.

 

As I said
earlier, if it were a case of one person being killed to save five—in other
words, that somebody could be killed, their organs would be harvested, and
those organs would be used to keep five people alive, that would not be
justifiable. Their possession of their inviolability—their immunity, their
right to life—is not proportional to the costs or benefits of upholding it in
any particular case. There may be—we almost never get anywhere near this kind
of threshold—as a hypothetical, theoretical point, a threshold at which a right
might be overruled by a consequentialist consideration, the one against a
million. But below that threshold, the possession of the right is not relative
to the costs or benefits of upholding it in any particular case.

Jacob Rees-Mogg: I am grateful to my hon. Friend for giving way once again. I think that he rather sold the
pass once he had the child whose thumb could be twisted to save 1 million
people, because if their thumb could be twisted, could their arm be broken? We
are now getting into an argument about what is relative and find that there is
no absolute in this. The same applies to the example of harvesting a person’s
organs: we might not allow it if it would save five people, but what if it
would save 5 million people? Does it then become justifiable?

Rory Stewart: My hon. Friend asks a very important question of moral philosophy. It is a question of moral
intuitions. We are trying to create in our legal and moral systems something
that reflects our common-sense intuitions as humans. We try to interrogate
them, be logical and go back to first principles, but our common-sense
intuition, I feel, is that humans have a moral status, that they are
inviolable, that they have an intrinsic dignity, and that they should be
treated as ends in themselves, not as means to an end.

However—this relates to the case of one against 1 million—we also have a strong moral
intuition that there might be certain extreme circumstances in which it is
justifiable to overrule an individual’s rights. There are different ways we can
deal with that. In the German legal system, for example, it would be argued
that twisting the child’s thumb, although morally justifiable, is not legally
justifiable. The individual responsible would be prosecuted and convicted, but
they would be congratulated on having made the correct moral decision, even if
it was the wrong legal one. In our normal lives, however, such scenarios are
purely hypothetical; we do not come across ticking bombs or children who could
save 1 million people.

In our everyday lives, human rights are, in themselves, inviolable, which is why, as
we consider the case brought by my hon. Friend the Member for Dover, we must
ask ourselves this: what is wrong with the current system? It seems to me that
there are four possible answers to that question, and he has given four
possible answers. One of them, which my hon. Friend the Member for North East
Somerset (Jacob Rees-Mogg) has raised, relates to the question of sovereignty.
The first possible answer on what is wrong with the current settlement on
rights is that there is a problem of parliamentary sovereignty. The notion,
which we could explore in greater depth, is that Parliament is sovereign and
that the European Court of Human Rights, by overruling the decisions of the
British Parliament, is not acting in accordance with the British constitution.

The second argument that could be made is that a question such as whether prisoners
should have the right to vote—a recent and difficult case—is purely relative;
that it is culturally relative. It could simply be argued that the reason the
European Court should not get involved in prisoner voting is not because of
sovereignty, but because the question is culturally relative—I say “tomato”,
you say “tomayto”. These things are purely subjective and based on a particular
cultural or historical context and the Court should not be fussing about them.
The British think one thing, the Spanish think another. There is no way of
resolving it, because it is purely relative.

The third argument is that we are dealing with subjects that are purely trivial, the
argument being that voting rights for prisoners simply do not matter. There
might theoretically be a moral solution to the question of whether prisoners
should be able to vote, but it is a trivial issue and not something the
European Court should be dealing with. Instead, it should be looking at more
important issues.

The fourth argument, and the one I am tempted to choose, is that this is not
fundamentally a problem of sovereignty, relativity or triviality; it is the
problem of the European Court using the wrong principles to come to the wrong
judgment.

Permit me to expand on those four arguments in more detail. The first argument is about
parliamentary sovereignty, which my hon. Friend the Member for North East
Somerset dealt with so eloquently. It is of course true that traditionally
within the British system parliamentary sovereignty was supreme. Although Dicey
talks about parliamentary sovereignty and the rule of law, it is quite clear
that what he means by the rule of law is not what Lord Bingham means by the
rule of law. In other words, in the conventional British interpretation, the
rule of law is not something equivalent to the US constitution. It is not an
independent body of law against which parliamentary statutes can be judged. It
was not the case in Britain that an Act of Parliament could be struck down by a
court on the grounds that it did not accord with the rule of law. That notion,
which is of the 15th and 16th centuries, that there was an independent common
law that trumped the actions of Parliament, was put aside. Essentially, for the
past 300 years we have believed that Parliament is sovereign.

Under that interpretation, the European Court cannot possibly be engaged in trying to
subjugate Parliament. At the very best, all it is engaged in is an
international treaty obligation through which the British Parliament has
voluntarily determined that it wishes to accept the rulings of the Court but
can choose to ignore them if it so wishes, and in doing so it would not be
breaking British law but would simply be in breach of its international treaty
obligations.

So deep is that belief in the British mind that we are now the only advanced democracy
in the world that makes no explicit distinction between constitutional and
normal law. In other words, we have a situation in which, as my hon. Friend the
Member for Dover has so eloquently explained, our constitution shifts
continually over time and, at its worst, “bends like a reed” in the wind. It is
theoretically possible, in a way that it is not in any other advanced democracy
in the world, for a simple majority in Parliament—a majority of the people
gathered here today, for example—to change the fundamental constitution of the
British nation.

Every other advanced democracy draws a distinction between constitutional and normal
law so that changing the fundamental constitution requires a special procedure.
In northern European countries there is generally a demand for a two-thirds
majority in Parliament, and in southern European countries there is more of a
focus on a referendum. In some countries, such as Italy, there is interest in
an intermediate vote, so the Parliament must be dissolved and the proposed
constitutional change put to the electorate through a general election. That is
all designed to make it very difficult for a Parliament to change the
constitution. The idea—not a British one—is that a Government or Parliament are
temporary, but the people are public, and the constitution exists to protect
the people from the Parliament.

It would be possible to base the entire opposition to the European convention on human
rights on an argument about parliamentary sovereignty, as my hon. Friend the
Member for North East Somerset has, using British constitutional history. But
that argument rests, fundamentally, on political institutions, not morality. It
is difficult to see an ethical or moral case for the notion of untrammelled
parliamentary sovereignty as an alternative to the protection of the
inviolability of the individual’s rights. Indeed, the modern notion of
democracy, which is shared in every other advanced
democracy in the world, combines representation of the majority with protection
of the individual’s rights.

Jacob Rees-Mogg: I do not think that my hon. Friend has fully established the inviolability of the individual’s rights. He has stated it, but he has not established it.

Rory Stewart: My hon. Friend, with enormous eloquence, raises a fundamental philosophical debate. The answer
to his point is that one cannot establish the existence of inviolable rights
unless one accepts two further principles. The first is the equality of humans;
the notion that I, you, Mr Deputy Speaker, my hon. Friend, and indeed someone
we have never encountered who lives at the other end of the Congo, are in all
important respects equal in dignity and in rights. That is an insight of logic
and of human consciousness and a basic commitment to the notion that, although
we might feel that we are special and the only people who exist, as we become
adults we acknowledge that other people, too, are independent moral actors who
possess exactly the same dignity. The inviolability—the rights of the human
being—which my hon. Friend has raised, is derived from that notion of equality
and dignity.

Jacob Rees-Mogg: For the record, I think that the Deputy Speaker is so many leagues above me that I am
not sure my hon. Friend is right. If one takes my hon. Friend’s point about the
equality of humanity—the equality before God that I believe as a matter of
faith—that does not mean that rights are always applied equally. Even in this
Bill, the right to life—that most essential right—is qualified in the case of
self-defence, so rights immediately become relative.

Mr Deputy Speaker (Mr Lindsay Hoyle): Just for the record, I think we are all equal unless there is a long intervention, when I might show a little more power.

Rory Stewart: Rights are indeed qualified, but that does not mean that they are relative. This is an
important distinction. The clause that my hon. Friend mentioned does indeed
establish the right but says that under certain specific circumstances it may
be qualified or overruled. That is not a statement that the right is relative.
It is not a statement that the right to life contained in the European
convention on human rights is purely relative. It is not a statement that,
below the threshold of the qualification, in other words, the specific
circumstances in which a right may be suspended—this is what makes rights quite
different from any other form of moral law—one’s possession of a right is not
relative to the costs or benefits of upholding it in a particular case.

One’s right to life may be suspended at a certain threshold. The thresholds described
in the European convention include those relating to civil disorder and
military law. However, below those thresholds one’s right to life cannot simply
be looked at in terms of the costs or benefits of upholding it in any
particular case.

Jacob Rees-Mogg: But this right is so clearly absolute. The old Riot Act provided for the militia to start
shooting because of the decision made at that time that the
maintenance of order required immediate use of fatal force. That is no longer
thought to be appropriate. It is therefore about a relative judgment relating
to the balances between the individual and the collective.

Rory Stewart: We need to be very clear about what we mean by “relative”. The notion of “relative” that my hon. Friend is rehearsing simply
says that rights and moral values evolve in a historical context. As he says,
it is simply a matter of historical fact that different cultures at different
times have taken different moral positions. Aristotle, alongside his other
great observations, believed that women and slaves lacked souls. Today we
realise not merely that he thinks one thing and we think another—that it is
relative—but that he is wrong. He is wrong because moral language is implicitly
not relative; it is, in its very structure, absolute. Moral language does not
say, “I don’t happen to like you killing someone, but if you want to kill
someone that is up to you.” In other words, it does not say that killing
someone or not doing so is like you liking chocolate ice cream and me liking
strawberry ice cream; it says that it is wrong and ought not to be done. Moral
language is about questions of “ought”, not questions of “is”.

Jacob Rees-Mogg: But in saying that something ought not to be done one immediately goes on to add “except in certain circumstances.”

Rory Stewart: I will try again. The central point is that the notion of moral obligation—the notion of what
ought or ought not to be done—relies on two conflicting principles that connect
at the moment of the threshold. Those two conflicting principles are, on the
one hand, the notion of the inviolability and dignity of the human being, and,
on the other, a consequentialist or utilitarian argument of the greatest
happiness of the greatest number. Philosophically, the origins of these two
types of argument are entirely distinct. One is a deontological argument that
simply states the dignity of the human being and their inviolability; the other
is an instrumental argument based on consequences or results. Our legal system,
and indeed our moral intuitions, combine these two, which meet at a point of
the threshold. This is what we mean by “ought”. We mean exactly what my hon.
Friend the Member for North East Somerset suggests: that the individual ought
not to be treated like this except in very extreme circumstances above a
certain threshold below which the individual’s possession of the rights is not
a function of the costs or benefits of upholding it in any particular case.

This is important because it is a distinction between a relative position that says “I
can take your life whenever I feel like it on the basis of no moral argument
and no logical position” and a separate position that says “I may not take your
life. There are certain extreme situations in which it could become legally
permissible to do so, but I may not.” The distinction between human rights and
a relative position is a distinction on permissibility—a distinction on what
may be done.

Jacob Rees-Mogg rose—

Rory Stewart: Before my hon. Friend intervenes again, let me be absolutely clear that the distinction is this: when I say that somebody has a right not to be tortured, I am saying that they may not be tortured. I am not saying that they will not be
tortured; there might be a horrible situation in which their Government do
torture them. The statement is a moral statement, not a prediction about the
future. It is a statement about what we morally give permission to do: “You may
not be tortured; you may not be killed.” It is then possible to state certain
threshold circumstances in which our moral intuitions in terms of human rights
shift to moral intuitions in terms of a consequentialist world view in which we
say, “One person might be killed for the benefit of a million.” These are nice
questions of moral philosophy that do not usually come up in our everyday life,
which is based on the dignity and inviolability of the human being regardless
of circumstance.

Charlie Elphicke: My hon. Friend is making a very powerful argument in which he highlights a key difference
between civil law and common law. In common law, we would take a utilitarian
approach. If a plane were heading to London with 100 people on board and a
nuclear bomb, we would say “Save the city”, but in Germany, under the civil law
code, people would say, “You can’t touch the plane because of the inviolability
of the right to life.” That is at the heart of some of the problems that I have
been wrestling with in the Bill.

Rory Stewart: The example of the plane is a very good one. It is an exact example of where our moral
intuitions collide. My instinct would be that neither ourselves nor a German
legislature would be comfortable with the decision either way. These are
terrible, terrible decisions involving two very deep moral intuitions. The
first of those is that individuals should be treated as ends in themselves and
not means to an end. As my hon. Friend so rightly points out, the German
supreme court holds that a plane could not be brought down in those
circumstances because it feels deeply that that would be to treat the people on
it as a means to an end rather than an end in themselves. In effect, it would
be doing to them something similar to killing one person in order to harvest
their organs to benefit five others. The calculus is that five having benefited
is not enough to outweigh the harm done to one. That is an important moral
intuition.

However, my hon. Friend is correct to suggest that in the end most of us would disagree
with that notion. I personally would disagree, as would, presumably, my hon.
Friend the Member for Dover. In a situation of that sort, where 1 million
people are going to be killed by an atom bomb, another deeper, stronger moral
intuition arises which we often describe in terms of common sense but is in
fact a utilitarian calculus—that there is a certain threshold of absurdity beyond
which the protection of the rights of the individuals in that plane no longer
makes sense. My hon. Friend the Member for North East Somerset has been very
good at pointing out the contradiction that these are two separate
philosophical principles, and at raising the question of where the threshold
comes in. The terrible judgment that a politician would need to make in that
situation is not one that can be resolved except through a deep understanding
of the particular facts of an individual case.

Jacob Rees-Mogg: I am grateful to my hon. Friend for giving way; I
will try to make this my last intervention. Once we accept the threshold, it
becomes fundamentally arbitrary and merely a matter of arguing where it should
be set. Therefore, the question is of the legitimacy of who sets that
threshold—whether it should be the Queen in Parliament or a foreign court.

Rory Stewart: There is a disagreement here and it is not one that we can paper over. The question is:
where should we put the weight of sovereignty? How important is sovereignty?
Does sovereignty confer some form of immunity? Is there some magic in this
Chamber that allows the legislators in it to do whatever they want? Is it the
case, as Lord Hoffmann suggested in his judgment, that if this Chamber wished,
it could simply flout human rights? Is that a statement about political fact in
institutions, or is it about morality? Do we think that it is simply a fact
that this Parliament could do whatever it wants, or do we think that this
Parliament ought to be able to do whatever it wants? On this is based our whole
conception of democracy.

Those who feel that this Chamber not only could, but ought to be able to do whatever it
wants are basing their argument on one principle only, which is the principle
of majority representation. Where I suspect there may be a disagreement between
myself and my hon. Friend the Member for North East Somerset is on the notion
that democracy is based not on one, but on two principles—majority
representation and the protection of minority rights—and that, in the absence
of the second criterion, we cease to be, in the full sense, a democracy.

This is a very difficult argument to make, because in this country we have every reason to be proud of the performance of this
Parliament. Although theoretically, constitutional anxiety leads us to believe
that this Parliament could do truly barbarous things, as a matter of fact it
has not. In fact, consistently this Parliament has shown itself very respectful
of the unwritten laws of the British constitution. When Parliament has
attempted to fundamentally change the constitution of the United Kingdom
through a simple majority in the House of Commons—as, indeed, it did with the
proposal to abolish the House of Lords—it refused to take that opportunity. It
backed away from it. Parliament’s reluctance, innate conservatism and caution
with regard to issues relating to the constitution have meant that, from 1911
to the current day, people pushing for a written constitution or more formal
constraints on the power of Parliament have not won.

That is good and it shows two positive things. First, it shows the important principle
of common sense. Everyone in this Chamber agrees that we do not want to live in
a world of technocrats. We like the fact that the British public have a say and
that their common sense permeates this Parliament. At our best—we are not
always at our best—we are a lens that connects the Executive to the voting
public. We act as a mediator between public opinion—the sentiment, imagination
and culture of the British people—and the laws passed in Parliament. Nobody in
this Chamber wishes to pass to a world where we vest our power in technocrats
or experts, such as a Mario Monti-type figure with great insight, who think
they know what is best for the people. Our unruly common
sense means that the public have tended to respect their landscape, to
challenge the Government on, for example, wind turbines, and to refuse to
co-operate—in a similar way to that in which the French public occasionally
refuse to co-operate on farming—with the theoretical ideas of experts and
Government.

The second reason to be proud of the sovereignty of Parliament is that it reflects a culture, but the question for my hon.
Friend, who is one of the great supporters of untrammelled parliamentary
sovereignty is this: do we have the confidence that the unwritten rules, the
culture of this House and the deep understanding of the history of the British
constitution—which meant in 1911 that Members of Parliament were very cautious
about changing it—still hold, or did our vote on the House of Lords Reform Bill
take us close to the brink? Is it possible that we are suffering from
collective amnesia and that one can no longer say that the British Parliament
is so deeply entrenched in its constitutional history that it can be guaranteed
never to change fundamentally the British constitution?

If we are moving into a world that takes us into that danger zone, I believe that we need
to follow the example of every other advanced democracy in the world and
separate constitutional and normal law, and say that, in order to make a
fundamental change to the constitution, which would affect the rights of
citizens—this is why this is relevant to the European Court of Human Rights—we
must ensure that special procedures are followed. The special procedure that we
have tended to develop through precedent over the past 40 years is, of course,
a referendum. We may not want a referendum to be the fundamental means by which
we change the constitution. We may want to adopt a different procedure, such as
a two-thirds majority or a free vote in the House—which, of course, is what the
previous Government used to deal with the issue of the House of Lords—but we
are moving to a world in which we need a proper procedure.

The reason why that is relevant to this debatee is that the question of parliamentary sovereignty and its relationship with the
European Court is the nub of the issue. The argument against the European Court
cannot simply be that Parliament is sovereign, absolute and always right and
that it should never be challenged. We have developed a doctrine of
international intervention with regard to the notion that sovereignty does not
confer immunity—that the rights of a country’s individual citizens can trump
the sovereignty of a Parliament.

The second argument—moving on from sovereignty, with apologies for having paid so much attention to it—is about the question of moral relativism, although my exchange with my hon. Friend may have covered this issue adequately. The idea
of moral relativism states that the question of prisoners voting is purely
relative. I like chocolate ice cream, Mr Deputy Speaker, but perhaps you like
strawberry ice cream—that is a question of taste, not of moral decision. The
Spanish believe that prisoners should have votes and the British do not, but to
argue that such things are purely relative and that there is no way of
resolving them is very dangerous, because all these questions about rights are
fundamentally issues of morality. Moral language is a statement about what is
right and what is wrong—what we ought to do and what we ought not to do. It is
not a statement of personal taste akin to saying, “I like red, you like blue, and that’s the end of the discussion.” What one says is,
“You are wrong.” We must believe it is possible to resolve the question of who
is right and who is wrong on the issue of prisoners voting and to do so through
moral investigation and debate.

Charlie Elphicke: I thank my hon. Friend for giving way; he is being very generous in taking interventions. I would say that the issue is
slightly different. The Spanish think that prisoners should have the vote and
the British do not, but the error is the one-size-fits-all approach taken by
the European Court. There should be an acceptance that different countries will
arrive at different solutions. A universal morality should not be thrust on
all.

Rory Stewart: The powerful argument made by my hon. Friend is, indeed, the same as that made by Lord
Hoffmann, who says that universal rights, such as those under the European
Court of Human Rights, are simply aspirational and that any universal code is
aspriational, but it is always national in its application. The argument made
by Lord Hoffmann and my hon. Friend is that the European Court of Human Rights
and the convention are purely aspirational: they are a good way of encouraging
people to behave better, they are a good way of doing political lobbying and
they are a good way of applying pressure, but in their application, human
rights can only be national. The notion is that human rights are relative to a
particular historical or political context. In the view of Lord Hoffmann and my
hon. Friend, but not in my view, the question of whether prisoners should vote
should not be determined by moral debate because it is specific to a particular
historical or national context. For them, the real answer to whether prisoners
should vote depends on the difference between Spanish culture and British
culture.

That is, of course, a position that I reject. I cannot accept it because rights are
absolute, universal and inviolable. It cannot be the case that one’s possession
of rights is relative to the circumstances of a particular culture. It cannot
be the case that the mere fact that somebody lives in Saudi Arabia means that
they have fewer rights as a woman. It cannot be the case that the mere fact
that somebody lives in Taliban Afghanistan means that they do not have freedom
of the press. Those rights, if they are rights at all, rest on one fact and one
fact only: the fact of one’s humanity, not the fact of one’s nationality.

Charlie Elphicke: Lord Hoffmann said that human rights are universal in their abstraction, but national in
their application. I think that what he was saying was that one-size-fits-all
does not work and we need room for what used to be called subsidiarity, but
which in this debate has been called proportionality or the margin of
appreciation. The margin of appreciation is central to getting the right
settlement that all countries can live with.

Rory Stewart: My hon. Friend brings us neatly to the third question on the Bill: the question of
subsidiarity and triviality. on from the big questions of sovereignty and meta-ethics, the central argument
that my hon. Friend has made, which is an important one, is fundamentally
about triviality. Lord Hoffmann may be suggesting that although at a
theoretical level it may be possible to resolve whether prisoners should vote,
as a practical point, the issue does not really matter. It is subsidiary—that
is, it should be left to individual countries—because it is just too disruptive
to the international system to try to impose, as my hon. Friend puts it, a
one-size-fits-all approach. The argument is that trying to resolve the issue of
whether prisoners should have the vote is disruptive to the international
system.

That is a strong intuitive argument and one that we might have a lot of sympathy with in this House as politicians. It is
obviously not a moral argument, because Lord Hoffmann’s argument does not hold
water as a moral argument. It cannot be the case, as a question of ethics, that
nationality is the prime determiner of one’s rights. However, that may be true
as an issue of practicality. We might want to allow some flexibility in the
process for the sanity of the international system. Although that is really
tempting, the reason why we should not go down that path is twofold.

For a legal system, the question of triviality cannot be relevant. It is not possible
for a judge to determine a case simply on the basis of whether they think that
the question of prisoner voting is important in the grand scheme of things. The
judge is there to make a decision on the basis of the law. That is why we often
get frustrated and often find the system very peculiar.

The classic example, which is something that I hate about the European Court of
Human Rights, is the case that was brought by the man who did not want to give
his name when he was caught speeding. That case went all the way up through the
courts system. The man argued that he should not have been obliged to give his
name when spotted by a speeding camera because he had a right of privacy and a
right to silence. He objected to the fact that he was going to be fined for
giving his name.

Throughout the process, the courts did not say, “This is a trivial issue. It is a minor
speeding fine, so we’re not interested.” The case went all the way up to Lord
Bingham who, at great length and with enormous politeness, explained to the
gentleman that his right to silence did not extend to not giving his name in
relation to a speeding fine. At that point, the gentleman applied to the
European Court which, perhaps to the delight of speeding motorists, seemed for
a moment in a majority judgment to say that the man should not have to give his
name because of the right of privacy.

That case shows that the triviality argument does not operate and, much more importantly,
that judges are not politicians. It is not for a judge to determine whether it
would be politically disruptive or inconvenient for a particular judgment to be
passed. They may intuitively, in the back of their mind, be influenced by what
they have read in the newspaper and they may be anxious that if they pass a judgment
that is objectionable to the public, it will undermine the legitimacy or
reputation of the judiciary, but those cannot be formal considerations in their
decision. It cannot be that the European Court, which by its very nature has
sanctions, can consider whether making a certain decision is disruptive to the
international system or undermines the legitimacy or reputation
of the Court itself. Those cannot be the terms on which moral or legal
decisions are made, although we may often feel that they are the terms on which
political decisions should be made.

A good example of that is the question of gay marriage, which has been a controversial
issue in this Chamber. It makes perfect sense for a political Chamber to say,
“This is a philosophical question and we feel, for political reasons, that this
is not the appropriate moment to raise it because it would cause too much
disruption and unhappiness.” However, at the point at which the issue is raised
and put to the vote, it no longer makes sense to talk purely in terms of public
opinion and disruption, particularly in a case that relates to morals or
ethics, and it becomes necessary to look at the merits of the case and examine
it philosophically.

The argument for why the European Court should not get involved in prisoner voting
therefore cannot be that the issue is trivial or disruptive. The reason why
there must be subsidiarity and why there cannot be a one-size-fits-all approach
cannot, from a moral or legal point of view, be that it causes inconvenience.

Before I move on to the fourth and final part of the argument, I will go over the three
arguments about the European Court that we have considered and that do not hold
water. The first is the argument that the European Court should not exist
because Parliament is absolutely sovereign. As a moral principle, as opposed to
a statement of constitutional fact, that is objectionable. The current
evolution of British culture and the behaviour of the British Parliament over
the past 20 years suggest that it would be dangerous to put the entire reliance
for our constitutional system and the protection of rights on the individual
decisions of a temporary majority in a sovereign Parliament.

The second argument that we have rejected is that questions such as prisoners’
voting rights are purely relative, that there are no moral absolutes and that
such questions cannot be resolved in a philosophical sense. The contention is
that moral arguments are simply a question of, “You think this and I think
that,” and there is no way of resolving them, as if they are just a question of
taste, as in the trivial example that I gave of one person liking chocolate ice
cream and another liking strawberry ice cream. No; we believe very strongly
that moral arguments are different from arguments of taste. There is an answer
to these questions.

There is therefore an answer to the question of whether prisoners should have voting
rights. It is based on whether we believe that the dignity and inviolability of
the prisoner’s status as a moral actor—as a human—requires them, always and in
all circumstances, to have a vote or not. Personally, I do not find that
argument convincing. A prisoner is not entitled, as a fundamental element of
their human dignity and inviolability, to a vote in all circumstances. That is
not, however, simply a question of taste. It is a question of moral argument.

The third argument we are rejecting is that it is simply inconvenient to talk about such
matters and that it disrupts the international system. That is a tempting
argument, because we set up the Court; David Maxwell Fyfe essentially drafted
this document and steered it through. Britain is in the rather unfortunate
situation of embarrassment. We were proud of this Court, and if we wished to
tease ourselves a little bit, we could point out the
fact that for 40 years we rather enjoyed the fact that the Court told other
countries how to behave. We felt—probably intuitively—that the point about the
Court was that it would hopefully drag others up to what we rather pompously
felt was “our level”.

We became anxious about the Court only once it turned round and started telling us, as opposed to foreigners, what to do—a
difficult and embarrassing situation. We liked the Court when it did a good job
of insisting that countries in southern Europe should have habeas corpus and no
detention without trial. We became anxious only when the countries that we had
cheerfully made accord with British legal norms for 40 years, turned round and
tried to demand that we accord with their legal norms on prisoners voting.
There is a good reason to feel politically and institutionally, in terms of
public opinion, that we do not like that idea and would allow subsidiarity
simply to avoid political embarrassment. However, as I have argued, that is not
a moral or legal position; it is purely a question of expediency and
convenience, and no moral principle can be based on expediency.

The fourth and concluding argument concerns what we should do about the European
Court. We should not give up the notion that there are inviolable and universal
human rights, or that the sovereignty of Parliament must respect the rights of
the individual. We should not give up the notion of moral absolutes or accept
the notion that political expediency can override moral or legal principles. We
must return to the fundamentals and challenge the moral and legal argumentation
of the European Court, and we would do that in exactly the way that my hon.
Friend the Member for Dover has so eloquently explained.

From my point of view, my hon. Friend is not producing a measure that would lead us to
leave the European convention, but he points out that the Court’s current
operations are resulting in absurd, surreal consequences. The way to address
that problem is to look again at the European convention on human rights, and
consider how it was drafted in 1950, what ingredients lie within it and how
much latitude that gives the Court. A Court that one year ago had 100,000 cases
waiting to be heard—an absurd number—needs to say no to far more cases. The
Court must understand that the 1950 drafting of the convention allows it very
little latitude, and that it is currently engaged with many issues that are
outside the purview of the original convention on human rights.

A classic example of that is prisoners voting. The point is not that the question of
prisoners voting cannot be resolved legally or philosophically but that it
cannot be resolved on the basis of the European convention on human rights.
Nothing in the convention provides sufficient detail or cogency to allow a
judge, purely on the basis of the nostrum of a democratic society, to derive
from that vague and abstract principle the conclusion that prisoners should
have a vote. Such a thing could be done, but not by the European Court. It
could be done by the British Parliament or by a British court, because it
requires a much deeper background of legislation. In our case it would require
the corpus of the common law; in Spain it would require the corpus of its
continental legal system. To reach such a conclusion requires far more than the
brief statements in the European convention on human rights.

That does not mean that the European convention on human rights is useless—far from it.
The convention with its fundamental principles is an incredibly useful, dynamic
document that is unambiguous and clear—as it should be—on questions of torture.
It makes every sense for the European convention on human rights and the
European Court to rule on the protection of fundamental political rights of the
sort contained in that document. It is not that torture, genocide, arbitrary
arrest and arbitrary imprisonment are the only issues that matter. Many other
issues of human rights also matter, but those are the only issues covered in
the convention and on which the Court should be ruling. That is why the
Brighton declaration brought together by this Government as the President of
the European Council—the statements by the Secretary of State and the Lord
Chancellor—are correct

We require fundamental reform of the European Court. We must radically reduce the
number of cases it deals with and clarify its legal and philosophical basis to
determine on which cases it should and should not rule. The notion of
subsidiarity, which was raised so eloquently by my hon. Friend the Member for
Dover, is not a moral, legal, or philosophical principle but concerns the
ingredients of the European convention on human rights. Those things are
subsidiary because they are not covered in that document. We should not lose
confidence in the notion of rights and in a convention that we were proud to
create and which was created by a Conservative Member of Parliament and Lord
Chancellor.

David Mowat (Warrington South) (Con): My hon. Friend is giving an eloquent defence but the logic of his position
seems to be that we should not have a European convention on human rights or a
Court, but rather a world convention. Is that his position?

Rory Stewart: That is a telling intervention. The answer is that we have signed and ought to respect
and uphold the United Nations universal declaration of human rights. It exists; we are signatories to it.

Bob Stewart: We have signed up to it.

Rory Stewart: Yes. As my hon. Friend points out, we are signatories to that declaration of human rights. We
were the first signatories to it in 1948 and it is the precursor to the
European convention. We have signed it and we should respect it. Should we
establish a court to uphold the information in the UN universal declaration of
human rights? I think we should be very cautious of doing that. The UN
declaration includes many elements that would be difficult for a court to rule
on and that would be difficult to apply to the 200 members of the United
Nations. For example, the declaration includes a right to paid holiday. That is
difficult to imagine in Chad, Mali or the Congo. It is difficult to imagine
what would be involved if somebody in a developing country who lives on a
dollar a day asserted their right to a paid holiday, and it is therefore difficult
to imagine an international court that would rule on that kind of information.

Nevertheless, in certain circumstances we should respect the UN declaration and international
courts. A classic example is the International Criminal Court or the International
Criminal Tribunal for the former Yugoslavia.

Britain is a signatory to all cases with the ICTY and the ICC and upholds the rulings
of those courts that deal with crimes against humanity. To return to the
beginning of the argument, we sign up to such bodies because we accept that
crimes against humanity can be committed anywhere by anyone in any
circumstance, and the sovereignty of an individual Parliament or country does
not trump an individual’s rights to be exempt. Not even the sovereignty of this
Parliament. Not even this Parliament ought to be allowed to commit crimes
against humanity—to put the most extreme situation. We sign these things at
international level, and we constrain the power of our Parliament, as we
should, in those specific cases.

In other cases, the moral, legal and philosophical arguments are better conducted in the
domestic context.

Bob Stewart: Is it not the case that the International Criminal Court and the International Criminal
Tribunal for the Former Yugoslavia try crimes against humanity and crimes of
genocide only if there is no way that a national jurisdiction will deal with
the problem? Only then does it go to the ICC or the ICTY.

Rory Stewart: That is a fundamental principle, and my hon. Friend is correct to raise it. In the
international system, we have an important conception of state sovereignty. The
only argument being made today is that state sovereignty is not absolute; it
does not trump everything else, but to return to the language that my hon.
Friend the Member for North East Somerset does not like, up to a certain
threshold, state sovereignty obtains. Up to a certain point, there must be the
opportunity to attempt to resolve the situation domestically, but at that
point, when the state concerned has failed to deal with crimes against
humanity, it is not only legal under the international system but morally
correct for an international court to overrule the national Government.

David Mowat: May I press my hon. Friend further on his position on a world court of human rights? The logic
of his position seems to be that the scope of the European court should be
extended as far as possible, given that these things are absolute and not
relative, as he says.

Rory Stewart: That is a very interesting and important question. The answer of course is that when David
Maxwell Fyfe, of whom Conservatives should be proud, and Hartley Shawcross, of
whom the Opposition are equally proud, brought the convention together, the
objective was to spread it as widely as possible. Indeed, for more than 60
years the British Government have had as their policy an attempt to push it as
far as possible, which is why the European convention now extends a long way
beyond the boundaries of the European Union and takes in countries such as Russia.
That is because we believe that the ingredients of the European convention on
human rights are basic, inviolable and universal dignities. If anybody wishes
to sign up to the European convention, we absolutely encourage them to do so.
Any country that wishes to join, to sign up to the declarations and to be held
to the high and exacting standards contained in that document, should be
welcomed, but if the Court is to survive at all it
needs to narrow its focus drastically; that is where my hon. Friend the Member
for Dover is absolutely correct.

If the Court is to have any credibility or legitimacy in the long run, it cannot continue contributing to a situation
where the British public end up feeling that human rights are trivial, that
human rights are an excuse, that human rights are a charter for triviality,
that human rights have the same relationship to real rights as “Health and
Safety” does to real health and safety—in other words, that it is a factory for
lawyers and insurance claims. To return to its fundamental principles, the
Court needs to remember what it is there to do, and it is on that point that I
really will conclude.

The European convention on human rights is not something that we as a party should
set aside by suggesting that human rights do not exist. Human rights do exist,
and all of us are proud to live in a society where our rights have been
protected in different forms since Magna Carta. We did not use the words human
rights until the French began to popularise them in the late 18th century;
until then it was a specialist phrase that nobody in this country would have
used. Indeed, it was not until after the second world war that anyone in this
country started using the words human rights, but we have had the basic notion
of the rights of man for 800 years. It is that the human is dignified and
inviolable; certain things may not be done to that individual; anyone anywhere
who is treated in that fashion is wronged; their possession of that right is
not relative to the costs or benefits of upholding it in any particular case.

The European convention, drafted by us, enshrines those notions of basic decency—of
equality of humanity and of inviolability. The problem with it is not the
sovereignty of Parliament. The problem is not that rights do not exist. The
problem is not that it is politically too complicated. The problem is that we
have allowed the Court to stray from its fundamental job. It was given a very
narrow task and a very narrow focus, which, broadly speaking, was to deal with
crimes against humanity. We should therefore join my hon. Friend the Member for
Dover in strongly demanding that the case load of the European Court is
radically reduced, that the principles of subsidiarity are radically increased
and that the Court ceases to get involved in situations that in principle,
ethics or law, it is not competent to handle.